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CRD 149822
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NB SOF V HOLDINGS LP | Private Equity Fund | $5.6B | Dec 6, 2023 | 989 | Mar 30, 2020 | reported | n/a |
| NB SECONDARY OPPORTUNITIES FUND V LP | Private Equity Fund | $5.2B | Oct 2, 2024 | 969 | Mar 28, 2024 | reported | n/a |
| COLUMBIA NB CROSSROADS FUND II LP | Private Equity Fund | $3.6B | Dec 6, 2023 | 2 | Mar 31, 2014 | reported | n/a |
| NB SOF IV HOLDINGS LP | Private Equity Fund | $3.1B | Dec 6, 2023 | 361 | Mar 31, 2017 | reported | n/a |
| NB ILS MASTER FUND LP | Hedge Fund | $2.4B | Oct 2, 2024 | 148 | Mar 29, 2019 | reported | n/a |
| NB PRIVATE DEBT FUND IV (A) LP | Private Equity Fund | $2.4B | Oct 2, 2024 | 142 | Mar 31, 2021 | reported | n/a |
| NB SECONDARY OPPORTUNITIES FUND IV LP | Private Equity Fund | $2.3B | Oct 2, 2024 | 221 | Mar 28, 2024 | reported | n/a |
| NB STRATEGIC CO-INVESTMENT PARTNERS IV HOLDINGS LP | Private Equity Fund | $2.3B | Dec 6, 2023 | 445 | Mar 29, 2019 | reported | n/a |
| NB STRATEGIC CO-INVESTMENT PARTNERS III HOLDINGS LP | Private Equity Fund | $2.0B | Oct 2, 2024 | 543 | Mar 31, 2015 | reported | n/a |
| NB CREDIT OPPORTUNITIES II CAYMAN LP | Private Equity Fund | $2.0B | Oct 2, 2024 | 70 | Mar 31, 2021 | reported | n/a |
| ALMANAC REALTY SECURITIES VIII, L.P. | Private Equity Fund | $1.8B | Oct 2, 2024 | 63 | Mar 31, 2022 | reported | 021-306598 |
| NB STRATEGIC CO-INVESTMENT PARTNERS IV LP | Private Equity Fund | $1.8B | Oct 2, 2024 | 445 | Mar 28, 2024 | reported | n/a |
| ALMANAC REALTY SECURITIES VIII, L.P. | Private Equity Fund | $1.7B | Jun 11, 2021 | 63 | Mar 29, 2019 | dropped | 021-306598 |
| NB AGI PE PORTFOLIO II FUND LP | Private Equity Fund | $1.7B | Oct 2, 2024 | 3 | Mar 29, 2018 | reported | n/a |
| NYSCRF NB CO-INVESTMENT FUND II LLC | Private Equity Fund | $1.7B | Dec 6, 2023 | 2 | Mar 30, 2020 | reported | n/a |
| NB SELECT OPPS IV MHF LP | Private Equity Fund | $1.6B | Oct 2, 2024 | 738 | Mar 31, 2021 | reported | n/a |
| NB SECONDARY OPPORTUNITIES HOLDINGS LP | Private Equity Fund | $1.6B | Jan 25, 2013 | 306 | Mar 30, 2012 | dropped | n/a |
| NB RPPE PARTNERS LP | Private Equity Fund | $1.6B | Dec 6, 2023 | 2 | Mar 31, 2015 | reported | n/a |
| NBFOF XXII - HOLDINGS LP | Private Equity Fund | $1.6B | Oct 2, 2024 | 87 | Mar 29, 2018 | reported | n/a |
| NB STRATEGIC CAPITAL LP | Private Equity Fund | $1.6B | Oct 2, 2024 | 177 | Mar 29, 2018 | reported | n/a |
| NB SELECT OPPS V MHF LP | Private Equity Fund | $1.5B | Oct 2, 2024 | 1,886 | Mar 31, 2022 | reported | n/a |
| NB SPECIALTY FINANCE FUND II LP | Private Equity Fund | $1.5B | Oct 2, 2024 | 126 | Mar 31, 2021 | reported | n/a |
| ALMANAC REALTY SECURITIES IX, L.P. | Private Equity Fund | $1.5B | Oct 2, 2024 | 80 | Mar 31, 2021 | reported | n/a |
| TEXAS PERMANENT SCHOOL FUND NB PE PROGRAM LP | Private Equity Fund | $1.3B | Dec 6, 2023 | 2 | Mar 31, 2014 | reported | n/a |
| NB PRIVATE DEBT FUND IV LUX (B) SCSP | Private Equity Fund | $1.3B | Oct 2, 2024 | 25 | Mar 31, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NB ALTERNATIVES HOLDINGS LLC | HOLDING COMPANY | E | yes | 02/2009 | Mar 30, 2012 | Oct 2, 2024 |
| NBSH ACQUISITION, LLC | Member | E | yes | 05/2009 | Mar 30, 2012 | Oct 2, 2024 |
| NEUBERGER BERMAN GROUP LLC | HOLDING COMPANY | E | yes | 02/2009 | Mar 30, 2012 | Oct 2, 2024 |
| SMITH, BRIEN, PATRICK | President | Na | yes | 01/2017 | Mar 31, 2017 | Oct 2, 2024 |
| TUTRONE, ANTHONY, DAVID | CHIEF EXECUTIVE OFFICER | Na | yes | 02/2009 | Mar 30, 2012 | Oct 2, 2024 |
| BERTINI, JOSEPH, JOHN | CHIEF COMPLIANCE OFFICER | Na | no | 06/2022 | Jun 29, 2022 | Oct 2, 2024 |
| NEUBERGER BERMAN AA LLC | HOLDING COMPANY | Na | no | 02/2009 | Mar 30, 2012 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | n/a | Other adviser | $399B | N | yes | n/a |
| NEUBERGER BERMAN EUROPE LIMITED | n/a | Asset manager | $98B | N | yes | n/a |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | n/a | Asset manager | $29B | N | yes | n/a |
| NEUBERGER BERMAN CANADA ULC | n/a | Mixed wealth | $12B | N | yes | n/a |
| NEUBERGER BERMAN ASIA LIMITED | n/a | Other adviser | $11B | N | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | n/a | Asset manager | $9.0B | N | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | n/a | Asset manager | $6.1B | Y | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS LLC | n/a | Asset manager | $4.9B | Y | yes | n/a |
| NEUBERGER BERMAN AIFM SARL | n/a | Former SEC adviser | $2.2B | Y | yes | n/a |
| NEUBERGER BERMAN BD LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| FIRST NB SCUTUM PE ASSOCIATES LP | n/a | n/a | n/a | N | yes | n/a |
| FIRST NB SCUTUM PE GP LLC | n/a | n/a | n/a | N | yes | n/a |
| GLSF1 LLC | n/a | n/a | n/a | N | yes | n/a |
| GOLDEN ROAD CAPITAL FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| JUNI PE FUND GP LP | n/a | n/a | n/a | N | yes | n/a |
| JUNI PE GP LLC | n/a | n/a | n/a | N | yes | n/a |
| KPS-NB MULTI-STRATEGY FUND I GP LLC | n/a | n/a | n/a | N | yes | n/a |
| KPS-NB MULTI-STRATEGY FUND I GP LP | n/a | n/a | n/a | N | yes | n/a |
| MARQUEE BRANDS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| MARQUEE BRANDS II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB AGGREGATOR GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB AGI PE FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB AIMS (CAYMAN) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NB AIMS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB AIMS SC1 GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB AIMS SCVI GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALABASTER GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALABASTER GP LP | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC ACI GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC ASO GP LP | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC ASP GP LP | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC INVESTORS GP LP | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC REALTY INVESTORS IX GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC REALTY INVESTORS V GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC REALTY INVESTORS VI GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC REALTY INVESTORS VII GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC REALTY INVESTORS VIII GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALMANAC SECURITIES CANADA GP INC. | n/a | n/a | n/a | N | yes | n/a |
| NB ALPS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NB ALTERNATIVES EUROPE GENERAL PARTNER S.A R.L. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 124 | yes |
| London | n/a | United Kingdom | 19 | no |
| REDWOOD CITY | CA | United States | 7 | yes |
| HONG KONG | n/a | Hong Kong | 4 | no |
| LOS ANGELES | CA | United States | 3 | yes |
| Pembroke | n/a | Bermuda | 3 | no |
| Boston | Ma | United States | 2 | yes |
| Madrid | n/a | Spain | 2 | no |
| Avon | Co | United States | 1 | yes |
| Singapore | n/a | Singapore | 1 | no |
| Tokyo | n/a | Japan | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $160B | $142B | 417 | 224 | 12 | 159 | n/a |
| 2024 | Mar 28, 2025 | $135B | $118B | 368 | 200 | 12 | 157 | n/a |
| 2023 | Mar 28, 2024 | $118B | $102B | 319 | 187 | 12 | 131 | $59B |
| 2022 | Mar 31, 2023 | $105B | $93B | 296 | 165 | 8 | 189 | $72B |
| 2021 | Mar 31, 2022 | $88B | $78B | 247 | 151 | 7 | 164 | $60B |
| 2020 | Mar 31, 2021 | $101B | $94B | 279 | 150 | 7 | 207 | $83B |
| 2019 | Mar 30, 2020 | $84B | $84B | 246 | 134 | 7 | 191 | $70B |
| 2018 | Mar 29, 2019 | $68B | $68B | 186 | 131 | 7 | 145 | $55B |
| 2017 | Mar 29, 2018 | $49B | $49B | 156 | 104 | 2 | 125 | $41B |
| 2016 | Mar 31, 2017 | $40B | $40B | 138 | 87 | n/a | 105 | $18B |
| 2015 | Mar 30, 2016 | $25B | $25B | 126 | 77 | n/a | 93 | $24B |
| 2014 | Mar 31, 2015 | $21B | $21B | 97 | 71 | n/a | 60 | $19B |
| 2013 | Mar 31, 2014 | $16B | $16B | 87 | 58 | n/a | 45 | $15B |
| 2012 | Mar 28, 2013 | $15B | $15B | 64 | 46 | n/a | 36 | $5.9B |
| 2011 | Mar 30, 2012 | $11B | $11B | n/a | n/a | n/a | 42 | $6.7B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $160B | $135B | 18.7% | $105B | 15.2% | 417 | 368 | 12 | 12 |