DFX Intelligence

S•••••••• P••••••• F••• S•••••••• A••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S•••••••• P••••••• F••• S•••••••• A••••••• L•••

CRD 134009

NEW YORK, NY

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Search this name across graphsid dfx:ria:3982e5cc-0419-1ec6-d736-f70a1bb7b634

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 168
Dated events: 25
On other graphs: 8
Observed: Dec 2, 2011 to Jun 11, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••••• P••••••• F••• S•••••••• A••••••• L•••

Venture manager · cited, shared crd

Independent Sponsorsidentity

S•••••••• P••••••• F••• S•••••••• A••••••• L•••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

S•••••••• P••••••• F••• S•••••••• A••••••• L•••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=17.0
Regulatory AUM: $80B••• Locked
Discretionary RAUM: $80B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 113

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• P••••••• I• L•••	Private Equity Fund	$29B	Jun 11, 2026	437	Mar 31, 2022	reported	021-415827
S•••••••• P••••••• V••• L•••	Private Equity Fund	$12B	Jun 11, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• G•••• H••••••• L•••	L•••••• PARTNER	E	yes	07/2011	Dec 2, 2011	Jun 26, 2024
B••••••••• H••••••• I• • I• G• L•••••	GENERAL PARTNER	F	yes	06/2007	Jul 15, 2019	Jun 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• I•••• A••••••• L•••••	n/a	Institutional manager	$184B	N	yes	n/a
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	9	no
SAN FRANCISCO	CA	United States	2	no
SANTA MONICA	CA	United States	2	no
Paris	n/a	France	1	no
Singapore	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$80B	$73B	10.4%	$68B	5.7%	113	114	5	5

Relationships

showing 80 of 168

Affiliated with (65)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••Registered adviserother investment adviser, bank, common control
factForm ADV
← C• I••••••••• M••••••••• C••• L••

Dated events

Occurred
Jun 11, 2026
P•••••• fund f•••• reported
••• Locked
Form ADVobserved today
$1.4B
Occurred
Jun 11, 2026
P•••••• fund f•••• reported
••• Locked
Form ADVobserved today
$294M
Occurred
Jun 11, 2026
P•••••• fund f•••• reported
••• Locked
Form ADVobserved today
$430M
Occurred
Jun 11, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3982e5cc-0419-1ec6-d736-f70a1bb7b634
First observed: Dec 2, 2011
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.