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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD.

CRD 155090

TOKYO

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Search this name across graphsid dfx:ria:34861b82-9441-a12a-42c8-9904ff2599dc

Data as of Dec 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Dec 20, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $275MItem 5.F on the latest filing (2012-12-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $268M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 5
Accounts: 16
SEC number: 801-71880
CRD: 155090
Filings on the tape: 5
First filed: Dec 23, 2011
Latest filed: Dec 20, 2012
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWNING, MARK, BANKS	Director	Na	yes	06/2010	Dec 23, 2011	Dec 20, 2012
FRANKLIN RESOURCES, INC.	PARENT CORPORATION OF TWI	E	yes	09/1996	Dec 23, 2011	Dec 20, 2012
FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED	CORP. PARENT OF REGISTRANT: 100%	E	yes	04/2011	Dec 23, 2011	Dec 20, 2012
HARGRAVES, KELLIE, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2012	Sep 19, 2012	Dec 20, 2012
MATSUMOTO, KOZO	Director	Na	yes	10/2012	Dec 23, 2011	Dec 20, 2012
MOCHIZUKI, HIDEAKI	Director	Na	yes	06/2007	Dec 23, 2011	Dec 20, 2012
OGUCHI, TATSUYA	REPRESENTATIVE DIRECTOR	Na	yes	10/2012	Dec 23, 2011	Dec 20, 2012
TEMPLETON INTERNATIONAL, INC.	CORP. PARENT OF FTCHPL: 100%	E	yes	04/2011	Dec 23, 2011	Dec 20, 2012
TEMPLETON WORLDWIDE, INC.	CORPORATE PARENT OF TII	E	yes	09/1996	Dec 23, 2011	Dec 20, 2012
YUN, WILLIAM, YOUNG	Director	Na	yes	09/2003	Dec 23, 2011	Dec 20, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRANKLIN ADVISERS, INC.	n/a	Asset manager	$509B	N	yes	n/a
FRANKLIN MUTUAL ADVISERS, LLC	n/a	Asset manager	$43B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$41B	N	yes	n/a
FRANKLIN TEMPLETON INSTITUTIONAL, LLC	n/a	Asset manager	$30B	N	yes	n/a
TEMPLETON GLOBAL ADVISORS LIMITED	n/a	Asset manager	$26B	N	yes	n/a
TEMPLETON ASSET MANAGEMENT LTD.	n/a	Asset manager	$24B	N	yes	n/a
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED	n/a	Former SEC adviser	$18B	N	yes	n/a
FRANKLIN ADVISORY SERVICES, LLC	n/a	Asset manager	$14B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS CORP.	n/a	Asset manager	$13B	N	yes	n/a
FRANKLIN INVESTMENT ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$8.4B	N	yes	n/a
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.	n/a	Former SEC adviser	$6.3B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.	n/a	Former SEC adviser	$5.4B	N	yes	n/a
TEMPLETON INVESTMENT COUNSEL, LLC	n/a	Asset manager	$4.6B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	n/a	Former SEC adviser	$4.0B	N	yes	n/a
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.	n/a	Former SEC adviser	$2.3B	N	yes	n/a
FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.	n/a	Former SEC adviser	$650M	N	yes	n/a
FIDUCIARY INTERNATIONAL INC	n/a	Former SEC adviser	$19.9M	N	yes	n/a
BALANCED EQUITY MANAGEMENT PTY. LIMITED	n/a	n/a	n/a	N	yes	n/a
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST COMPANY OF CANADA	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON SEALAND FUND MANAGEMENT CO., LTD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.	n/a	n/a	n/a	N	yes	n/a
VIETCOMBANK FUND MANAGEMENT	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Dec 20, 2012	$275M	$268M	27	5	n/a	n/a	n/a
2011	Dec 23, 2011	$231M	$223M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$275M	$231M	19.2%	n/a	n/a	27	n/a	n/a	n/a

Relationships

Affiliated with (19)

← K2 ADVISORS, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← FRANKLIN INVESTMENT ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FIDUCIARY INTERNATIONAL INCRegistered adviserother investment adviser, common control
factForm ADV
→ FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.Registered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN MUTUAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN INVESTMENT ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
→ TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.Registered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.Registered adviserother investment adviser, common control
factForm ADV

Controls (10)

← YUN, WILLIAM, YOUNGOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← MATSUMOTO, KOZOOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← BROWNING, MARK, BANKSOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← HARGRAVES, KELLIE, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 19, 2012 to presentfactForm ADV
← MOCHIZUKI, HIDEAKIOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← OGUCHI, TATSUYAOwnerREPRESENTATIVE DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← FRANKLIN RESOURCES, INC.OwnerPARENT CORPORATION OF TWI, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITEDOwnerCORP. PARENT OF REGISTRANT: 100%, ownership code E, foreign entity
Dec 23, 2011 to presentfactForm ADV
← TEMPLETON INTERNATIONAL, INC.OwnerCORP. PARENT OF FTCHPL: 100%, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← TEMPLETON WORLDWIDE, INC.OwnerCORPORATE PARENT OF TII, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34861b82-9441-a12a-42c8-9904ff2599dc
First observed: Dec 23, 2011
Last observed: Dec 20, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD.

CRD 155090

TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34861b82-9441-a12a-42c8-9904ff2599dc

Data as of Dec 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWNING, MARK, BANKS

Director

yes

06/2010

Dec 23, 2011

Dec 20, 2012

FRANKLIN RESOURCES, INC.

PARENT CORPORATION OF TWI

yes

09/1996

Dec 23, 2011

Dec 20, 2012

FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED

CORP. PARENT OF REGISTRANT: 100%

yes

04/2011

Dec 23, 2011

Dec 20, 2012

HARGRAVES, KELLIE, ANN

CHIEF COMPLIANCE OFFICER

yes

09/2012

Sep 19, 2012

Dec 20, 2012

MATSUMOTO, KOZO

Director

yes

10/2012

Dec 23, 2011

Dec 20, 2012

MOCHIZUKI, HIDEAKI

Director

yes

06/2007

Dec 23, 2011

Dec 20, 2012

OGUCHI, TATSUYA

REPRESENTATIVE DIRECTOR

yes

10/2012

Dec 23, 2011

Dec 20, 2012

TEMPLETON INTERNATIONAL, INC.

CORP. PARENT OF FTCHPL: 100%

yes

04/2011

Dec 23, 2011

Dec 20, 2012

TEMPLETON WORLDWIDE, INC.

CORPORATE PARENT OF TII

yes

09/1996

Dec 23, 2011

Dec 20, 2012

YUN, WILLIAM, YOUNG

Director

yes

09/2003

Dec 23, 2011

Dec 20, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRANKLIN ADVISERS, INC.

n/a

Asset manager

$509B

yes

n/a

FRANKLIN MUTUAL ADVISERS, LLC

n/a

Asset manager

$43B

yes

n/a

FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$41B

yes

n/a

FRANKLIN TEMPLETON INSTITUTIONAL, LLC

n/a

Asset manager

$30B

yes

n/a

TEMPLETON GLOBAL ADVISORS LIMITED

n/a

Asset manager

$26B

yes

n/a

TEMPLETON ASSET MANAGEMENT LTD.

n/a

Asset manager

$24B

yes

n/a

FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED

n/a

Former SEC adviser

$18B

yes

n/a

FRANKLIN ADVISORY SERVICES, LLC

n/a

Asset manager

$14B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS CORP.

n/a

Asset manager

$13B

yes

n/a

FRANKLIN INVESTMENT ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$8.4B

yes

n/a

FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.

n/a

Former SEC adviser

$6.3B

yes

n/a

FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.

n/a

Former SEC adviser

$5.4B

yes

n/a

TEMPLETON INVESTMENT COUNSEL, LLC

n/a

Asset manager

$4.6B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED

n/a

Former SEC adviser

$4.0B

yes

n/a

FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.

n/a

Former SEC adviser

$2.3B

yes

n/a

FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.

n/a

Former SEC adviser

$650M

yes

n/a

FIDUCIARY INTERNATIONAL INC

n/a

Former SEC adviser

$19.9M

yes

n/a

BALANCED EQUITY MANAGEMENT PTY. LIMITED

n/a

yes

n/a

CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED

n/a

yes

n/a

FIDUCIARY TRUST COMPANY OF CANADA

n/a

yes

n/a

FIDUCIARY TRUST INTERNATIONAL LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD.

n/a

yes

n/a

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

n/a

yes

n/a

FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD.

n/a

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON SEALAND FUND MANAGEMENT CO., LTD.

n/a

yes

n/a

FRANKLIN/TEMPLETON DISTRIBUTORS, INC.

n/a

yes

n/a

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

n/a

yes

n/a

VIETCOMBANK FUND MANAGEMENT

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Dec 20, 2012

$275M

$268M

n/a

2011

Dec 23, 2011

$231M

$223M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$275M

$231M

19.2%

n/a