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T•••••••• I••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T•••••••• I••••••••• C••••••• L••

CRD 111370

FT. LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f767fb23-92f9-10dd-ba21-22aa410a8ac4

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 79
Dated events: 7
On other graphs: 0
Observed: Dec 23, 2011 to Sep 16, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.76 institutional_share=0.21 related_bd=true related_bank=true bd_reps=1.0 bank_owner=false
Regulatory AUM: $4.6BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.6B
Private client RAUM: $144MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••••• C•••• O••••••••• F•••• L•••	Other Private Fund	$106M	Dec 24, 2024	1	Mar 30, 2012	reported	021-138602
T•••••••• E••••••• L••••••••• E••••• ••••••• F•••• L•••	Hedge Fund	$24.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• R••••••••• I•••	PARENT CORPORATION OF TWI:100%	E	yes	07/2020	Dec 23, 2011	Dec 24, 2024
H••••• H•••••• B•••••••	EXECUTIVE VICE PRESIDENT/P•••••••• MANAGER-RESEARCH ANALYST	Na	yes	11/2011	Dec 23, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 70

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• A•••••••• I•••	n/a	Asset manager	$509B	N	yes	n/a
W•••••• A•••• M••••••••• C••••••• L••	n/a	Asset manager	$185B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Florida	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$6.4B	-27.9%	$8.0B	-16.9%	31	34	1	1

Relationships

Affiliated with (67)

← F••••••• T•••••••• P•••••• P•••••••• G••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← K••••• M••••••••• C••• L•••••Registered adviserother investment adviser, bank, common control
factForm ADV
← F••••••• T•••••••• I••••••••• M••••••••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← C••••••••• INVESTMENT MANAGEMENT L••••••Registered adviser

Dated events

Occurred
Dec 23, 2025
Regulatory AUM changed
T•••••••• I••••••••• C••••••• L•• reported RAUM $4.6B, down 28% from $6.4B (2024-12-24 to 2025-12-23)
Form ADVobserved 6 days ago
$-1.8B
Occurred
Dec 21, 2022
Regulatory AUM changed
T•••••••• I••••••••• C••••••• L•• reported RAUM $8.0B, down 37% from $12.9B (2022-09-01 to 2022-12-21)
Form ADVobserved 6 days ago
$-4.8B
Occurred
Sep 1, 2022
Control person left
Tomas Antonio Docal (President) no longer on Schedule A of T•••••••• I••••••••• C••••••• L•• (listed 2022-05-13, absent 2022-09-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f767fb23-92f9-10dd-ba21-22aa410a8ac4
First observed: Dec 23, 2011
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 13, 2026	$4.6B	$4.6B	31	17	1	2	n/a
2024	Dec 24, 2024	$6.4B	$6.4B	34	21	1	2	$130M
2023	Dec 22, 2023	$6.4B	$6.4B	33	20	1	3	$166M
2022	Dec 21, 2022	$8.0B	$8.0B	33	18	2	1	$178M
2021	Dec 24, 2021	$13B	$13B	32	17	2	1	$176M
2020	Dec 23, 2020	$14B	$14B	28	14	2	1	$176M
2019	Dec 26, 2019	$22B	$22B	29	12	0	1	$176M
2018	Dec 24, 2018	$31B	$31B	29	9	0	1	$179M
2017	Dec 21, 2017	$37B	$37B	31	9	0	1	$201M
2016	Dec 23, 2016	$37B	$37B	32	10	n/a	1	$174M
2015	Dec 18, 2015	$38B	$38B	34	10	n/a	1	$248M
2014	Dec 19, 2014	$43B	$43B	34	11	n/a	1	$192M
2013	Dec 20, 2013	$44B	$44B	37	17	n/a	1	$179M
2012	Dec 20, 2012	$35B	$35B	35	13	n/a	1	$158M
2011	Dec 23, 2011	$30B	$30B	n/a	n/a	n/a	1	$0