DFX Intelligence

B•• M••••• I••••••••• M••••••••• C••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

B•• M••••• I••••••••• M••••••••• C••••• L••

CRD 170663

GEORGE TOWN

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Search this name across graphsid dfx:ria:99baa925-bc3b-feb1-e6fb-0943d6b777e9

Data as of Mar 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 8
On other graphs: 0
Observed: Feb 28, 2014 to Mar 26, 2021
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10B••• Locked
Discretionary RAUM: $10B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• G•••• T•••• G••••• F•••	Other Private Fund	$3.3B	Mar 26, 2021	41	Mar 30, 2012	reported	021-1462402
N•• G•••• T•••• I••••••••• F•••	Other Private Fund	$1.3B	Mar 26, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• M••••• I••• L•• •••	Owner	E	yes	04/2017	Mar 20, 2019	Mar 26, 2021
B•• M••••• I••••••••• M••••••••• ••••••• L••••••	Owner	E	yes	12/2020	Mar 26, 2021	Mar 26, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• I••••••••• C•••••••••	n/a	Asset manager	$874B	N	yes	n/a
B•• M••••• I••••••••• A••••••• I•••	n/a	Asset manager	$419B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$10B	$9.1B	13.0%	$8.9B	4.9%	11	11	0	0

Relationships

Affiliated with (33)

← I•••••• I•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← B•• M••••• I••••••••• M••••••••• J•••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B•• M••••• I••••••••• A••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ M••••• I••••••••• C•••••••••Registered adviser

Dated events

Occurred
Mar 26, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 18, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 18, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99baa925-bc3b-feb1-e6fb-0943d6b777e9
First observed: Feb 28, 2014
Last observed: Mar 26, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.