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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

NEUBERGER BERMAN ASIA LIMITED

CRD 154286

HONG KONG

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Search this name across graphsid dfx:ria:553d8c9f-9ffe-0eae-2e34-d935c7a9f547

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.52 institutional_share=0.48 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 62
Advisory employees: 19
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 28
Individual clients: 0
High net worth clients: 0
SEC number: 801-71669
CIK: 1640762
CRD: 154286
Filings on the tape: 30
First filed: Mar 30, 2012
Latest filed: Mar 30, 2026
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 26	Hedge Fund	$112M	Mar 28, 2013	19	Mar 30, 2012	dropped	021-151587
NEUBERGER BERMAN CHINA EQUITY MASTER FUND	Hedge Fund	$2.1M	Feb 8, 2021	3	Jun 20, 2017	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHIA, TRAVIS	CHIEF COMPLIANCE OFFICER	Na	yes	02/2021	Mar 30, 2021	Dec 20, 2024
HENCHMAN, JASON, CHRISTOPHER DAVENANT	Director	Na	yes	03/2010	Mar 30, 2012	Dec 20, 2024
HUI, ALVIN, JOYUE	Director	Na	yes	11/2023	Nov 1, 2023	Dec 20, 2024
NBSH ACQUISITION, LLC	Member	E	yes	05/2009	Mar 30, 2012	Dec 20, 2024
NEUBERGER BERMAN ASIA HOLDINGS II LLC	HOLDING COMPANY	E	yes	05/2009	Mar 30, 2012	Dec 20, 2024
NEUBERGER BERMAN ASIA HOLDINGS LLC	Member	E	yes	05/2009	Mar 30, 2012	Dec 20, 2024
NEUBERGER BERMAN GROUP LLC	Member	E	yes	05/2009	Mar 30, 2012	Dec 20, 2024
ZUCKERMAN, HEATHER, P.	Director	Na	yes	11/2009	Mar 30, 2012	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEUBERGER BERMAN INVESTMENT ADVISERS LLC	n/a	Other adviser	$399B	N	yes	n/a
NB ALTERNATIVES ADVISERS LLC	n/a	Other adviser	$160B	N	yes	n/a
NEUBERGER BERMAN EUROPE LIMITED	n/a	Asset manager	$98B	N	yes	n/a
NEUBERGER BERMAN SINGAPORE PTE. LIMITED	n/a	Asset manager	$29B	N	yes	n/a
NEUBERGER BERMAN CANADA ULC	n/a	Mixed wealth	$12B	N	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS II LLC	n/a	Asset manager	$9.0B	N	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS IV LLC	n/a	Asset manager	$6.1B	N	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS LLC	n/a	Asset manager	$4.9B	N	yes	n/a
NEUBERGER BERMAN AIFM SARL	n/a	Former SEC adviser	$2.2B	N	yes	n/a
NEUBERGER BERMAN BD LLC	n/a	No RAUM reported	$0	N	yes	n/a
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED	n/a	Former SEC adviser	n/a	N	yes	n/a
NEUBERGER BERMAN AUSTRALIA LTD	n/a	n/a	n/a	N	yes	n/a
NEUBERGER BERMAN EAST ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
NEUBERGER BERMAN FUND MANAGEMENT (CHINA) LIMITED	n/a	n/a	n/a	N	yes	n/a
NEUBERGER BERMAN INDIA PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED	n/a	n/a	n/a	Y	yes	n/a
NEUBERGER BERMAN OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED	n/a	n/a	n/a	Y	yes	n/a
NEUBERGER BERMAN TAIWAN (SITE) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$11B	$11B	62	19	0	n/a	n/a
2024	Mar 28, 2025	$6.9B	$6.9B	62	21	0	n/a	n/a
2023	Mar 28, 2024	$6.2B	$6.2B	64	22	0	n/a	n/a
2022	Mar 31, 2023	$6.1B	$6.1B	63	21	0	n/a	n/a
2021	Mar 31, 2022	$6.7B	$6.7B	63	24	0	n/a	n/a
2020	Mar 30, 2021	$3.5B	$3.5B	60	22	0	n/a	n/a
2019	Mar 30, 2020	$1.3B	$1.3B	58	18	0	1	$2.1M
2018	Mar 29, 2019	$1.0B	$1.0B	53	13	0	1	$10.8M
2017	Mar 29, 2018	$851M	$851M	54	15	0	1	$38.8M
2016	Mar 31, 2017	$4.4B	$4.4B	57	21	n/a	3	$850M
2015	Mar 30, 2016	$4.2B	$4.2B	56	19	n/a	3	$877M
2014	Apr 1, 2015	$3.1B	$3.1B	53	19	n/a	3	$729M
2013	Mar 28, 2014	$2.6B	$2.5B	40	16	n/a	3	$545M
2012	Mar 28, 2013	$2.0B	$2.0B	32	13	n/a	3	$621M
2011	Mar 30, 2012	$859M	$859M	n/a	n/a	n/a	2	$565M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$6.9B	60.4%	$6.1B	21.8%	62	62	0	0

Relationships

Affiliated with (25)

← NEUBERGER BERMAN EUROPE LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN CANADA ULCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NB ALTERNATIVES ADVISERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN EUROPE LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NEUBERGER BERMAN CANADA ULCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN AIFM LUXEMBOURG SARLRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NB ALTERNATIVES ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN BD LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN AIFM LUXEMBOURG SARLRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NB ALTERNATIVE INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NB ALTERNATIVE FUND MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← ZUCKERMAN, HEATHER, P.OwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Dec 20, 2024factForm ADV
← HENCHMAN, JASON, CHRISTOPHER DAVENANTOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Dec 20, 2024factForm ADV
← CHIA, TRAVISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2021 to Dec 20, 2024factForm ADV
← HUI, ALVIN, JOYUEOwnerDIRECTOR, ownership code NA, individual
Nov 1, 2023 to Dec 20, 2024factForm ADV
← NBSH ACQUISITION, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Dec 20, 2024factForm ADV
← NEUBERGER BERMAN ASIA HOLDINGS II LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 30, 2012 to Dec 20, 2024factForm ADV
← NEUBERGER BERMAN ASIA HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Dec 20, 2024factForm ADV
← NEUBERGER BERMAN GROUP LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Dec 20, 2024factForm ADV

Advises (2)

→ NEUBERGER BERMAN CHINA EQUITY MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Jun 20, 2017 to Feb 8, 2021factForm ADV
→ PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 26Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2013factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Neuberger Berman Asia Limited reported RAUM $11.0B, up 60% from $6.9B (2025-03-28 to 2026-03-30)
Form ADVobserved 6 days ago
$4.1B
Occurred
Nov 1, 2023
Control person joined
Joyue Alvin Hui (Director) appeared on Schedule A of Neuberger Berman Asia Limited
Form ADVobserved 6 days ago
Occurred
Jul 29, 2022
Control person left
John Francis Nicholas Hoar (Managing Director) no longer on Schedule A of Neuberger Berman Asia Limited (listed 2022-07-07, absent 2022-07-29)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Neuberger Berman Asia Limited reported RAUM $6.7B, up 91% from $3.5B (2021-06-15 to 2022-03-31)
Form ADVobserved 6 days ago
$3.2B
Occurred
Mar 30, 2021
Regulatory AUM changed
Neuberger Berman Asia Limited reported RAUM $3.5B, up 177% from $1.3B (2021-02-08 to 2021-03-30)
Form ADVobserved 6 days ago
$2.3B
Occurred
Mar 30, 2021
Control person left
Sik Kar Chao (Chief Compliance Officer) no longer on Schedule A of Neuberger Berman Asia Limited (listed 2021-02-08, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person joined
Travis Chia (Chief Compliance Officer) appeared on Schedule A of Neuberger Berman Asia Limited
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Neuberger Berman Asia Limited reported RAUM $850.8M, down 81% from $4.4B (2017-06-21 to 2018-03-29)
Form ADVobserved 6 days ago
$-3.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:553d8c9f-9ffe-0eae-2e34-d935c7a9f547
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEUBERGER BERMAN ASIA LIMITED

CRD 154286

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:553d8c9f-9ffe-0eae-2e34-d935c7a9f547

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 26

Hedge Fund

$112M

Mar 28, 2013

Mar 30, 2012

dropped

021-151587

NEUBERGER BERMAN CHINA EQUITY MASTER FUND

Hedge Fund

$2.1M

Feb 8, 2021

Jun 20, 2017

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHIA, TRAVIS

CHIEF COMPLIANCE OFFICER

yes

02/2021

Mar 30, 2021

Dec 20, 2024

HENCHMAN, JASON, CHRISTOPHER DAVENANT

Director

yes

03/2010

Mar 30, 2012

Dec 20, 2024

HUI, ALVIN, JOYUE

Director

yes

11/2023

Nov 1, 2023

Dec 20, 2024

NBSH ACQUISITION, LLC

Member

yes

05/2009

Mar 30, 2012

Dec 20, 2024

NEUBERGER BERMAN ASIA HOLDINGS II LLC

HOLDING COMPANY

yes

05/2009

Mar 30, 2012

Dec 20, 2024

NEUBERGER BERMAN ASIA HOLDINGS LLC

Member

yes

05/2009

Mar 30, 2012

Dec 20, 2024

NEUBERGER BERMAN GROUP LLC

Member

yes

05/2009

Mar 30, 2012

Dec 20, 2024

ZUCKERMAN, HEATHER, P.

Director

yes

11/2009

Mar 30, 2012

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

n/a

Other adviser

$399B

yes

n/a

NB ALTERNATIVES ADVISERS LLC

n/a

Other adviser

$160B

yes

n/a

NEUBERGER BERMAN EUROPE LIMITED

n/a

Asset manager

$98B

yes

n/a

NEUBERGER BERMAN SINGAPORE PTE. LIMITED

n/a

Asset manager

$29B

yes

n/a

NEUBERGER BERMAN CANADA ULC

n/a

Mixed wealth

$12B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS II LLC

n/a

Asset manager

$9.0B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS IV LLC

n/a

Asset manager

$6.1B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS LLC

n/a

Asset manager

$4.9B

yes

n/a

NEUBERGER BERMAN AIFM SARL

n/a

Former SEC adviser

$2.2B

yes

n/a

NEUBERGER BERMAN BD LLC

n/a

No RAUM reported

yes

n/a

NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED

n/a

Former SEC adviser

n/a

yes

n/a

NEUBERGER BERMAN AUSTRALIA LTD

n/a

yes

n/a

NEUBERGER BERMAN EAST ASIA LIMITED

n/a

yes

n/a

NEUBERGER BERMAN FUND MANAGEMENT (CHINA) LIMITED

n/a

yes

n/a

NEUBERGER BERMAN INDIA PRIVATE LIMITED

n/a

yes

n/a

NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED

n/a

yes

n/a

NEUBERGER BERMAN OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED

n/a

yes

n/a

NEUBERGER BERMAN TAIWAN (SITE) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$11B

n/a

2024

Mar 28, 2025

$6.9B

n/a

2023

Mar 28, 2024

$6.2B

n/a

2022

Mar 31, 2023

$6.1B

n/a

2021

Mar 31, 2022

$6.7B

n/a

2020

Mar 30, 2021

$3.5B

n/a

2019

Mar 30, 2020

$1.3B

$2.1M

2018

Mar 29, 2019

$1.0B

$10.8M

2017

Mar 29, 2018

$851M

$38.8M

2016

Mar 31, 2017

$4.4B

n/a

$850M

2015

Mar 30, 2016

$4.2B

n/a

$877M

2014

Apr 1, 2015

$3.1B

n/a

$729M

2013

Mar 28, 2014

$2.6B

$2.5B

n/a

$545M

2012

Mar 28, 2013

$2.0B

n/a

$621M

2011

Mar 30, 2012

$859M

n/a

$565M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

$6.9B

60.4%

$6.1B

21.8%