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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BNY MELLON TRANSITION MANAGEMENT ADVISORS, LLC

CRD 168024

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0761dc88-919e-8109-91d0-4169dd4cba76

Data as of May 31, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 1
On other graphs: 0
Observed: May 31, 2013 to May 31, 2013
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 25
Advisory employees: 10
SEC number: 801-78172
CRD: 168024
Filings on the tape: 1
First filed: May 31, 2013
Latest filed: May 31, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRINKER, ROBERT, SCOTT	CHIEF SALES OFFICER, MANAGER	Na	yes	05/2013	May 31, 2013	May 31, 2013
KELEHER, MARK, ANDREW	CHIEF EXECUTIVE OFFICER, MANAGER	Na	yes	05/2013	May 31, 2013	May 31, 2013
THE BANK OF NEW YORK MELLON CORPORATION	SOLE MEMBER	E	yes	05/2013	May 31, 2013	May 31, 2013
WILSON, KEITH, ROSS	CHIEF INVESTMENT OFFICER, MANAGER	Na	yes	05/2013	May 31, 2013	May 31, 2013
YRRIZARRY, KRISTOFER	CHIEF COMPLIANCE OFFICER	Na	yes	05/2013	May 31, 2013	May 31, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 77

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MELLON CAPITAL MANAGEMENT CORPORATION	n/a	Asset manager	$874B	N	yes	n/a
THE DREYFUS CORPORATION	n/a	Asset manager	$419B	N	yes	n/a
PARETO NEW YORK LLC	n/a	Other adviser	$171B	N	yes	n/a
STANDISH MELLON ASSET MANAGEMENT COMPANY LLC	n/a	Former SEC adviser	$130B	N	yes	n/a
WALTER SCOTT & PARTNERS LIMITED	n/a	Other adviser	$67B	N	yes	n/a
NEWTON CAPITAL MANAGEMENT LTD	n/a	Asset manager	$42B	N	yes	n/a
LOCKWOOD ADVISORS INC	n/a	Bank affiliated wealth	$33B	N	yes	n/a
ALCENTRA LIMITED	n/a	Asset manager	$23B	N	yes	n/a
THE BOSTON COMPANY ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
ALCENTRA NY, LLC	n/a	Asset manager	$14B	N	yes	n/a
MBSC SECURITIES CORPORATION	n/a	Other adviser	$8.4B	N	yes	n/a
URDANG SECURITIES MANAGEMENT INC	n/a	Former SEC adviser	$7.9B	N	yes	n/a
HEDGEMARK ADVISORS, LLC	n/a	Former SEC adviser	$7.1B	N	yes	n/a
PARETO INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$3.0B	N	yes	n/a
BNY MELLON ARX INVESTIMENTOS LTDA	n/a	Former SEC adviser	$1.9B	N	yes	n/a
EACM ADVISORS LLC	n/a	Former SEC adviser	$617M	N	yes	n/a
URDANG CAPITAL MANAGEMENT INC	n/a	Former SEC adviser	$577M	N	yes	n/a
MELLON HEDGE ADVISORS, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
ACN 003 231 829 LIMITED	n/a	n/a	n/a	N	yes	n/a
ALCENTRA MANAGEMENT (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
BANK OF NEW YORK MELLON	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ADMINISTRACO DE ATIVOS LTDA.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ALOCACAO DE PATRIMONIO LTDA	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT JAPAN LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON BANCO S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS EMEA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
BNY MELLON FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON GLOBAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a
BNY MELLON SERVICES FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DVTM) S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON TRUST COMPANY OF ILLINOIS	n/a	n/a	n/a	N	yes	n/a
BNY MELLON TRUST OF DELAWARE	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Everett	Ma	United States	n/a	no
NEW YORK	NY	United States	n/a	no
Pittsburgh	Pa	United States	n/a	no

Relationships

Affiliated with (20)

← 484WALL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE BOSTON COMPANY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEWTON INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WALTER SCOTT & PARTNERS LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ STANDISHRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BSP NY LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ EACM ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MELLON HEDGE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, common control
factForm ADV
→ ARX INVESTIMENTOS LTDARegistered adviserother investment adviser, bank, common control
factForm ADV
→ HEDGEMARK ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BENEFIT STREET PARTNERS LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ CONVERGEX EXECUTION SOLUTIONS LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV

Controls (5)

← WILSON, KEITH, ROSSOwnerCHIEF INVESTMENT OFFICER, MANAGER, ownership code NA, individual
May 31, 2013 to presentfactForm ADV
← KELEHER, MARK, ANDREWOwnerCHIEF EXECUTIVE OFFICER, MANAGER, ownership code NA, individual
May 31, 2013 to presentfactForm ADV
← YRRIZARRY, KRISTOFEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 31, 2013 to presentfactForm ADV
← BRINKER, ROBERT, SCOTTOwnerCHIEF SALES OFFICER, MANAGER, ownership code NA, individual
May 31, 2013 to presentfactForm ADV
← THE BANK OF NEW YORK MELLON CORPORATIONOwnerSOLE MEMBER, ownership code E, domestic entity
May 31, 2013 to presentfactForm ADV

Dated events

Occurred
May 31, 2013
First Form ADV filing
Bny Mellon Transition Management Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0761dc88-919e-8109-91d0-4169dd4cba76
First observed: May 31, 2013
Last observed: May 31, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BNY MELLON TRANSITION MANAGEMENT ADVISORS, LLC

CRD 168024

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0761dc88-919e-8109-91d0-4169dd4cba76

Data as of May 31, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRINKER, ROBERT, SCOTT

CHIEF SALES OFFICER, MANAGER

yes

05/2013

May 31, 2013

KELEHER, MARK, ANDREW

CHIEF EXECUTIVE OFFICER, MANAGER

yes

05/2013

May 31, 2013

THE BANK OF NEW YORK MELLON CORPORATION

SOLE MEMBER

yes

05/2013

May 31, 2013

WILSON, KEITH, ROSS

CHIEF INVESTMENT OFFICER, MANAGER

yes

05/2013

May 31, 2013

YRRIZARRY, KRISTOFER

CHIEF COMPLIANCE OFFICER

yes

05/2013

May 31, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MELLON CAPITAL MANAGEMENT CORPORATION

n/a

Asset manager

$874B

yes

n/a

THE DREYFUS CORPORATION

n/a

Asset manager

$419B

yes

n/a

PARETO NEW YORK LLC

n/a

Other adviser

$171B

yes

n/a

STANDISH MELLON ASSET MANAGEMENT COMPANY LLC

n/a

Former SEC adviser

$130B

yes

n/a

WALTER SCOTT & PARTNERS LIMITED

n/a

Other adviser

$67B

yes

n/a

NEWTON CAPITAL MANAGEMENT LTD

n/a

Asset manager

$42B

yes

n/a

LOCKWOOD ADVISORS INC

n/a

Bank affiliated wealth

$33B

yes

n/a

ALCENTRA LIMITED

n/a

Asset manager

$23B

yes

n/a

THE BOSTON COMPANY ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$20B

yes

n/a

ALCENTRA NY, LLC

n/a

Asset manager

$14B

yes

n/a

MBSC SECURITIES CORPORATION

n/a

Other adviser

$8.4B

yes

n/a

URDANG SECURITIES MANAGEMENT INC

n/a

Former SEC adviser

$7.9B

yes

n/a

HEDGEMARK ADVISORS, LLC

n/a

Former SEC adviser

$7.1B

yes

n/a

PARETO INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$3.0B

yes

n/a

BNY MELLON ARX INVESTIMENTOS LTDA

n/a

Former SEC adviser

$1.9B

yes

n/a

EACM ADVISORS LLC

n/a

Former SEC adviser

$617M

yes

n/a

URDANG CAPITAL MANAGEMENT INC

n/a

Former SEC adviser

$577M

yes

n/a

MELLON HEDGE ADVISORS, LLC

n/a

Former SEC adviser

yes

n/a

ACN 003 231 829 LIMITED

n/a

yes

n/a

ALCENTRA MANAGEMENT (IRELAND) LIMITED

n/a

yes

n/a

BANK OF NEW YORK MELLON

n/a

yes

n/a

BNY MELLON ADMINISTRACO DE ATIVOS LTDA.

n/a

yes

n/a

BNY MELLON ALOCACAO DE PATRIMONIO LTDA

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT (UK) LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT AUSTRALIA LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT CANADA LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT HONG KONG LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT INTERNATIONAL LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT JAPAN LIMITED

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT KOREA LIMITED

n/a

yes

n/a

BNY MELLON BANCO S.A.

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS EMEA LIMITED

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS, LLC

n/a

yes

n/a

BNY MELLON FUND MANAGERS LIMITED

n/a

yes

n/a

BNY MELLON GLOBAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON INTERNATIONAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON NATIONAL ASSOCIATION

n/a

yes

n/a

BNY MELLON SERVICES FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DVTM) S.A.

n/a

yes

n/a

BNY MELLON TRUST COMPANY OF ILLINOIS

n/a

yes

n/a

BNY MELLON TRUST OF DELAWARE

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Everett

United States

n/a

NEW YORK

United States

n/a

Pittsburgh

United States

n/a