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N•••••••• B••••• A••• L••••••••• S•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

N•••••••• B••••• A••• L••••••••• S•••

CRD 300813

L•••••••••

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Search this name across graphsid dfx:ria:3f4bdf84-f139-c86b-1fd5-bcb52b04c9b5

Data as of Nov 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 1
On other graphs: 2
Observed: Nov 18, 2019 to Nov 18, 2019
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•••••••• B••••• A••• L••••••••• S•••

Private equity manager · shared crd

Private Creditidentity

N•••••••• B••••• A••• L••••••••• S•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2019-11-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $9.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 28

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N• R••••••••• P••••••• S••• S•••• R••• S•••••• N••• F••• I••	Private Equity Fund	$1.8B	Oct 3, 2024	92	Nov 18, 2019	reported	n/a
N• S•••••••• C••••••••• P••••••• I• E• S•••	Private Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• G••••••	INDEPENDENT DIRECTOR	Na	yes	01/2019	Nov 18, 2019	Nov 18, 2019
G••••• M••••••	DIRECTOR AND GENERAL COUNSEL	Na	yes	11/2018	Nov 18, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••••• B••••• I••••••••• A••••••• L••	n/a	Other adviser	$399B	N	yes	n/a
N• A••••••••• A••••••• L••	n/a	Other adviser	$160B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Milan	n/a	Italy	18	no
Milan	n/a	Italy	10	no
Roma	n/a	Italy	3	no

Relationships

Affiliated with (17)

← N•••••••• B••••• E••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← N•••••••• B••••• CANADA ULCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← N•••••••• B••••• L••• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← N•••••••• B••••• A••• L••••••

Dated events

Occurred
Nov 18, 2019
First Form ADV filing
N•••••••• B••••• A••• L••••••••• S••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f4bdf84-f139-c86b-1fd5-bcb52b04c9b5
First observed: Nov 18, 2019
Last observed: Nov 18, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.