DFX Intelligence

N•••••••• B••••• C••••• U••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 10b 100b

N•••••••• B••••• C••••• U••

CRD 284803

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:41ba877e-117d-9c5c-d9c6-686f45087874

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 8
On other graphs: 1
Observed: Oct 5, 2016 to Apr 14, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

N•••••••• B••••• C••••• U••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.39 fund_share=0.29 institutional_share=0.13 related_bd=true related_bank=true bd_reps=7.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $4.9Bderived••• Locked
Private client share: 39%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N• B••••• H••• M••••••••• P••••• M••••• F••• L•	Hedge Fund	$358M	Apr 14, 2026	5	Dec 18, 2017	reported	021-286412
B•• M•••• M••••• F••• L•	Hedge Fund	$55.2M	Mar 29, 2019

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J•••••• V••••••	Director	Na	yes	11/2017	Apr 14, 2026	Apr 14, 2026
C••••••• R••••••• B••••••	Director	Na	yes	04/2010	Apr 14, 2026	Apr 14, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••••• B••••• I••••••••• A••••••• L••	n/a	Other adviser	$399B	N	yes	n/a
N• A••••••••• A••••••• L••	n/a	Other adviser	$160B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$12B	5.5%	$8.2B	15.0%	27	19	0	0

Relationships

Affiliated with (22)

← N•••••••• B••••• E••••• L••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N•••••••• B••••• I••••••••• A••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N• A••••••••• A••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N•••••••• B••••• A••• L••••••

Dated events

Occurred
Aug 19, 2024
Control person left
S Patrick Deaton (Director) no longer on Schedule A of N•••••••• B••••• C••••• U•• (listed 2024-03-27, absent 2024-08-19)
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
N•••••••• B••••• C••••• U•• reported RAUM $11.2B, up 37% from $8.2B (2023-05-04 to 2024-03-27)
Form ADVobserved 7 days ago
$3.0B
Occurred
Mar 31, 2022
Regulatory AUM changed
N•••••••• B••••• C••••• U•• reported RAUM $6.6B, up 47% from $4.5B (2021-11-05 to 2022-03-31)
Form ADVobserved 7 days ago
$2.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41ba877e-117d-9c5c-d9c6-686f45087874
First observed: Oct 5, 2016
Last observed: Apr 14, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.