DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 169829
CHIYODA-KU, TOKYO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BNY MELLON IHC, LLC | SOLE SHAREHOLDER | E | yes | 03/2017 | Jun 26, 2017 | Jun 24, 2021 |
| BNY MELLON INVESTMENT MANAGEMENT (APAC) HOLDINGS LIMITED | SOLE SHAREHOLDER | E | yes | 07/2007 | Jun 23, 2014 | Jun 24, 2021 |
| BNY MELLON INVESTMENT MANAGEMENT APAC LP | SOLE SHAREHOLDER | E | yes | 09/2013 | Dec 24, 2013 | Jun 24, 2021 |
| ENDO, KATSUTOSHI | REPRESENTATIVE DIRECTOR, PRESIDENT | Na | yes | 04/2021 | Apr 22, 2021 | Jun 24, 2021 |
| MBC INVESTMENTS CORPORATION | Shareholder | E | yes | 06/2013 | Dec 24, 2013 | Jun 24, 2021 |
| MUNEZANE, SHIN | HEAD OF LEGAL DEPARTMENT | Na | yes | 05/2011 | Dec 24, 2013 | Jun 24, 2021 |
| NAGAYA, HIROYUKI | HEAD OF ADMINISTRATION & COMMERCIAL ANALYTICS DIVISION | Na | yes | 05/2011 | Dec 24, 2013 | Jun 24, 2021 |
| SUZUKI, AKIHISA | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2016 | Jun 26, 2017 | Jun 24, 2021 |
| Suzuki, Toshihiro | HEAD OF FINANCE DEPARTMENT | Na | yes | 03/2021 | Apr 22, 2021 | Jun 24, 2021 |
| THE BANK OF NEW YORK MELLON CORPORATION | SOLE SHAREHOLDER | E | yes | 03/2017 | Dec 24, 2013 | Jun 24, 2021 |
| ENOMOTO, RYUICHI | STATUTORY AUDITOR | Na | no | 06/2014 | Sep 17, 2014 | Jun 24, 2021 |
| Oomen, Matthew, John | Director | Na | no | 12/2018 | Apr 14, 2016 | Jun 24, 2021 |
| YAMAGUCHI, SHOGO | DIRECTOR, CHAIRMAN | Na | no | 04/2021 | Dec 24, 2013 | Jun 24, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MELLON INVESTMENTS CORPORATION | n/a | Asset manager | $874B | N | yes | n/a |
| BNY MELLON INVESTMENT ADVISER, INC. | n/a | Asset manager | $419B | N | yes | n/a |
| INSIGHT NORTH AMERICA LLC | n/a | Other adviser | $171B | N | yes | n/a |
| WALTER SCOTT & PARTNERS LIMITED | n/a | Other adviser | $67B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | n/a | Asset manager | $59B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT LTD | n/a | Asset manager | $42B | N | yes | n/a |
| LOCKWOOD ADVISORS INC | n/a | Bank affiliated wealth | $33B | N | yes | n/a |
| ALCENTRA LIMITED | n/a | Asset manager | $23B | N | yes | n/a |
| ALCENTRA NY, LLC | n/a | Asset manager | $14B | N | yes | n/a |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | n/a | Asset manager | $11B | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD | n/a | Former SEC adviser | $10B | N | yes | n/a |
| BNY MELLON SECURITIES CORPORATION | n/a | Other adviser | $8.4B | N | yes | n/a |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | n/a | Former SEC adviser | $3.0B | N | yes | n/a |
| ARX INVESTIMENTOS LTDA | n/a | Former SEC adviser | $1.9B | N | yes | n/a |
| BNY MELLON INVESTOR SOLUTIONS, LLC | n/a | Former SEC adviser | $853M | N | yes | n/a |
| EACM ADVISORS LLC | n/a | Former SEC adviser | $617M | N | yes | n/a |
| MELLON HEDGE ADVISORS, LLC | n/a | Former SEC adviser | $0 | N | yes | n/a |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON ASSET MANAGEMENT CANADA LTD. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON BANCO S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON CAPITAL MARKETS EMEA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON CAPITAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON FUND MANAGERS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON GLOBAL MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON IM KOREA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON SERVICOS FINANCERIOS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST COMPANY (IRELAND) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST COMPANY OF ILLINOIS | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST OF DELAWARE | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON WEALTH MANAGEMENT ADVISORY SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Jun 24, 2021 | $32B | $32B | 81 | 13 | 0 | n/a | n/a |
| 2020 | Jun 26, 2020 | $25B | $25B | 87 | 15 | 0 | n/a | n/a |
| 2019 | Jun 25, 2019 | $26B | $26B | 87 | 14 | 0 | n/a | n/a |
| 2018 | Jun 27, 2018 | $31B | $31B | 88 | 15 | 0 | n/a | n/a |
| 2017 | Jun 26, 2017 | $23B | $23B | 92 | 15 | n/a | n/a | n/a |
| 2016 | May 26, 2016 | $20B | $20B | 95 | 16 | n/a | n/a | n/a |
| 2015 | Jun 19, 2015 | $14B | $14B | 97 | 17 | n/a | n/a | n/a |
| 2014 | Jun 23, 2014 | $12B | $12B | 108 | 21 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $32B | $25B | 30.1% | $31B | 1.2% | 81 | 87 | 0 | 0 |