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RIA / WealthRegistered adviserother adviserSEC registeredRAUM over $100B

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

CRD 124687

NEW YORK, NY

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Search this name across graphsid dfx:ria:d6c6d4cb-d8c6-57c1-7fac-9662a651da55

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 178
Dated events: 9
On other graphs: 3
Observed: Mar 30, 2012 to Mar 27, 2026
74 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Neuberger Berman Investment Advisers LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Neuberger Berman Investment Advisers LLC

Capital provider to sponsors · shared crd

Private Creditidentity

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.54 institutional_share=0.24 related_bd=true related_bank=true bd_reps=758.0
Regulatory AUM: $399BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $395B
Private client RAUM: $72BderivedItem 5.D individuals plus high net worth individuals
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1,542
Advisory employees: 646
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 43,954
Individual clients: 24,100
High net worth clients: 15,676
Private funds: 73Schedule D 7.B(1)
Custody, client assets: $43B
SEC number: 801-61757
CIK: 1230440
CRD: 124687
Filings on the tape: 74
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 142

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GREAT LAKE FUNDING I LP	Hedge Fund	$2.4B	Jan 11, 2024	2	Mar 29, 2019	reported	021-332614
HOMEWARD OPPORTUNITIES FUND LP	Hedge Fund	$2.3B	Dec 18, 2024	11	Dec 4, 2019	reported	021-300824
FIXED INCOME OPPORTUNITIES NB LLC	Hedge Fund	$2.0B	Jan 11, 2024	2	Feb 3, 2016	reported	021-316789
NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLC	Hedge Fund	$1.5B	Dec 18, 2024	62	Mar 31, 2017	reported	021-280705
WICKER PARK CDO I, LTD.	Securitized Asset Fund	$959M	Jan 12, 2015	0	Mar 30, 2012	dropped	n/a
STRATEGIC PARTNERSHIP FUND NB LLC	Hedge Fund	$915M	Jan 11, 2024	1	Sep 29, 2017	reported	021-294274
NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC	Hedge Fund	$716M	Dec 18, 2024	16	Mar 24, 2021	reported	021-375356
SPARTAN FUNDING I LP	Hedge Fund	$589M	Jan 11, 2024	2	Nov 10, 2020	reported	n/a
NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS MASTER FUND LP	Hedge Fund	$550M	Dec 18, 2024	648	Mar 30, 2020	reported	021-382840
NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND II LP	Hedge Fund	$536M	Dec 18, 2024	14	Nov 10, 2020	reported	021-370733
NEUBERGER BERMAN CLO XVI, LTD	Securitized Asset Fund	$536M	Jan 15, 2019	0	Sep 30, 2014	dropped	n/a
NEUBERGER BERMAN RISK PARITY MASTER FUND LP	Hedge Fund	$488M	Dec 18, 2024	4	Sep 30, 2014	reported	021-337249
NEUBERGER BERMAN CLO XXI, LTD.	Securitized Asset Fund	$484M	Dec 18, 2024	0	Jan 3, 2017	reported	n/a
NEUBERGER BERMAN CLO XX, LTD.	Securitized Asset Fund	$483M	Dec 18, 2024	0	Mar 30, 2016	reported	n/a
NEUBERGER BERMAN HIGH INCOME FUND LLC	Other Private Fund	$472M	Dec 18, 2024	18	Mar 30, 2012	reported	021-65852
NEUBERGER BERMAN CLO XVII, LTD	Securitized Asset Fund	$472M	Dec 18, 2024	0	Sep 30, 2014	reported	n/a
NEUBERGER BERMAN CLO XVIII, LTD	Securitized Asset Fund	$463M	Dec 18, 2024	0	Jan 12, 2015	reported	n/a
NEUBERGER BERMAN CLO XVI-S, LTD.	Securitized Asset Fund	$434M	Dec 18, 2024	0	Mar 29, 2019	reported	n/a
NEUBERGER BERMAN CLO XXII, LTD.	Securitized Asset Fund	$381M	Dec 18, 2024	0	Jan 3, 2017	reported	n/a
NEUBERGER BERMAN CLO XV, LTD	Securitized Asset Fund	$364M	Dec 18, 2024	0	Feb 24, 2014	reported	n/a
NEUBERGER BERMAN CLO XIV, LTD	Securitized Asset Fund	$335M	Dec 18, 2024	0	Feb 24, 2014	reported	n/a
GROVE FUNDING III INC.	Hedge Fund	$305M	Jan 11, 2024	1	Jan 11, 2024	reported	021-499088
THE MONON FUND LTD.	Hedge Fund	$285M	Dec 18, 2024	1	Mar 30, 2012	reported	021-1515416
NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC	Other Private Fund	$271M	Jun 26, 2015	4	Mar 30, 2012	dropped	021-92890
NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND LP	Hedge Fund	$253M	Jun 10, 2020	8	Dec 4, 2019	dropped	021-350002

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMATO, JOSEPH, VINCENT	DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES	Na	yes	05/2006	Mar 30, 2012	Dec 18, 2024
Bhatia, Ashok, Kumar	DIRECTOR, CO-CHIEF INVESTMENT OFFICER - FIXED INCOME	Na	yes	06/2024	Jul 1, 2024	Dec 18, 2024
deRegt, Kenneth, M	Director	Na	yes	05/2021	Mar 30, 2020	Dec 18, 2024
KRAMER, JOHN, DOUGLAS	Director	Na	yes	04/2023	Mar 31, 2023	Dec 18, 2024
NBSH ACQUISITION, LLC	Member	E	yes	05/2009	Mar 30, 2012	Dec 18, 2024
NEUBERGER BERMAN GROUP LLC	Member	E	yes	02/2009	Mar 30, 2012	Dec 18, 2024
NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC	Member	E	yes	05/2009	Mar 29, 2018	Dec 18, 2024
WRIGHT, STEPHEN, GREGORY	DIRECTOR, MANAGING DIRECTOR	Na	yes	01/2019	Jan 15, 2019	Dec 18, 2024
CETRON, BRAD, ELLIOT	CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR	Na	no	01/2016	Jan 4, 2016	Dec 18, 2024
CHINNI, MICHAEL	TREASURER AND SENIOR VICE PRESIDENT	Na	no	06/2021	Dec 8, 2021	Dec 18, 2024
Viola, Leo, Anthony	CONTROLLER AND MANAGING DIRECTOR	Na	no	01/2022	Sep 30, 2019	Dec 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 56

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NB ALTERNATIVES ADVISERS LLC	n/a	Other adviser	$160B	N	yes	n/a
NEUBERGER BERMAN EUROPE LIMITED	n/a	Asset manager	$98B	N	yes	n/a
NEUBERGER BERMAN SINGAPORE PTE. LIMITED	n/a	Asset manager	$29B	N	yes	n/a
NEUBERGER BERMAN CANADA ULC	n/a	Mixed wealth	$12B	N	yes	n/a
NEUBERGER BERMAN ASIA LIMITED	n/a	Other adviser	$11B	N	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS II LLC	n/a	Asset manager	$9.0B	Y	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS IV LLC	n/a	Asset manager	$6.1B	N	yes	n/a
NEUBERGER BERMAN LOAN ADVISERS LLC	n/a	Asset manager	$4.9B	Y	yes	n/a
NEUBERGER BERMAN AIFM SARL	n/a	Former SEC adviser	$2.2B	N	yes	n/a
NEUBERGER BERMAN BD LLC	n/a	No RAUM reported	$0	Y	yes	n/a
GREENE STREET FUNDING LLC	n/a	n/a	n/a	N	yes	n/a
GROVE FUNDING IV GP LLC	n/a	n/a	n/a	Y	yes	n/a
HOMEWARD GP I LLC	n/a	n/a	n/a	N	yes	n/a
HOMEWARD GP LLC	n/a	n/a	n/a	Y	yes	n/a
HOMEWARD OFFSHORE GP I LTD	n/a	n/a	n/a	Y	yes	n/a
HOMEWARD OFFSHORE GP LTD	n/a	n/a	n/a	Y	yes	n/a
HOMEWARD OPPORTUNITIES GUERNSEY GP LLC	n/a	n/a	n/a	Y	yes	n/a
KANTOR PRIVATE OPPORTUNITIES II ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
KANTOR PRIVATE OPPORTUNITIES III ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
KANTOR PRIVATE OPPORTUNITIES IV ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
KANTOR PRIVATE OPPORTUNITIES V ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
KANTOR PRIVATE OPPORTUNITIES VI ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
KANTOR PRIVATE OPPORTUNITIES VII ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB ALTERNATIVE INVESTMENT MANAGEMENT GP LLC	n/a	n/a	n/a	N	yes	n/a
NB CAPE CO-INVEST FUND I ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB CAPE CO-INVEST FUND II ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB CAPE CO-INVEST FUND III ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB DISTRESSED DEBT ASSOCIATES GP LLC	n/a	n/a	n/a	N	yes	n/a
NB DISTRESSED DEBT ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB DISTRESSED DEBT OFFSHORE ASSOCIATES LTD	n/a	n/a	n/a	N	yes	n/a
NB EQUITY MANAGEMENT GP LLC	n/a	n/a	n/a	N	yes	n/a
NB INTERNATIONAL SMALL CAP FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
NB JAPAN EQUITY FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
NB OPPORTUNISTIC CAPITAL SOLUTIONS FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
NB SPECIALTY FINANCE ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NB STRATEGIC INDIA EQUITY FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
NBLA III ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED	n/a	Former SEC adviser	n/a	N	yes	n/a
NEUBERGER BERMAN EAST ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	76	yes
Chicago	IL	United States	21	yes
WEST PALM BEACH	FL	United States	10	yes
Atlanta	Ga	United States	8	yes
Dallas	TX	United States	8	yes
LOS ANGELES	CA	United States	6	yes
SAN FRANCISCO	CA	United States	6	yes
Boston	Ma	United States	4	yes
Radnor	Pa	United States	4	yes
Tampa	FL	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$399B	$395B	1,542	646	10	73	n/a
2024	Mar 28, 2025	$363B	$355B	1,668	691	10	76	n/a
2023	Mar 28, 2024	$337B	$330B	1,668	691	10	81	$13B
2022	Mar 31, 2023	$315B	$309B	1,596	696	10	91	$23B
2021	Mar 30, 2022	$365B	$359B	1,446	601	9	90	$24B
2020	Mar 24, 2021	$317B	$312B	1,387	540	7	74	$19B
2019	Mar 30, 2020	$284B	$280B	1,337	475	5	66	$20B
2018	Mar 29, 2019	$242B	$238B	1,171	435	9	65	$14B
2017	Mar 29, 2018	$248B	$245B	1,050	628	9	70	$14B
2016	Mar 31, 2017	$219B	$212B	1,012	604	n/a	66	$14B
2015	Mar 30, 2016	$162B	$155B	848	412	n/a	53	$13B
2014	Apr 23, 2015	$104B	$96B	249	153	n/a	42	$9.6B
2013	Mar 28, 2014	$97B	$87B	226	113	n/a	33	$8.4B
2012	Mar 28, 2013	$90B	$78B	194	97	n/a	22	$6.9B
2011	Mar 30, 2012	$83B	$83B	n/a	n/a	n/a	22	$6.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$399B	$363B	9.9%	$315B	8.1%	1,542	1,668	10	10

Relationships

showing 80 of 178

Affiliated with (20)

← NEUBERGER BERMAN EUROPE LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN CANADA ULCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← NEUBERGER BERMAN ASIA LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NB ALTERNATIVES ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN ASIA LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN EUROPE LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NEUBERGER BERMAN CANADA ULCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserother investment adviser, broker-dealer, bank, control, common control
factForm ADV
→ NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN AIFM LUXEMBOURG SARLRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered adviserother investment adviser, common control
factForm ADV
← NB ALTERNATIVES ADVISERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEUBERGER BERMAN BD LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Advises (60)

→ NB ALPHA OPPORTUNITIES LTD.Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CO-INVEST FUND VII LPPrivate fundHedge Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ NEUBERGER BERMAN TACTICAL MACRO MASTER FUND LPPrivate fundHedge Fund, IA
Jan 31, 2022 to presentfactForm ADV
→ VANTAGE GROWTH PARTNERS, L.P.Private fundHedge Fund, IA
Feb 21, 2012 to presentfactForm ADV
→ NB DISTRESSED DEBT MASTER FUND LP - EXISTING SERIESPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA FUND LPPrivate fundHedge Fund, IA
Nov 10, 2020 to presentfactForm ADV
→ KANTOR PRIVATE OPPORTUNITIES VII LPPrivate fundPrivate Equity Fund, IA
Dec 18, 2024 to presentfactForm ADV
→ NEUBERGER BERMAN CLO XV, LTDPrivate fundSecuritized Asset Fund, IA
Feb 24, 2014 to presentfactForm ADV
→ NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CO-INVEST FUND I-B LPPrivate fundHedge Fund, IA
Jun 29, 2021 to presentfactForm ADV
→ NB CROSSOVER AND PARTNER EQUITY MASTER FUND I LPPrivate fundHedge Fund, IA
Jan 31, 2022 to presentfactForm ADV
→ NBEC SPC/NBEC CLO XX SPPrivate fundSecuritized Asset Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ NEUBERGER BERMAN EMERGING MARKET DEBT - LOCAL CURRENCY FUND LLCPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ NEUBERGER BERMAN EMERGING MARKET DEBT - HARD CURRENCY FUND LLCPrivate fundHedge Fund, IA
Jun 29, 2021 to presentfactForm ADV
→ HOMEWARD OPPORTUNITIES FUND I LPPrivate fundHedge Fund, IA
Dec 25, 2017 to presentfactForm ADV
→ NEUBERGER BERMAN CLO XXI, LTD.Private fundSecuritized Asset Fund, IA
Jan 3, 2017 to presentfactForm ADV
→ HAS PARTNERS RETIREMENT FUND, L.P.Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS MASTER FUND LPPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ NEUBERGER BERMAN PRINCIPAL STRATEGIES CO-INVEST FUND I LPPrivate fundHedge Fund, IA
Nov 10, 2020 to presentfactForm ADV
→ NBEC SPC/NBEC CLO XXII SPPrivate fundSecuritized Asset Fund, IA
Jan 3, 2017 to presentfactForm ADV
→ NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND III LPPrivate fundHedge Fund, IA
Jun 26, 2023 to presentfactForm ADV
→ 590 PARTNERS, L.P.Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NB CAPE CO-INVEST FUND II LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ NEUBERGER BERMAN HIGH INCOME FUND LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ LIGHTPOINT PAN-EUROPEAN CLO 2007-1 P.L.C.Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GREENE STREET FUNDING LPPrivate fundHedge Fund, IA
Sep 27, 2018 to presentfactForm ADV
→ NEUBERGER BERMAN HEDGED CRYPTOCURRENCY VOLATILITY FUND LLCPrivate fundHedge Fund, IA
Nov 2, 2021 to presentfactForm ADV
→ NB DISTRESSED DEBT INVESTMENT FUND LIMITED - ORDINARY SHARE CLASSPrivate fundHedge Fund, IA
Feb 17, 2014 to presentfactForm ADV
→ NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLCPrivate fundHedge Fund, IA
Mar 24, 2021 to presentfactForm ADV
→ NB CAPE CO-INVEST FUND III LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ CAPITAL GROUP OPPORTUNISTIC FUND LLCPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
and 30 more

Dated events

Occurred
Jul 1, 2024
Control person joined
Kumar Ashok Bhatia (Director, Co-Chief Investment Officer - Fixed Income) appeared on Schedule A of Neuberger Berman Investment Advisers Llc
Form ADVobserved 6 days ago
Occurred
Jul 1, 2024
Control person left
Curtis Bradley Tank (Director, President - Fixed Income, Chief Investment Officer - Fixed Income) no longer on Schedule A of Neuberger Berman Investment Advisers Llc (listed 2024-04-17, absent 2024-07-01)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Motto Vanessa Rosenthal (Director) no longer on Schedule A of Neuberger Berman Investment Advisers Llc (listed 2022-12-07, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person joined
Douglas John Kramer (Director) appeared on Schedule A of Neuberger Berman Investment Advisers Llc
Form ADVobserved 6 days ago
Occurred
Dec 8, 2021
Control person left
Jay Lawrence Kohn (Director, Chief Operating Officer - Equities And Managing Director) no longer on Schedule A of Neuberger Berman Investment Advisers Llc (listed 2021-11-02, absent 2021-12-08)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2021
Control person left
Lee Robert Eason (Director) no longer on Schedule A of Neuberger Berman Investment Advisers Llc (listed 2021-11-02, absent 2021-12-08)
Form ADVobserved 6 days ago
Occurred
Jan 15, 2019
Control person left
Aurelius Andrew Johnson (Director, Managing Director) no longer on Schedule A of Neuberger Berman Investment Advisers Llc (listed 2018-09-27, absent 2019-01-15)
Form ADVobserved 6 days ago
Occurred
Jan 15, 2019
Control person joined
Gregory Stephen Wright (Director, Managing Director) appeared on Schedule A of Neuberger Berman Investment Advisers Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2014
Succession filed (Item 4)
Neuberger Berman Fixed Income Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6c6d4cb-d8c6-57c1-7fac-9662a651da55
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

CRD 124687

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6c6d4cb-d8c6-57c1-7fac-9662a651da55

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GREAT LAKE FUNDING I LP

Hedge Fund

$2.4B

Jan 11, 2024

Mar 29, 2019

reported

021-332614

HOMEWARD OPPORTUNITIES FUND LP

Hedge Fund

$2.3B

Dec 18, 2024

Dec 4, 2019

reported

021-300824

FIXED INCOME OPPORTUNITIES NB LLC

Hedge Fund

$2.0B

Jan 11, 2024

Feb 3, 2016

reported

021-316789

NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLC

Hedge Fund

$1.5B

Dec 18, 2024

Mar 31, 2017

reported

021-280705

WICKER PARK CDO I, LTD.

Securitized Asset Fund

$959M

Jan 12, 2015

Mar 30, 2012

dropped

n/a

STRATEGIC PARTNERSHIP FUND NB LLC

Hedge Fund

$915M

Jan 11, 2024

Sep 29, 2017

reported

021-294274

NEUBERGER BERMAN (PF) STRATEGIC MULTI-SECTOR FIXED INCOME FUND LLC

Hedge Fund

$716M

Dec 18, 2024

Mar 24, 2021

reported

021-375356

SPARTAN FUNDING I LP

Hedge Fund

$589M

Jan 11, 2024

Nov 10, 2020

reported

n/a

NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS MASTER FUND LP

Hedge Fund

$550M

Dec 18, 2024

648

Mar 30, 2020

reported

021-382840

NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND II LP

Hedge Fund

$536M

Dec 18, 2024

Nov 10, 2020

reported

021-370733

NEUBERGER BERMAN CLO XVI, LTD

Securitized Asset Fund

$536M

Jan 15, 2019

Sep 30, 2014

dropped

n/a

NEUBERGER BERMAN RISK PARITY MASTER FUND LP

Hedge Fund

$488M

Dec 18, 2024

Sep 30, 2014

reported

021-337249

NEUBERGER BERMAN CLO XXI, LTD.

Securitized Asset Fund

$484M

Dec 18, 2024

Jan 3, 2017

reported

n/a

NEUBERGER BERMAN CLO XX, LTD.

Securitized Asset Fund

$483M

Dec 18, 2024

Mar 30, 2016

reported

n/a

NEUBERGER BERMAN HIGH INCOME FUND LLC

Other Private Fund

$472M

Dec 18, 2024

Mar 30, 2012

reported

021-65852

NEUBERGER BERMAN CLO XVII, LTD

Securitized Asset Fund

$472M

Dec 18, 2024

Sep 30, 2014

reported

n/a

NEUBERGER BERMAN CLO XVIII, LTD

Securitized Asset Fund

$463M

Dec 18, 2024

Jan 12, 2015

reported

n/a

NEUBERGER BERMAN CLO XVI-S, LTD.

Securitized Asset Fund

$434M

Dec 18, 2024

Mar 29, 2019

reported

n/a

NEUBERGER BERMAN CLO XXII, LTD.

Securitized Asset Fund

$381M

Dec 18, 2024

Jan 3, 2017

reported

n/a

NEUBERGER BERMAN CLO XV, LTD

Securitized Asset Fund

$364M

Dec 18, 2024

Feb 24, 2014

reported

n/a

NEUBERGER BERMAN CLO XIV, LTD

Securitized Asset Fund

$335M

Dec 18, 2024

Feb 24, 2014

reported

n/a

GROVE FUNDING III INC.

Hedge Fund

$305M

Jan 11, 2024

reported

021-499088

THE MONON FUND LTD.

Hedge Fund

$285M

Dec 18, 2024

Mar 30, 2012

reported

021-1515416

NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC

Other Private Fund

$271M

Jun 26, 2015

Mar 30, 2012

dropped

021-92890

NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND LP

Hedge Fund

$253M

Jun 10, 2020

Dec 4, 2019

dropped

021-350002

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMATO, JOSEPH, VINCENT

DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES

yes

05/2006

Mar 30, 2012

Dec 18, 2024

Bhatia, Ashok, Kumar

DIRECTOR, CO-CHIEF INVESTMENT OFFICER - FIXED INCOME

yes

06/2024

Jul 1, 2024

Dec 18, 2024

deRegt, Kenneth, M

Director

yes

05/2021

Mar 30, 2020

Dec 18, 2024

KRAMER, JOHN, DOUGLAS

Director

yes

04/2023

Mar 31, 2023

Dec 18, 2024

NBSH ACQUISITION, LLC

Member

yes

05/2009

Mar 30, 2012

Dec 18, 2024

NEUBERGER BERMAN GROUP LLC

Member

yes

02/2009

Mar 30, 2012

Dec 18, 2024

NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC

Member

yes

05/2009

Mar 29, 2018

Dec 18, 2024

WRIGHT, STEPHEN, GREGORY

DIRECTOR, MANAGING DIRECTOR

yes

01/2019

Jan 15, 2019

Dec 18, 2024

CETRON, BRAD, ELLIOT

CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR

01/2016

Jan 4, 2016

Dec 18, 2024

CHINNI, MICHAEL

TREASURER AND SENIOR VICE PRESIDENT

06/2021

Dec 8, 2021

Dec 18, 2024

Viola, Leo, Anthony

CONTROLLER AND MANAGING DIRECTOR

01/2022

Sep 30, 2019

Dec 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NB ALTERNATIVES ADVISERS LLC

n/a

Other adviser

$160B

yes

n/a

NEUBERGER BERMAN EUROPE LIMITED

n/a

Asset manager

$98B

yes

n/a

NEUBERGER BERMAN SINGAPORE PTE. LIMITED

n/a

Asset manager

$29B

yes

n/a

NEUBERGER BERMAN CANADA ULC

n/a

Mixed wealth

$12B

yes

n/a

NEUBERGER BERMAN ASIA LIMITED

n/a

Other adviser

$11B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS II LLC

n/a

Asset manager

$9.0B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS IV LLC

n/a

Asset manager

$6.1B

yes

n/a

NEUBERGER BERMAN LOAN ADVISERS LLC

n/a

Asset manager

$4.9B

yes

n/a

NEUBERGER BERMAN AIFM SARL

n/a

Former SEC adviser

$2.2B

yes

n/a

NEUBERGER BERMAN BD LLC

n/a

No RAUM reported

yes

n/a

GREENE STREET FUNDING LLC

n/a

yes

n/a

GROVE FUNDING IV GP LLC

n/a

yes

n/a

HOMEWARD GP I LLC

n/a

yes

n/a

HOMEWARD GP LLC

n/a

yes

n/a

HOMEWARD OFFSHORE GP I LTD

n/a

yes

n/a

HOMEWARD OFFSHORE GP LTD

n/a

yes

n/a

HOMEWARD OPPORTUNITIES GUERNSEY GP LLC

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES II ASSOCIATES LP

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES III ASSOCIATES LP

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES IV ASSOCIATES LP

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES V ASSOCIATES LP

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES VI ASSOCIATES LP

n/a

yes

n/a

KANTOR PRIVATE OPPORTUNITIES VII ASSOCIATES LP

n/a

yes

n/a

NB ALTERNATIVE INVESTMENT MANAGEMENT GP LLC

n/a

yes

n/a

NB CAPE CO-INVEST FUND I ASSOCIATES LP

n/a

yes

n/a

NB CAPE CO-INVEST FUND II ASSOCIATES LP

n/a

yes

n/a

NB CAPE CO-INVEST FUND III ASSOCIATES LP

n/a

yes

n/a

NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP

n/a

yes

n/a

NB DISTRESSED DEBT ASSOCIATES GP LLC

n/a

yes

n/a

NB DISTRESSED DEBT ASSOCIATES LP

n/a

yes

n/a

NB DISTRESSED DEBT OFFSHORE ASSOCIATES LTD

n/a

yes

n/a

NB EQUITY MANAGEMENT GP LLC

n/a

yes

n/a

NB INTERNATIONAL SMALL CAP FUND GP LLC

n/a

yes

n/a

NB JAPAN EQUITY FUND GP LLC

n/a

yes

n/a

NB OPPORTUNISTIC CAPITAL SOLUTIONS FUND GP LLC

n/a

yes

n/a

NB SPECIALTY FINANCE ASSOCIATES LP

n/a

yes

n/a

NB STRATEGIC INDIA EQUITY FUND GP LLC

n/a

yes

n/a

NBLA III ASSOCIATES LP

n/a

yes

n/a

NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED

n/a

Former SEC adviser

n/a

yes

n/a

NEUBERGER BERMAN EAST ASIA LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chicago

United States

yes

Chicago

United States

yes

WEST PALM BEACH

United States

yes

Atlanta

United States

yes

Dallas

United States

yes

LOS ANGELES

United States

yes

SAN FRANCISCO

United States

yes

Boston

United States

yes

Radnor

United States

yes

Tampa

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$399B

$395B

1,542

646

n/a

2024

Mar 28, 2025

$363B

$355B

1,668

691

n/a

2023

Mar 28, 2024

$337B

$330B

1,668

691

$13B

2022

Mar 31, 2023

$315B

$309B

1,596

696

$23B

2021

Mar 30, 2022

$365B

$359B

1,446

601

$24B

2020

Mar 24, 2021

$317B

$312B

1,387

540

$19B

2019

Mar 30, 2020

$284B

$280B

1,337

475

$20B

2018

Mar 29, 2019

$242B

$238B

1,171

435

$14B

2017

Mar 29, 2018

$248B

$245B

1,050

628

$14B

2016

Mar 31, 2017

$219B

$212B

1,012

604

n/a

$14B

2015

Mar 30, 2016

$162B

$155B

848

412

n/a

$13B

2014

Apr 23, 2015

$104B

$96B

249

153

n/a

$9.6B

2013

Mar 28, 2014

$97B

$87B

226

113

n/a

$8.4B

2012

Mar 28, 2013

$90B

$78B

194

n/a

$6.9B

2011

Mar 30, 2012

$83B

n/a

$6.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$399B

$363B

9.9%

$315B

8.1%

1,542

1,668