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CRD 105642
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NCS GLOBAL FUND | Other Private Fund | $3.1B | May 27, 2022 | 52 | Mar 31, 2022 | dropped | n/a |
| NCS GROUP TRUST GLOBAL FUND | Other Private Fund | $2.9B | Aug 30, 2024 | 43 | Mar 30, 2023 | reported | 021-1462402 |
| NCS GROUP TRUST INTERNATIONAL FUND | Other Private Fund | $1.2B | Aug 30, 2024 | 24 | Mar 30, 2023 | reported | 021-1462403 |
| NCS INTERNATIONAL FUND LLC | Other Private Fund | $586M | Aug 30, 2024 | 21 | Mar 30, 2023 | reported | 021-1462394 |
| NCS GLOBAL FUND LLC | Other Private Fund | $400M | Aug 30, 2024 | 31 | Mar 30, 2023 | reported | 021-1462391 |
| NCS INTERNATIONAL FUND | Other Private Fund | $330M | May 27, 2022 | 4 | Mar 31, 2022 | dropped | n/a |
| NCS EMERGING MARKETS FUND | Other Private Fund | $294M | May 27, 2022 | 3 | Mar 31, 2022 | dropped | n/a |
| NCS MILLBURN LLC | Other Private Fund | $280M | Aug 30, 2024 | 3 | Mar 30, 2012 | reported | 021-1462404 |
| ALLIANZ VARIABLE INSURANCE PRODUCTS SECURITIES LENDING COLLATERAL FUND NO. 1 | Liquidity Fund | $272M | Apr 4, 2014 | 25 | Mar 29, 2012 | dropped | n/a |
| DELAWARE INVESTMENTS COLLATERAL FUND NO. 1, A SERIES OF DELAWARE INVESTMENTS COLLTERAL TRUST | Liquidity Fund | $200M | Dec 1, 2015 | 7 | Mar 29, 2012 | dropped | 021-149604 |
| NCS GROUP TRUST GLOBAL EMERGING MARKETS FUND | Other Private Fund | $0 | Aug 30, 2024 | 0 | Mar 30, 2023 | reported | 021-1462401 |
| NCS GROUP TRUST US FUND | Other Private Fund | $0 | Aug 30, 2024 | 0 | Mar 30, 2023 | reported | 021-1498926 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BNY MELLON IHC, LLC | Owner | E | yes | 12/2019 | Aug 2, 2023 | Aug 30, 2024 |
| BRADLE, KENNETH, JAMES | VICE PRESIDENT & DIRECTOR | Na | yes | 06/2019 | May 31, 2019 | Aug 30, 2024 |
| DIPETRILLO, DAVID, JOHN | VICE PRESIDENT & DIRECTOR | Na | yes | 02/2021 | Feb 1, 2021 | Aug 30, 2024 |
| MANNAN, BUSHRA | Director | Na | yes | 08/2023 | Aug 2, 2023 | Aug 30, 2024 |
| Maroni, Susan, Kay | Secretary | Na | yes | 04/2024 | Jun 12, 2024 | Aug 30, 2024 |
| MBC INVESTMENT CORPORATION | Owner | E | yes | 02/2017 | Aug 2, 2023 | Aug 30, 2024 |
| MBC INVESTMENTS CORPORATION | SOLE SHAREHOLDER | E | yes | 02/2017 | Mar 27, 2017 | Aug 30, 2024 |
| PAPADOULIS, IRENE, DESPINA | Director | Na | yes | 08/2023 | Aug 2, 2023 | Aug 30, 2024 |
| Pasquale, Gregory, John | CHIEF FINANCIAL OFFICER | Na | yes | 01/2021 | Jan 20, 2021 | Aug 30, 2024 |
| SQUILLACE, JOHN | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2021 | Jun 30, 2021 | Aug 30, 2024 |
| Sullivan, Peter, Michael | CHIEF LEGAL OFFICER | Na | yes | 07/2021 | Oct 4, 2021 | Aug 30, 2024 |
| THE BANK OF NEW YORK MELLON CORPORATION | SOLE SHAREHOLDER | E | yes | 05/1987 | Dec 21, 2011 | Aug 30, 2024 |
| Windels, James | Director | Na | yes | 02/2023 | Apr 3, 2023 | Aug 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MELLON INVESTMENTS CORPORATION | n/a | Asset manager | $874B | N | yes | n/a |
| INSIGHT NORTH AMERICA LLC | n/a | Other adviser | $171B | N | yes | n/a |
| WALTER SCOTT & PARTNERS LIMITED | n/a | Other adviser | $67B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | n/a | Asset manager | $59B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT LTD | n/a | Asset manager | $42B | N | yes | n/a |
| BNY MELLON ADVISORS, INC. | n/a | Bank affiliated wealth | $33B | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | n/a | Former SEC adviser | $32B | N | yes | n/a |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | n/a | Asset manager | $11B | N | yes | n/a |
| BNY MELLON SECURITIES CORPORATION | n/a | Other adviser | $8.4B | Y | yes | n/a |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | n/a | Former SEC adviser | $3.0B | N | yes | n/a |
| ARX INVESTIMENTOS LTDA | n/a | Former SEC adviser | $1.9B | N | yes | n/a |
| MELLON HEDGE ADVISORS, LLC | n/a | Former SEC adviser | $0 | N | yes | n/a |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON ASSET MANAGEMENT CANADA, LTD | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON BANCO S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON CAPITAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON FUND MANAGERS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON IM KOREA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD | n/a | n/a | n/a | N | no | n/a |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT SERVICING TRUST COMPANY | n/a | n/a | n/a | N | no | n/a |
| BNY MELLON NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST COMPANY OF ILLINOIS | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST OF DELAWARE | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT MANAGEMENT (EUROPE) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD. | n/a | n/a | n/a | N | no | n/a |
| PERSHING (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| PERSHING ADVISOR SOLUTIONS LLC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boston | Ma | United States | 8 | no |
| Pittsburgh | Pa | United States | 6 | no |
| SAN FRANCISCO | CA | United States | 3 | no |
| NEW YORK | NY | United States | 3 | no |
| WINTER PARK | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $419B | $419B | 69 | 14 | 5 | 5 | n/a |
| 2024 | Apr 1, 2025 | $365B | $365B | 80 | 18 | 5 | 6 | n/a |
| 2023 | Mar 28, 2024 | $340B | $340B | 96 | 23 | 5 | 7 | $5.4B |
| 2022 | Mar 30, 2023 | $361B | $361B | 113 | 33 | 5 | 7 | $5.1B |
| 2021 | Mar 31, 2022 | $384B | $384B | 116 | 35 | 5 | 4 | $4.0B |
| 2020 | Mar 24, 2021 | $315B | $315B | 200 | 109 | 3 | n/a | n/a |
| 2019 | Mar 30, 2020 | $271B | $271B | 206 | 112 | 3 | n/a | n/a |
| 2018 | Mar 27, 2019 | $260B | $260B | 222 | 113 | 3 | n/a | n/a |
| 2017 | Mar 27, 2018 | $292B | $292B | 285 | 111 | 4 | n/a | n/a |
| 2016 | Mar 27, 2017 | $256B | $256B | 299 | 115 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $270B | $270B | 284 | 117 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $294B | $294B | 283 | 116 | n/a | 1 | $200M |
| 2013 | Mar 28, 2014 | $299B | $299B | 351 | 137 | n/a | 2 | $493M |
| 2012 | Mar 27, 2013 | $278B | $278B | 363 | 140 | n/a | 2 | $1.1B |
| 2011 | Mar 29, 2012 | $343B | $340B | n/a | n/a | n/a | 2 | $2.1B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $419B | $365B | 14.8% | $361B | 5.2% | 69 | 80 | 5 | 5 |