DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM over $100B

STANDISH

STANDISH MELLON ASSET MANAGEMENT COMPANY LLC, CRD 113972

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bafa3ae-e3ab-739b-8222-cd123fd84862

Data as of Nov 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2011 to Nov 15, 2017
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130BItem 5.F on the latest filing (2017-11-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $126B
Private client RAUM: $4.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 158
Advisory employees: 110
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,742
Individual clients: 0
High net worth clients: 49
SEC number: 801-60527
CRD: 113972
Filings on the tape: 18
First filed: Dec 21, 2011
Latest filed: Nov 15, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAITHWAITE, JULIA	CHIEF COMPLIANCE OFFICER, SECRETARY	Na	yes	03/2010	Dec 21, 2011	Nov 15, 2017
BRISK, GREGORY, ALLAN	BOARD MEMBER, TRUSTEE OF SOLE OWNER	Na	yes	07/2016	Jan 19, 2017	Nov 15, 2017
DAGLIO, DAVID, ANTONIO	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
GENNACO, JOSEPH, PATRICK	BOARD MEMBER, TRUSTEE OF SOLE OWNER	Na	yes	07/2016	Jan 19, 2017	Nov 15, 2017
GERMANO, MICHAEL, ANTHONY	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
JOFFE, ADAM, BRETT	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
KOCH, AMY, ELIZABETH	CHIEF ADMINISTRATIVE OFFICER	Na	yes	03/2017	Mar 31, 2017	Nov 15, 2017
LADD, EDWARD, HOMER	CHAIRMAN EMERITUS OF STANDISH, BOARD MEMBER	Na	yes	07/2001	Dec 21, 2011	Nov 15, 2017
LEDUC, DAVID, C	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER	Na	yes	08/2015	Aug 26, 2015	Nov 15, 2017
LEWIN, JAMIE, WILLIAM	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
LILLARD, LINDA, TUNG	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
LOEB, THOMAS	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
MAC INTYRE, JAMES, DESMOND	BOARD MEMBER	Na	yes	10/2017	Dec 21, 2011	Nov 15, 2017
MAM (MA) HOLDINGS LLC	SOLE OWNER	E	yes	03/2017	Mar 31, 2017	Nov 15, 2017
Oomen, Matthew, John	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
OVER, ALEXANDER, BRIAN	BOARD MEMBER	Na	yes	10/2017	Dec 21, 2011	Nov 15, 2017
PARCELLA, GABRIELA, FRANCO	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
ZHANG, JEFF, JIANFENG	BOARD MEMBER	Na	yes	10/2017	Nov 15, 2017	Nov 15, 2017
MBC INVESTMENTS CORPORATION	INDIRECT OWNER	E	no	03/2017	Mar 31, 2017	Nov 15, 2017
THE BANK OF NEW YORK MELLON CORPORATION(SUCCESSOR TO MERGER OF MELLON FINANCIAL CORPORATION & THE BANK OF NEW YORK COMPANY, INC)	SOLE OWNER	E	no	07/2007	Dec 21, 2011	Nov 15, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 71

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MELLON CAPITAL MANAGEMENT CORPORATION	n/a	Asset manager	$874B	N	yes	n/a
THE DREYFUS CORPORATION	n/a	Asset manager	$419B	N	yes	n/a
INSIGHT NORTH AMERICA LLC	n/a	Other adviser	$171B	N	yes	n/a
WALTER SCOTT & PARTNERS LIMITED	n/a	Other adviser	$67B	N	yes	n/a
NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD	n/a	Asset manager	$42B	N	yes	n/a
LOCKWOOD ADVISORS INC	n/a	Bank affiliated wealth	$33B	N	yes	n/a
BNY MELLON ASSET MANAGEMENT JAPAN LIMITED	n/a	Former SEC adviser	$32B	N	yes	n/a
ALCENTRA LIMITED	n/a	Asset manager	$23B	N	yes	n/a
THE BOSTON COMPANY ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
CUTWATER INVESTOR SERVICES CORP.	n/a	Former SEC adviser	$15B	N	yes	n/a
ALCENTRA NY, LLC	n/a	Asset manager	$14B	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD	n/a	Former SEC adviser	$10B	N	yes	n/a
MBSC SECURITIES CORPORATION	n/a	Other adviser	$8.4B	N	yes	n/a
CENTERSQUARE INVESTMENT MANAGEMENT, INC.	n/a	Former SEC adviser	$7.9B	N	yes	n/a
HEDGEMARK ADVISORS, LLC	n/a	Former SEC adviser	$7.1B	N	yes	n/a
PARETO INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$3.0B	N	yes	n/a
ARX INVESTIMENTOS LTDA	n/a	Former SEC adviser	$1.9B	N	yes	n/a
BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC	n/a	Former SEC adviser	$853M	N	yes	n/a
EACM ADVISORS LLC	n/a	Former SEC adviser	$617M	N	yes	n/a
CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.	n/a	Former SEC adviser	$577M	N	yes	n/a
AMHERST CAPITAL MANAGEMENT LLC	n/a	Asset manager	$545M	Y	yes	n/a
CUTWATER ASSET MANAGEMENT CORP.	n/a	Former SEC adviser	$423M	N	yes	n/a
STANDISH MELLON ASSET MANAGEMENT (UK) LIMITED	n/a	Former SEC adviser	$232M	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED	n/a	Former SEC adviser	$78.5M	N	yes	n/a
MELLON HEDGE ADVISORS, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
BNY MELLON ADMINISTRACAO DE ATIVOS LTDA.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ALOCACAO DE PATRIMONIO LTDA	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON BANCO S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS EMEA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
BNY MELLON FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON GLOBAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON IM KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED	n/a	Former SEC adviser	n/a	N	yes	n/a
BNY MELLON NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	Pa
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	11	no
SAN FRANCISCO	CA	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$130B	$126B	158	110	n/a	n/a	n/a
2015	Mar 30, 2016	$139B	$139B	158	93	n/a	n/a	n/a
2014	Mar 31, 2015	$147B	$146B	146	129	n/a	n/a	n/a
2013	Mar 28, 2014	$144B	$143B	175	137	n/a	n/a	n/a
2012	Apr 1, 2013	$149B	$147B	161	93	n/a	n/a	n/a
2011	Mar 30, 2012	$66B	$65B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$130B	$139B	-6.2%	$144B	-3.2%	158	158	2	n/a

Relationships

Affiliated with (41)

→ THE BOSTON COMPANY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEWTON INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WALTER SCOTT & PARTNERS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BSP NY LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ EACM ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MELLON HEDGE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ARX INVESTIMENTOS LTDARegistered adviserother investment adviser, bank, common control
factForm ADV
→ HEDGEMARK ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BENEFIT STREET PARTNERS LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MELLON INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITEDRegistered adviserother investment adviser, broker-dealer, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ AMHERST CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ BNY MELLON INVESTOR SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CONVERGEX EXECUTION SOLUTIONS LLCRegistered adviserbroker-dealer, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, common control
factForm ADV
← THE BOSTON COMPANY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HEDGEMARK ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
and 11 more

Controls (18)

← GENNACO, JOSEPH, PATRICKOwnerBOARD MEMBER, TRUSTEE OF SOLE OWNER, ownership code NA, individual
Jan 19, 2017 to presentfactForm ADV
← LOEB, THOMASOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← JOFFE, ADAM, BRETTOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← LEDUC, DAVID, COwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER, ownership code NA, individual
Aug 26, 2015 to presentfactForm ADV
← ZHANG, JEFF, JIANFENGOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← KOCH, AMY, ELIZABETHOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← LADD, EDWARD, HOMEROwnerCHAIRMAN EMERITUS OF STANDISH, BOARD MEMBER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← PARCELLA, GABRIELA, FRANCOOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← LILLARD, LINDA, TUNGOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← DAGLIO, DAVID, ANTONIOOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← MAC INTYRE, JAMES, DESMONDOwnerBOARD MEMBER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← OVER, ALEXANDER, BRIANOwnerBOARD MEMBER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← BRAITHWAITE, JULIAOwnerCHIEF COMPLIANCE OFFICER, SECRETARY, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← BRISK, GREGORY, ALLANOwnerBOARD MEMBER, TRUSTEE OF SOLE OWNER, ownership code NA, individual
Jan 19, 2017 to presentfactForm ADV
← LEWIN, JAMIE, WILLIAMOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← GERMANO, MICHAEL, ANTHONYOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← Oomen, Matthew, JohnOwnerBOARD MEMBER, ownership code NA, individual
Nov 15, 2017 to presentfactForm ADV
← MAM (MA) HOLDINGS LLCOwnerSOLE OWNER, ownership code E, domestic entity
Mar 31, 2017 to presentfactForm ADV

Owns (2)

← MBC INVESTMENTS CORPORATIONOwnerINDIRECT OWNER, ownership code E, domestic entity
Mar 31, 2017 to presentfactForm ADV
← THE BANK OF NEW YORK MELLON CORPORATION(SUCCESSOR TO MERGER OF MELLON FINANCIAL CORPORATION & THE BANK OF NEW YORK COMPANY, INC)OwnerSOLE OWNER, ownership code E, domestic entity
Dec 21, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bafa3ae-e3ab-739b-8222-cd123fd84862
First observed: Dec 21, 2011
Last observed: Nov 15, 2017 107 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STANDISH

STANDISH MELLON ASSET MANAGEMENT COMPANY LLC, CRD 113972

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bafa3ae-e3ab-739b-8222-cd123fd84862

Data as of Nov 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAITHWAITE, JULIA

CHIEF COMPLIANCE OFFICER, SECRETARY

yes

03/2010

Dec 21, 2011

Nov 15, 2017

BRISK, GREGORY, ALLAN

BOARD MEMBER, TRUSTEE OF SOLE OWNER

yes

07/2016

Jan 19, 2017

Nov 15, 2017

DAGLIO, DAVID, ANTONIO

BOARD MEMBER

yes

10/2017

Nov 15, 2017

GENNACO, JOSEPH, PATRICK

BOARD MEMBER, TRUSTEE OF SOLE OWNER

yes

07/2016

Jan 19, 2017

Nov 15, 2017

GERMANO, MICHAEL, ANTHONY

BOARD MEMBER

yes

10/2017

Nov 15, 2017

JOFFE, ADAM, BRETT

BOARD MEMBER

yes

10/2017

Nov 15, 2017

KOCH, AMY, ELIZABETH

CHIEF ADMINISTRATIVE OFFICER

yes

03/2017

Mar 31, 2017

Nov 15, 2017

LADD, EDWARD, HOMER

CHAIRMAN EMERITUS OF STANDISH, BOARD MEMBER

yes

07/2001

Dec 21, 2011

Nov 15, 2017

LEDUC, DAVID, C

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER

yes

08/2015

Aug 26, 2015

Nov 15, 2017

LEWIN, JAMIE, WILLIAM

BOARD MEMBER

yes

10/2017

Nov 15, 2017

LILLARD, LINDA, TUNG

BOARD MEMBER

yes

10/2017

Nov 15, 2017

LOEB, THOMAS

BOARD MEMBER

yes

10/2017

Nov 15, 2017

MAC INTYRE, JAMES, DESMOND

BOARD MEMBER

yes

10/2017

Dec 21, 2011

Nov 15, 2017

MAM (MA) HOLDINGS LLC

SOLE OWNER

yes

03/2017

Mar 31, 2017

Nov 15, 2017

Oomen, Matthew, John

BOARD MEMBER

yes

10/2017

Nov 15, 2017

OVER, ALEXANDER, BRIAN

BOARD MEMBER

yes

10/2017

Dec 21, 2011

Nov 15, 2017

PARCELLA, GABRIELA, FRANCO

BOARD MEMBER

yes

10/2017

Nov 15, 2017

ZHANG, JEFF, JIANFENG

BOARD MEMBER

yes

10/2017

Nov 15, 2017

MBC INVESTMENTS CORPORATION

INDIRECT OWNER

03/2017

Mar 31, 2017

Nov 15, 2017

THE BANK OF NEW YORK MELLON CORPORATION(SUCCESSOR TO MERGER OF MELLON FINANCIAL CORPORATION & THE BANK OF NEW YORK COMPANY, INC)

SOLE OWNER

07/2007

Dec 21, 2011

Nov 15, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MELLON CAPITAL MANAGEMENT CORPORATION

n/a

Asset manager

$874B

yes

n/a

THE DREYFUS CORPORATION

n/a

Asset manager

$419B

yes

n/a

INSIGHT NORTH AMERICA LLC

n/a

Other adviser

$171B

yes

n/a

WALTER SCOTT & PARTNERS LIMITED

n/a

Other adviser

$67B

yes

n/a

NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD

n/a

Asset manager

$42B

yes

n/a

LOCKWOOD ADVISORS INC

n/a

Bank affiliated wealth

$33B

yes

n/a

BNY MELLON ASSET MANAGEMENT JAPAN LIMITED

n/a

Former SEC adviser

$32B

yes

n/a

ALCENTRA LIMITED

n/a

Asset manager

$23B

yes

n/a

THE BOSTON COMPANY ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$20B

yes

n/a

CUTWATER INVESTOR SERVICES CORP.

n/a

Former SEC adviser

$15B

yes

n/a

ALCENTRA NY, LLC

n/a

Asset manager

$14B

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD

n/a

Former SEC adviser

$10B

yes

n/a

MBSC SECURITIES CORPORATION

n/a

Other adviser

$8.4B

yes

n/a

CENTERSQUARE INVESTMENT MANAGEMENT, INC.

n/a

Former SEC adviser

$7.9B

yes

n/a

HEDGEMARK ADVISORS, LLC

n/a

Former SEC adviser

$7.1B

yes

n/a

PARETO INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$3.0B

yes

n/a

ARX INVESTIMENTOS LTDA

n/a

Former SEC adviser

$1.9B

yes

n/a

BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC

n/a

Former SEC adviser

$853M

yes

n/a

EACM ADVISORS LLC

n/a

Former SEC adviser

$617M

yes

n/a

CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.

n/a

Former SEC adviser

$577M

yes

n/a

AMHERST CAPITAL MANAGEMENT LLC

n/a

Asset manager

$545M

yes

n/a

CUTWATER ASSET MANAGEMENT CORP.

n/a

Former SEC adviser

$423M

yes

n/a

STANDISH MELLON ASSET MANAGEMENT (UK) LIMITED

n/a

Former SEC adviser

$232M

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED

n/a

Former SEC adviser

$78.5M

yes

n/a

MELLON HEDGE ADVISORS, LLC

n/a

Former SEC adviser

yes

n/a

BNY MELLON ADMINISTRACAO DE ATIVOS LTDA.

n/a

yes

n/a

BNY MELLON ALOCACAO DE PATRIMONIO LTDA

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT CANADA LIMITED

n/a

yes

n/a

BNY MELLON BANCO S.A.

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS EMEA LIMITED

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS, LLC

n/a

yes

n/a

BNY MELLON FUND MANAGERS LIMITED

n/a

yes

n/a

BNY MELLON GLOBAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON IM KOREA LIMITED

n/a

yes

n/a

BNY MELLON INTERNATIONAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED

n/a

Former SEC adviser

n/a

yes

n/a

BNY MELLON NATIONAL ASSOCIATION

n/a

yes

BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$130B

$126B

158

110

n/a

2015

Mar 30, 2016

$139B

158

n/a

2014

Mar 31, 2015

$147B

$146B

146

129

n/a

2013

Mar 28, 2014

$144B

$143B

175

137

n/a

2012

Apr 1, 2013

$149B

$147B

161

n/a

2011

Mar 30, 2012

$66B

$65B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$130B

$139B

-6.2%

$144B

-3.2%

158

n/a