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Advisor at SAVVY
Fontana, WI | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Savvy | Independent wealth | Apr 17, 2025 | n/a | yes | Fontana, WI|NEW YORK, NY | Current employment |
| GOLDSTEIN ADVISORS, LLC | Independent wealth | Oct 6, 2022 | Apr 1, 2025 | no | MADISON, WI|MIddleton, WI | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Oct 10, 2019 | Dec 1, 2022 | no | LAKE GENEVA, WI|Middleton, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 9, 2011 | Oct 18, 2019 | no | MADISON, WI|LAKE GENEVA, WI|Middleton, WI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 28, 2007 | Sep 12, 2011 | no | BURLINGTON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDSTEIN ADVISORS, LLC | Savvy | Apr 1, 2025 | Apr 17, 2025 | 16 | Firm change | RIA to RIA |
| ARBOR POINT ADVISORS | GOLDSTEIN ADVISORS, LLC | Dec 1, 2022 | Oct 6, 2022 | -56 | Firm change after gap | Ibd to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | ARBOR POINT ADVISORS | Oct 18, 2019 | Oct 10, 2019 | -8 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 12, 2011 | Sep 9, 2011 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:323125:WI:2022-11-30 | Dec 1, 2022 | Oct 6, 2022 | MIDDLETON, WI | Firm change after gap |
| 6363:165127:WI:2019-10-16 | Oct 18, 2019 | Oct 10, 2019 | MIDDLETON, WI | Firm change |