DFX Intelligence

B••••••••• A••••••••• C••••• A••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

B••••••••• A••••••••• C••••• A••••••• L•

CRD 137519

NEW YORK, NY

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Search this name across graphs

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 252
Dated events: 47
On other graphs: 7
Observed: Mar 30, 2012 to Jul 30, 2026
74 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• A••••••••• C••••• A••••••• L•

Private equity manager · cited, key_cik, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

B••••••••• A••••••••• C••••• A••••••• L•

Capital provider to sponsors · cited, key_cik, key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

B••••••••• A••••••••• C••••• A••••••• L•

Manager with allocator commitments · cited, key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=true related_bank=true bd_reps=72.0
Regulatory AUM: $44B••• Locked
Discretionary RAUM: $43B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 753

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••••• C•••••• O••••••••• F••• I• L•	Private Equity Fund	$3.6B	Jul 30, 2026	71	Mar 31, 2021	reported	021-368983
B••••••••• C••••• S••••• F••••• L•	Private Equity Fund	$2.7B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M•••••• J••••	GENERAL COUNSEL	Na	yes	02/2010	Mar 30, 2012	Oct 23, 2024
B••••••••• H••••••• A• L•••	Shareholder	C	yes	07/2019	Dec 24, 2019	Oct 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• I•••• A••••••• L•••••	n/a	Institutional manager	$184B	N	yes	n/a
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	31	no
SAN FRANCISCO	CA	United States	26	no
Dublin	n/a	Ireland	19	no
Houston	TX	United States	14	no
Milan	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$44B	$46B	-5.1%	$66B	-12.6%	753	592	13	12

Relationships

showing 80 of 252

Affiliated with (53)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••Registered adviserother investment adviser, bank, common control
factForm ADV
← C• I••••••••• M••••••••• C••• L••

Dated events

Order

Occurred
30 Jul 2026
Ria private fund assets change
••• Locked
Form ADV
$-20.5B
Occurred
30 Jul 2026
Private fund gav change13 events
Private fund gav change: 13 on 30 Jul 2026
$-111M to $-1.4B
- ••• Locked$-1.4B
- ••• Locked$-1.0B
- ••• Locked$-501M
Occurred
30 Jul 2026
Private fund first reported5 events
Private fund first reported: 5 on 30 Jul 2026
$238K to $1.0B
- ••• Locked$1.0B
- ••• Locked$17.6M
- ••• Locked$8.0M
Occurred
30 Jul 2026
Private fund no longer reported6 events
Private fund no longer reported: 6 on 30 Jul 2026
$18.5M to $408M
- ••• Locked$408M
- ••• Locked$91.2M
- ••• Locked$18.5M
Occurred
30 Jul 2026
Ria indirect owner change5 events
B••••••••• A••••••••• C••••• A••••••• L•: ria indirect owner change, 5 events, on 30 Jul 2026
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Jul 30, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• M••••• H••••••• L••	Private Equity Fund	$1.0B	Jul 30, 2026	14	Jul 30, 2026	reported	n/a
B••••••••• C•• I• C••••••••• F••• L•	Private Equity Fund	$1.0B	Jul 30, 2026	18	Mar 31, 2021	reported	021-378742
E•••••• D••••• L•••••• 2• L•••••• P•••••••••	Hedge Fund	$968M	Feb 6, 2023	1	Nov 29, 2018	dropped	n/a
E•••••• D••••• L•••••• 1• L•••••• P•••••••••	Hedge Fund	$968M	Feb 6, 2023	1	Nov 29, 2018	dropped	021-239609
B•• L••• S•••• T•••• L•	Private Equity Fund	$938M	Jul 30, 2026	1	Mar 28, 2024	reported	n/a
B••••••••• C••••• O••••• F••• I• L•	Private Equity Fund	$931M	Jul 30, 2026	2	Mar 31, 2023	reported	n/a
G•• C•• I•• C••••••••• F••• L•	Private Equity Fund	$833M	Jul 30, 2026	35	Mar 29, 2017	reported	021-272851
G•• C•••••• S•••••••• F••• I• L•	Private Equity Fund	$824M	Jul 30, 2026	176	Mar 28, 2013	reported	021-189025
B••••••••• C••••• H••••••• F••• L•	Private Equity Fund	$823M	Jul 30, 2026	13	Mar 28, 2024	reported	n/a
B•• A•••••••• C••••••••• F••••• L•	Private Equity Fund	$648M	Jul 30, 2026	2	Mar 31, 2022	reported	021-422881
B•• B•••••••• F••• L•	Private Equity Fund	$556M	Jul 30, 2026	1	Mar 28, 2024	reported	n/a
G•• C••••• A•••• F••• I• L•	Private Equity Fund	$545M	Jul 30, 2026	150	Sep 29, 2017	reported	021-305496
G•• C••••• A•••• F••• L•	Private Equity Fund	$479M	Jul 30, 2026	103	Mar 25, 2015	reported	021-227488
G•• E••••• P••••••••• L•	Private Equity Fund	$472M	Jul 30, 2026	2	Mar 25, 2015	reported	021-230636
G•• E••••••• S••••• D••• F••• I• L•••••• E•• S•••	Private Equity Fund	$431M	Jul 30, 2026	8	Mar 30, 2019	reported	021-332953

All 21 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• H••••••• I• G• S•• L•	L•••••• PARTNER	D	yes	07/2019	Jul 15, 2019	Oct 23, 2024
B••••••••• H••••••• I• L•••	Shareholder	D	yes	06/2007	Oct 9, 2015	Oct 23, 2024
B••••••••• I•••	SOLE M•••••	E	yes	06/2007	Feb 9, 2022	Oct 23, 2024
B••••••••• I•••	SOLE M•••••	E	yes	06/2007	Feb 9, 2022	Oct 23, 2024
B••••••••• P•••••••• ••••••• K•	CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	Nov 6, 2019	Oct 23, 2024
D•••••••• G•••••• M••••••	GLOBAL HEAD OF B••••••••• CREDIT AND INSURANCE	Na	yes	01/2024	Jan 22, 2024	Oct 23, 2024
G•• C•••••• P••••••• G• L•••••	GENERAL PARTNER	C	yes	10/2015	Oct 9, 2015	Oct 23, 2024
G•• H••••••• I• L•••••	L•••••• PARTNER	D	yes	03/2008	Mar 30, 2012	Oct 23, 2024
H••••••••• I••	CHIEF OPERATING OFFICER	Na	yes	07/2024	Aug 1, 2024	Oct 23, 2024
S••••••• W••••••• P•	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Jan 22, 2024	Oct 23, 2024
S•••••• I• C•••••••••	SOLE M•••••	E	yes	10/2015	Mar 30, 2012	Oct 23, 2024

All 40 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••	n/a	Other adviser	$70B	N	yes	n/a
B••••••••• P•••••• C••••• S••••••••• L••	n/a	Asset manager	$58B	N	yes	n/a
B••••••••• L••••• C••••• A••••••• I• L••	n/a	Institutional manager	$52B	Y	yes	n/a
B••••••••• T••••••• O••••••••• A••••••• L•••••	n/a	Asset manager	$40B	N	yes	n/a
B••••••••• C••••• S••••••••• S••••••••• L••	n/a	Institutional manager	$36B	N	yes	n/a
B••••••••• C•• M••••••••• L•• ••••••••• S••••••	n/a	Asset manager	$31B	Y	yes	n/a
B••••••••• A••••••••• S•••••••• L•••••	n/a	Asset manager	$20B	N	yes	n/a
B••• A••••••• L•••••	n/a	Asset manager	$20B	N	yes	n/a
B••••••••• L••••• C••••• S••••••••• L••	n/a	Other adviser	$19B	Y	yes	n/a
B••••••••• P•••••• I••••••••• A••••••• L•••••	n/a	Asset manager	$18B	N	yes	n/a
B••••••••• S•••••••• C•••••• A•••••••• L•••••	n/a	Asset manager	$16B	N	yes	n/a
B••••••••• I•••••• L••••••	n/a	Asset manager	$15B	N	yes	n/a
N••••• P••• G••••• C•••••• •••••	n/a	Asset manager	$15B	N	yes	n/a
B••••••••• L••• S••••••• A••••••• L•••••	n/a	Asset manager	$13B	N	yes	n/a
F•••• E•••• A••••••••• C•••••• L••	n/a	Asset manager	$13B	N	yes	n/a
B••••••••• G••••• A••••••• L•••••	n/a	Asset manager	$10B	N	yes	n/a
H•••••• F••• A••••••• L••	n/a	Other adviser	$8.1B	N	yes	n/a
B••••••••• I••••• A••••••• L•••••	n/a	Asset manager	$8.0B	N	yes	n/a
B••••••••• A••••••••• I••••••••• A••••••• L••	n/a	Asset manager	$5.4B	N	yes	n/a
B••••••••• C••• E••••• A••••••• L•••••	n/a	Former SEC adviser	$3.7B	N	yes	n/a
C••••• C••••• M••••••••• L••	n/a	Asset manager	$3.5B	N	yes	n/a
B••••••••• S•••••••• A••••••• A••••••• L•••••	n/a	Asset manager	$3.0B	N	yes	n/a
B••••••••• R••• E••••• A••••••• E••••• L•••	n/a	Asset manager	$2.8B	N	yes	n/a
B••••••••• I•••••• F••• M••••••••• L••••••	n/a	Asset manager	$2.5B	N	yes	n/a
B••••••••• M••••••••• P••••••• I• L•••••	n/a	Former SEC adviser	$2.1B	N	yes	n/a
F•••• E•••• S••••••• A•••••• M••••••••• L••	n/a	Other adviser	$908M	N	yes	n/a
C••••• V•••••••• L••	n/a	Asset manager	$806M	N	yes	n/a
N••• C••••• M••••••••• I•••	n/a	Former SEC adviser	$111M	N	yes	n/a
B••••••••• R••• E••••• A••••••• V• L•••	n/a	Asset manager	$60.2M	N	yes	n/a
B••••••••• C••••••••• A••••••• I• L••	n/a	Former SEC adviser	$45.3M	N	yes	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$38B	$32B	303	157	n/a	44	$33B
2014	Mar 25, 2015	$33B	$28B	259	159	n/a	40	$28B
2013	Mar 31, 2014	$48B	$48B	243	124	n/a	37	$27B
2012	Mar 28, 2013	$19B	$18B	206	60	n/a	25	$18B
2011	Mar 30, 2012	$16B	$16B	n/a	n/a	n/a	23	$16B