DFX Intelligence

B••••••••• A•••• B•••• F•••••• A••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

B••••••••• A•••• B•••• F•••••• A••••••• L•

CRD 120934

NEW YORK, NY

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Search this name across graphsid dfx:ria:cf6558c5-f1e6-cc31-7726-6add2eb8d35c

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 147
Dated events: 37
On other graphs: 3
Observed: Mar 30, 2012 to Jul 30, 2026
48 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• A•••• B•••• F•••••• A••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

B••••••••• A•••• B•••• F•••••• A••••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

B••••••••• A•••• B•••• F•••••• A••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.04 institutional_share=0.96 related_bd=true related_bank=true bd_reps=72.0
Regulatory AUM: $70B••• Locked
Discretionary RAUM: $67B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 677

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• T••••• •••••••••	Securitized Asset Fund	$654M	Oct 23, 2024	2	Mar 30, 2023	reported	n/a
S••••• T•••• A• L•	Securitized Asset Fund	$427M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• A••••••• L•••••	GENERAL PARTNER	Na	yes	08/2002	Mar 30, 2012	Oct 23, 2024
B•••••• M•••••• J••••	GENERAL COUNSEL	Na	yes	01/2024	Mar 30, 2012	Oct 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• I•••• A••••••• L•••••	n/a	Institutional manager	$184B	N	yes	n/a
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	14	no
London	n/a	United Kingdom	4	no
SAN FRANCISCO	CA	United States	1	no
Toronto	n/a	Canada	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$70B	$53B	32.2%	$22B	46.3%	677	519	6	3

Relationships

showing 80 of 147

Affiliated with (76)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• ADVISORS L.P.Registered adviserother investment adviser, common control
factForm ADV
← CT INVESTMENT MANAGEMENT CO., LLC

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$17.1B
Occurred
Apr 7, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$25.5B
Occurred
Oct 23, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 1, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf6558c5-f1e6-cc31-7726-6add2eb8d35c
First observed: Mar 30, 2012
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.