The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
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CRD 109625
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COHEN, GAIL, EHRICK | DIRECTOR, PRESIDENT & CEO | NA | yes | 11/2012 | Dec 23, 2011 | Jun 14, 2021 |
| DOWD, JOHN, MARSHALL | DIRECTOR | NA | yes | 11/2017 | Jun 13, 2018 | Jun 14, 2021 |
| FIDUCIARY INTERNATIONAL HOLDING, INC. | SHAREHOLDER | E | yes | 01/1999 | Dec 23, 2011 | Jun 14, 2021 |
| FIDUCIARY INVESTMENT CORPORATION | SHAREHOLDER | E | yes | 04/1998 | Dec 23, 2011 | Jun 14, 2021 |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | SHAREHOLDER | E | yes | 02/1970 | Dec 23, 2011 | Jun 14, 2021 |
| FRANKLIN RESOURCES, INC. | SHAREHOLDER | E | yes | 04/2001 | Dec 23, 2011 | Jun 14, 2021 |
| HOGAN, MICHAEL, JAMES | CHIEF FINANCIAL OFFICER | NA | yes | 12/2014 | Feb 2, 2015 | Jun 14, 2021 |
| LEFFINGWELL, WILLIAM, ELDERKIN | REGIONAL MANAGING DIRECTOR & DIRECTOR | NA | yes | 09/2002 | Dec 23, 2011 | Jun 14, 2021 |
| PALMER, CATESBY, WARE | MANAGING DIRECTOR | NA | yes | 01/2011 | Dec 23, 2011 | Jun 14, 2021 |
| STERNKOPF, LAWRENCE, ADAM | DIRECTOR | NA | yes | 02/2015 | Dec 23, 2011 | Jun 14, 2021 |
| BECKERLE, BREDA, MARY | CHIEF COMPLIANCE OFFICER | NA | no | 08/2004 | Dec 23, 2011 | Jun 14, 2021 |
| TYLE, CRAIG, STEVEN | CHIEF LEGAL OFFICER | NA | no | 12/2006 | Dec 23, 2011 | Jun 14, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Dec 23, 2020 | $650M | $650M | 5 | 1 | 0 | n/a | n/a |
| 2019 | Dec 26, 2019 | $708M | $708M | 5 | 1 | 0 | n/a | n/a |
| 2018 | Dec 26, 2018 | $696M | $696M | 5 | 1 | 0 | n/a | n/a |
| 2017 | Dec 22, 2017 | $589M | $589M | 5 | 1 | 0 | n/a | n/a |
| 2016 | Dec 23, 2016 | $558M | $558M | 5 | 1 | n/a | n/a | n/a |
| 2015 | Dec 18, 2015 | $586M | $586M | 5 | 1 | n/a | n/a | n/a |
| 2014 | Dec 19, 2014 | $556M | $556M | 4 | 2 | n/a | n/a | n/a |
| 2013 | Dec 20, 2013 | $513M | $513M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Dec 21, 2012 | $497M | $497M | 4 | 2 | n/a | n/a | n/a |
| 2011 | Dec 23, 2011 | $441M | $441M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $650M | $708M | -8.2% | $589M | 3.3% | 5 | 5 | 0 | 0 |