DFX Intelligence

T•••••••• A•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

T•••••••• A•••• M••••••••• L•••

CRD 111382

SINGAPORE

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Search this name across graphsid dfx:ria:719f849e-8679-c714-e4d9-faa398af0eb1

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 86
Dated events: 10
On other graphs: 2
Observed: Dec 23, 2011 to Sep 16, 2026
52 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••••••• A•••• M••••••••• L•••

Private equity manager · shared crd

Real Estate Fundsidentity

T•••••••• A•••• M••••••••• L•••

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.6 institutional_share=0.4 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $24B••• Locked
Discretionary RAUM: $24B
Private client RAUM: $511,616derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 94

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••••• S•••••••• E••••••• M•••••• F••• I•• L••	Private Equity Fund	$33.4M	Sep 16, 2013	23	Mar 30, 2012	dropped	n/a
T•••••••• E••••••• M•••••• E••••• ••••••• F•••• L•••	Hedge Fund	$4.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•• H••••••• ••••••• L••••••	SHARE HOLDER	C	yes	10/2021	Dec 24, 2021	Dec 24, 2024
F••••••• R••••••••• I•••	Shareholder	E	yes	07/2020	Dec 23, 2011	Dec 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• A•••••••• I•••	n/a	Asset manager	$509B	N	yes	n/a
W•••••• A•••• M••••••••• C••••••• L••	n/a	Asset manager	$185B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
HONG KONG	n/a	Hong Kong	10	no
BUENOS AIRES	n/a	Argentina	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$36B	-32.5%	$22B	3.3%	94	92	2	2

Relationships

showing 80 of 86

Affiliated with (69)

→ C•••••• P•••••••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ F••••••• M••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F••••••• T•••••••• I••••••••• ••••• L••••••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ O••••••••• A•••• M••••••••• L••

Dated events

Occurred
Dec 22, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-11.6B
Occurred
Dec 24, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$9.3B
Occurred
Dec 21, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-7.6B
Occurred
Dec 21, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:719f849e-8679-c714-e4d9-faa398af0eb1
First observed: Dec 23, 2011
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.