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CRD 285579
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NEUBERGER BERMAN LOAN ADVISERS CLO 32, LTD. | Securitized Asset Fund | $579M | Oct 2, 2024 | 0 | Mar 29, 2019 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 33, LTD. | Securitized Asset Fund | $579M | Oct 2, 2024 | 0 | Mar 30, 2020 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 26, LTD. | Securitized Asset Fund | $514M | Oct 2, 2024 | 0 | Mar 29, 2018 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 30, LTD. | Securitized Asset Fund | $491M | Oct 2, 2024 | 0 | Mar 29, 2019 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 36, LTD. | Securitized Asset Fund | $486M | Oct 2, 2024 | 0 | Mar 30, 2020 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 34, LTD. | Securitized Asset Fund | $482M | Oct 2, 2024 | 0 | Mar 30, 2020 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 31, LTD. | Securitized Asset Fund | $481M | Oct 2, 2024 | 0 | Mar 30, 2020 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 35, LTD. | Securitized Asset Fund | $481M | Oct 2, 2024 | 0 | Mar 30, 2020 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 29, LTD. | Securitized Asset Fund | $479M | Oct 2, 2024 | 0 | Mar 29, 2019 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 28, LTD. | Securitized Asset Fund | $471M | Oct 2, 2024 | 0 | Mar 29, 2019 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 25, LTD. | Securitized Asset Fund | $467M | Oct 2, 2024 | 0 | Mar 29, 2018 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 24, LTD. | Securitized Asset Fund | $446M | Oct 2, 2024 | 0 | Mar 29, 2018 | reported | n/a |
| NEUBERGER BERMAN LOAN ADVISERS CLO 27, LTD. | Securitized Asset Fund | $442M | Oct 2, 2024 | 0 | Mar 29, 2018 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bhatia, Ashok, Kumar | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Na | yes | 06/2024 | Jul 25, 2024 | Oct 2, 2024 |
| Brennan, Anne, Faris | DIRECTOR AND MANAGING DIRECTOR | Na | yes | 06/2024 | Jul 25, 2024 | Oct 2, 2024 |
| deRegt, Kenneth, M | DIRECTOR AND MANAGING DIRECTOR | Na | yes | 09/2021 | Mar 31, 2022 | Oct 2, 2024 |
| NBSH ACQUISITION, LLC | Member | E | yes | 05/2009 | Nov 23, 2016 | Oct 2, 2024 |
| NEUBERGER BERMAN GROUP LLC | Member | E | yes | 02/2009 | Nov 23, 2016 | Oct 2, 2024 |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | Member | E | yes | 05/2009 | Sep 15, 2017 | Oct 2, 2024 |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | LIMITED PARTNER, MEMBER | F | yes | 01/2017 | Nov 23, 2016 | Oct 2, 2024 |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC | GENERAL PARTNER | F | yes | 09/2016 | Feb 24, 2017 | Oct 2, 2024 |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS LP | Member | E | yes | 01/2017 | Feb 24, 2017 | Oct 2, 2024 |
| THE NORTHERN TRUST COMPANY | Trustee | F | yes | 06/2023 | Jul 8, 2021 | Oct 2, 2024 |
| WRIGHT, STEPHEN, GREGORY | DIRECTOR AND MANAGING DIRECTOR | Na | yes | 01/2019 | Mar 29, 2019 | Oct 2, 2024 |
| LOCKHEED MARTIN CORPORATION MASTER RETIREMENT TRUST | LIMITED PARTNER | C | no | 03/2017 | Mar 30, 2020 | Oct 2, 2024 |
| LORD, BRIAN | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | Na | no | 09/2016 | Nov 23, 2016 | Oct 2, 2024 |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS (CAYMAN) LP | LIMITED PARTNER | C | no | 01/2017 | Sep 15, 2017 | Oct 2, 2024 |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS (DELAWARE) LP | LIMITED PARTNER | C | no | 01/2017 | Feb 24, 2017 | Oct 2, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | LIMITED PARTNER | E | no | 07/2017 | Sep 15, 2017 | Oct 2, 2024 |
| THE OHIO STATE UNIVERSITY | LIMITED PARTNER | C | no | 03/2017 | Mar 30, 2020 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | n/a | Other adviser | $399B | Y | yes | n/a |
| NB ALTERNATIVES ADVISERS LLC | n/a | Other adviser | $160B | N | yes | n/a |
| NEUBERGER BERMAN EUROPE LIMITED | n/a | Asset manager | $98B | N | yes | n/a |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | n/a | Asset manager | $29B | N | yes | n/a |
| NEUBERGER BERMAN CANADA ULC | n/a | Mixed wealth | $12B | N | yes | n/a |
| NEUBERGER BERMAN ASIA LIMITED | n/a | Other adviser | $11B | N | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | n/a | Asset manager | $9.0B | N | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | n/a | Asset manager | $6.1B | N | yes | n/a |
| NEUBERGER BERMAN AIFM SARL | n/a | Former SEC adviser | $2.2B | N | yes | n/a |
| NEUBERGER BERMAN BD LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | n/a | Former SEC adviser | n/a | N | yes | n/a |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.9B | $4.9B | 3 | 3 | 1 | 13 | n/a |
| 2024 | Mar 31, 2025 | $6.0B | $6.0B | 3 | 3 | 1 | 13 | n/a |
| 2023 | Mar 28, 2024 | $6.4B | $6.4B | 3 | 3 | 1 | 13 | $6.4B |
| 2022 | Mar 31, 2023 | $6.3B | $6.3B | 3 | 3 | 1 | 13 | $6.3B |
| 2021 | Mar 31, 2022 | $6.7B | $6.7B | 3 | 3 | 1 | 13 | $6.7B |
| 2020 | Mar 30, 2021 | $6.6B | $6.6B | 3 | 3 | 1 | 13 | $6.6B |
| 2019 | Mar 30, 2020 | $6.7B | $6.7B | 3 | 3 | 1 | 13 | $6.7B |
| 2018 | Mar 29, 2019 | $3.6B | $3.6B | 3 | 3 | 1 | 8 | $3.6B |
| 2017 | Mar 29, 2018 | $1.9B | $1.9B | 3 | 3 | 1 | 4 | $1.9B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.9B | $6.0B | -18.3% | $6.3B | -7.8% | 3 | 3 | 1 | 1 |