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H•••••• F••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

H•••••• F••• A••••••• L••

CRD 154425

WAYNE, PA

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Search this name across graphsid dfx:ria:4688e608-62c0-c236-d138-41a62b1ed6e9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 107
Dated events: 4
On other graphs: 0
Observed: Mar 20, 2012 to Mar 30, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.05 fund_share=0.3 institutional_share=0.66 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $8.1BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.1B
Private client RAUM: $370MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• M•• I••••• F••• L••	Other Private Fund	$1.2B	Mar 28, 2024	239	Mar 20, 2012	reported	021-9999999999
H•••••• M•• I••••• F••• I• L••	Other Private Fund	$310M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• A••••••• P••••••• L•••	SOLE MEMBER	E	yes	10/2017	Nov 15, 2017	Mar 28, 2024
B••••••••• G•••• H••••••• L•••••	GENERAL PARTNER	F	yes	10/2017	Nov 15, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 80

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• I•••• A••••••• L•••••	n/a	Institutional manager	$184B	N	yes	n/a
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.1B	$8.1B	0.6%	$6.2B	9.4%	14	15	1	1

Relationships

showing 80 of 107

Affiliated with (79)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
H•••••• F••• A••••••• L•• reported RAUM $8.1B, up 29% from $6.3B (2024-03-28 to 2025-03-28)
Form ADVobserved 7 days ago
$1.8B
Occurred
Mar 31, 2023
Control person left
B David Thayer (Chief Financial Officer) no longer on Schedule A of H•••••• F••• A••••••• L•• (listed 2022-11-01, absent 2023-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined
Augustine John Simkiss (Executive Officer) appeared on Schedule A of H•••••• F••• A••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4688e608-62c0-c236-d138-41a62b1ed6e9
First observed: Mar 20, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$8.1B	$8.1B	14	8	1	6	n/a
2024	Mar 28, 2025	$8.1B	$8.1B	15	9	1	6	n/a
2023	Mar 28, 2024	$6.3B	$6.3B	13	7	1	6	$1.7B
2022	Mar 31, 2023	$6.2B	$6.2B	15	9	1	5	$1.8B
2021	Mar 31, 2022	$7.5B	$7.5B	15	9	1	5	$1.8B
2020	Mar 30, 2021	$6.4B	$6.4B	18	9	0	5	$1.5B
2019	Mar 27, 2020	$10B	$10B	20	10	0	5	$3.0B
2018	Mar 28, 2019	$9.5B	$9.5B	19	9	0	5	$3.3B
2017	Mar 29, 2018	$10B	$10B	19	9	1	5	$4.1B
2016	Mar 1, 2017	$11B	$11B	19	10	n/a	5	$4.1B
2015	Mar 14, 2016	$7.0B	$7.0B	17	10	n/a	4	$1.5B
2014	Feb 5, 2015	$7.7B	$7.7B	17	10	n/a	4	$1.7B
2013	Mar 19, 2014	$5.2B	$5.2B	15	8	n/a	4	$870M
2012	Mar 9, 2013	$2.0B	$2.0B	13	7	n/a	6	$367M
2011	Mar 20, 2012	$800M	$800M	n/a	n/a	n/a	4	$40.0M