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CRD 128557
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MULTI MANAGER GLOBAL INVESTMEN0T TRUST - JM3 GLOBAL CLO FUND 2018 | Other Private Fund | $2.2B | Nov 18, 2024 | 1 | Mar 30, 2020 | reported | n/a |
| MULTI MANAGER GLOBAL INVESTMENT TRUST - JM3 GLOBAL CLO FUND 2020 | Other Private Fund | $2.2B | Nov 18, 2024 | 0 | Mar 31, 2021 | reported | n/a |
| ALCENTRA GLOBAL HIGH GRADE CLO DEBT FUND PCC LIMITED | Other Private Fund | $1.5B | Nov 18, 2024 | 7 | Mar 30, 2016 | reported | n/a |
| MF GLOBAL INVESTMENT UMBRELLA UNIT TRUST - ALC EUR IG CLO FUND | Other Private Fund | $1.2B | Nov 18, 2024 | 1 | Mar 30, 2020 | reported | n/a |
| SHACKLETON 2014-V-R CLO, LTD. | Securitized Asset Fund | $553M | Nov 18, 2024 | 23 | Mar 29, 2019 | reported | n/a |
| ASCOF IV HOLDCO LIMITED | Hedge Fund | $484M | Nov 18, 2024 | 34 | Aug 19, 2020 | reported | n/a |
| SHACKLETON 2015-VII-R CLO, LTD. | Securitized Asset Fund | $481M | Nov 18, 2024 | 18 | Mar 29, 2019 | reported | n/a |
| SHACKLETON 2018-XII CLO, LTD. | Securitized Asset Fund | $478M | Nov 18, 2024 | 17 | Mar 29, 2018 | reported | n/a |
| SHACKLETON 2019-XIV CLO, LTD. | Securitized Asset Fund | $440M | Nov 18, 2024 | 18 | Mar 30, 2020 | reported | n/a |
| SHACKLETON 2021-XVI CLO, LTD. | Securitized Asset Fund | $410M | Nov 18, 2024 | 15 | Mar 31, 2022 | reported | n/a |
| SHACKLETON 2019-XV CLO, LTD. | Securitized Asset Fund | $403M | Nov 18, 2024 | 18 | Mar 30, 2020 | reported | n/a |
| SHACKLETON 2013-IV-R CLO, LTD | Securitized Asset Fund | $390M | Nov 18, 2024 | 22 | Mar 29, 2019 | reported | n/a |
| SHACKLETON II CLO, LTD. | Securitized Asset Fund | $390M | Jul 10, 2017 | 17 | Mar 22, 2013 | dropped | n/a |
| SHACKLETON 2014-VI-R CLO, LTD. | Securitized Asset Fund | $389M | Jun 29, 2023 | 1 | Mar 29, 2019 | dropped | n/a |
| SHACKLETON 2013-III CLO, LTD. | Securitized Asset Fund | $362M | Nov 18, 2024 | 25 | Mar 31, 2014 | reported | n/a |
| SHACKLETON 2017-X CLO, LTD. | Securitized Asset Fund | $360M | Nov 18, 2024 | 23 | Mar 29, 2018 | reported | n/a |
| SHACKLETON 2017-XI CLO, LTD. | Securitized Asset Fund | $345M | Nov 18, 2024 | 22 | Mar 29, 2018 | reported | n/a |
| SHACKLETON I CLO, LTD. | Securitized Asset Fund | $333M | Jul 10, 2017 | 21 | Mar 22, 2013 | dropped | n/a |
| GLOBAL HIGH GRADE CLO DEBT FUND 2022 RUN-OFF PORTFOLIO | Other Private Fund | $239M | Nov 18, 2024 | 0 | Mar 31, 2023 | reported | n/a |
| PACIFICA CDO V, LTD. | Securitized Asset Fund | $237M | Feb 24, 2015 | 39 | Mar 28, 2012 | dropped | n/a |
| SHACKLETON 2018-XIV CLO FUNDING LLC | Securitized Asset Fund | $225M | Dec 13, 2019 | 5 | Mar 29, 2019 | dropped | n/a |
| ALCENTRA VIADUCT FUND (MASTER FUND) LP | Hedge Fund | $206M | Nov 18, 2024 | 3 | Feb 26, 2019 | reported | 021-323931 |
| SHACKLETON 2022-XVII CLO, LTD. | Securitized Asset Fund | $159M | Jun 29, 2023 | 1 | Mar 31, 2023 | dropped | n/a |
| CSCOF III HOLDCO LIMITED | Hedge Fund | $141M | Nov 18, 2024 | 51 | Mar 31, 2017 | reported | n/a |
| CLAREANT EUROPEAN LOAN FUND (CAYMAN ISLANDS) TRUST | Other Private Fund | $132M | Feb 26, 2019 | 5 | Mar 29, 2018 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALCENTRA US, INC. | Shareholder | E | yes | 02/2018 | Mar 29, 2018 | Nov 18, 2024 |
| BNY ALCENTRA GROUP HOLDINGS, INC. | Shareholder | E | yes | 11/2015 | Dec 21, 2011 | Nov 18, 2024 |
| BYRNE, RICHARD, JAN | President | Na | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| FRANKLIN RESOURCES INC. | Shareholder | E | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| FRANKLIN RESOURCES, INC. | SOLE MEMBER | E | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| GAHAN, THOMAS, JAMES | CHIEF INVESTMENT OFFICER, CHAIRMAN | Na | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| GALLO, ENRICO, NICHOLAS | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2024 | May 6, 2024 | Nov 18, 2024 |
| MANLOWE, DAVID, JOSEPH | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER | Na | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| MARTOKEN, BRYAN, ROGER | CHIEF FINANCIAL OFFICER | Na | yes | 11/2022 | Dec 5, 2022 | Nov 18, 2024 |
| SCHOCH, HENRY | CHIEF ACCOUNTING OFFICER | Na | yes | 01/2024 | Mar 27, 2024 | Nov 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BENEFIT STREET PARTNERS L.L.C. | n/a | Asset manager | $28B | N | yes | n/a |
| ALCENTRA LIMITED | n/a | Asset manager | $23B | N | yes | n/a |
| BSP CLO MANAGEMENT LLC | n/a | Asset manager | $12B | N | yes | n/a |
| FRANKLIN BSP CAPITAL ADVISER LLC | n/a | Asset manager | $4.2B | N | yes | n/a |
| ALCENTRA HIGH YIELD | n/a | n/a | n/a | Y | yes | n/a |
| ALCENTRA JERSEY GP LIMITED PARTNERSHIP | n/a | n/a | n/a | Y | yes | n/a |
| ALCENTRA S.A.R.L. | n/a | n/a | n/a | Y | yes | n/a |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND II GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ASCOF IV GP LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| BNY MELLON GLOBAL CREDIT ALTERNATIVES FUND MANAGER, LLC | n/a | n/a | n/a | Y | no | n/a |
| BROWN BROTHERS HARRIMAN TRUST COMPANY (CAYMAN LIMITED) | n/a | n/a | n/a | Y | no | n/a |
| CSCOF III GP LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| CVF GP LIMITED | n/a | n/a | n/a | Y | no | n/a |
| MUFG FUND SERVICES (CAYMAN) LIMITED | n/a | n/a | n/a | Y | no | n/a |
| THE BANK OF NEW YORK MELLON | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 26 | no |
| Boston | Ma | United States | 4 | no |
| WEST PALM BEACH | FL | United States | 1 | no |
| Edina | Mn | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $14B | $14B | 18 | 8 | 3 | 18 | n/a |
| 2024 | Mar 31, 2025 | $14B | $14B | 21 | 8 | 3 | 24 | n/a |
| 2023 | Mar 27, 2024 | $16B | $16B | 26 | 15 | 4 | 28 | $12B |
| 2022 | Mar 31, 2023 | $17B | $17B | 22 | 11 | 6 | 32 | $12B |
| 2021 | Mar 31, 2022 | $20B | $20B | 50 | 31 | 4 | 32 | $12B |
| 2020 | Mar 31, 2021 | $21B | $21B | 51 | 22 | 2 | 32 | $14B |
| 2019 | Mar 30, 2020 | $17B | $17B | 149 | 76 | 3 | 29 | $12B |
| 2018 | Mar 29, 2019 | $16B | $16B | 113 | 44 | 3 | 32 | $10B |
| 2017 | Mar 29, 2018 | $17B | $16B | 113 | 53 | 3 | 29 | $11B |
| 2016 | Mar 31, 2017 | $12B | $12B | 73 | 25 | n/a | 27 | $9.9B |
| 2015 | Mar 30, 2016 | $11B | $11B | 76 | 29 | n/a | 26 | $8.9B |
| 2014 | Mar 31, 2015 | $6.9B | $6.9B | 63 | 27 | n/a | 24 | $4.9B |
| 2013 | Mar 31, 2014 | $6.0B | $6.0B | 61 | 26 | n/a | 23 | $4.5B |
| 2012 | Mar 22, 2013 | $5.4B | $5.4B | 50 | 25 | n/a | 21 | $4.4B |
| 2011 | Mar 28, 2012 | $3.9B | $3.9B | n/a | n/a | n/a | 19 | $3.9B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $14B | $14B | 0.3% | $17B | -5.3% | 18 | 21 | 3 | 3 |