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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FIDUCIARY INTERNATIONAL INC

CRD 105777

NEW YORK, NY

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Search this name across graphsid dfx:ria:82a54a99-be61-28ea-4199-1daf866e5e4a

Data as of Dec 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Dec 23, 2016
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $19.9MItem 5.F on the latest filing (2016-12-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 1
Custody, client assets: $0
SEC number: 801-18352
CRD: 105777
Filings on the tape: 13
First filed: Dec 23, 2011
Latest filed: Dec 23, 2016
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, GAIL, EHRICK	Director	Na	yes	04/2007	Dec 23, 2011	Dec 23, 2016
FIDUCIARY INVESTMENT CORPORATION	Shareholder	E	yes	07/1982	Dec 23, 2011	Dec 23, 2016
FIDUCIARY TRUST COMPANY INTERNATIONAL	Shareholder	E	yes	02/1970	Dec 23, 2011	Dec 23, 2016
FRANKLIN RESOURCES, INC.	Shareholder	E	yes	04/2001	Dec 23, 2011	Dec 23, 2016
GOODFELLOW, JAMES, CHARLES	CHAIRMAN AND DIRECTOR	Na	yes	12/2009	Dec 23, 2011	Dec 23, 2016
HOGAN, MICHAEL, JAMES	CHIEF FINANCIAL OFFICER	Na	yes	12/2014	Feb 2, 2015	Dec 23, 2016
SANCHEZ, RONALD, JAMES	CHIEF INVESTMENT OFFICER	Na	yes	06/2014	Jun 25, 2014	Dec 23, 2016
STERNKOPF, LAWRENCE, ADAM	President	Na	yes	07/2016	Dec 23, 2011	Dec 23, 2016
BECKERLE, BREDA, MARY	CHIEF COMPLIANCE OFFICER	Na	no	08/2004	Dec 23, 2011	Dec 23, 2016
GULLEY, MADISON, STERLING	TRADING OFFICER	Na	no	11/2006	Dec 23, 2011	Dec 23, 2016
TYLE, CRAIG, STEVEN	CHIEF LEGAL OFFICER	Na	no	12/2006	Dec 23, 2011	Dec 23, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 45

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRANKLIN ADVISERS, INC.	n/a	Asset manager	$509B	N	yes	n/a
FRANKLIN MUTUAL ADVISERS, LLC	n/a	Asset manager	$43B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$41B	N	yes	n/a
FRANKLIN TEMPLETON INSTITUTIONAL, LLC	n/a	Asset manager	$30B	N	yes	n/a
TEMPLETON GLOBAL ADVISORS LIMITED	n/a	Asset manager	$26B	N	yes	n/a
TEMPLETON ASSET MANAGEMENT LTD.	n/a	Asset manager	$24B	N	yes	n/a
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED	n/a	Former SEC adviser	$18B	N	yes	n/a
FRANKLIN ADVISORY SERVICES, LLC	n/a	Asset manager	$14B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS CORP.	n/a	Asset manager	$13B	N	yes	n/a
K2/D&S MANAGEMENT CO., L.L.C.	n/a	Asset manager	$6.5B	N	yes	n/a
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.	n/a	Former SEC adviser	$6.3B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.	n/a	Former SEC adviser	$5.4B	N	yes	n/a
TEMPLETON INVESTMENT COUNSEL, LLC	n/a	Asset manager	$4.6B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	n/a	Former SEC adviser	$4.0B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED	n/a	Former SEC adviser	$3.6B	N	yes	n/a
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.	n/a	Former SEC adviser	$2.3B	N	yes	n/a
FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.	n/a	Former SEC adviser	$650M	N	yes	n/a
FRANKLIN ALTERNATIVE STRATEGIES ADVISERS, LLC	n/a	Former SEC adviser	$292M	N	yes	n/a
BALANCED EQUITY MANAGEMENT PTY. LIMITED	n/a	n/a	n/a	N	yes	n/a
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST COMPANY INTERNATIONAL	n/a	n/a	n/a	Y	yes	NY
FIDUCIARY TRUST COMPANY OF CANADA	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL OF CALIFORNIA	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL OF DELAWARE	n/a	n/a	n/a	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH	n/a	n/a	n/a	N	yes	n/a
FRANKLIN MDP GP, LLC	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON FRANCE S.A.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INSTITUTIONAL GP, LLC	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON REAL ESTATE ADVISORS GP, LLC	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON REAL ESTATE ADVISORS II GP, LLC	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON SEALAND FUND MANAGEMENT CO., LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2016	Dec 23, 2016	$19.9M	$19.9M	0	n/a	n/a	n/a
2015	Dec 18, 2015	$216M	$216M	0	n/a	n/a	n/a
2014	Dec 19, 2014	$195M	$195M	0	n/a	n/a	n/a
2013	Dec 20, 2013	$136M	$136M	0	n/a	n/a	n/a
2012	Dec 20, 2012	$130M	$130M	1	n/a	n/a	n/a
2011	Dec 23, 2011	$157M	$157M	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$19.9M	$216M	-90.8%	$136M	-47.3%	0	0	n/a	n/a

Relationships

Affiliated with (20)

→ FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.Registered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS CORP.Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN MUTUAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITEDRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ K2/D&S MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FASA, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN INVESTMENT ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD.Registered adviserother investment adviser, common control
factForm ADV

Owns (3)

← BECKERLE, BREDA, MARYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← GULLEY, MADISON, STERLINGOwnerTRADING OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← TYLE, CRAIG, STEVENOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV

Controls (8)

← GOODFELLOW, JAMES, CHARLESOwnerCHAIRMAN AND DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← COHEN, GAIL, EHRICKOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← STERNKOPF, LAWRENCE, ADAMOwnerPRESIDENT, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← SANCHEZ, RONALD, JAMESOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 25, 2014 to presentfactForm ADV
← HOGAN, MICHAEL, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 2, 2015 to presentfactForm ADV
← FIDUCIARY INVESTMENT CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← FIDUCIARY TRUST COMPANY INTERNATIONALOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← FRANKLIN RESOURCES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82a54a99-be61-28ea-4199-1daf866e5e4a
First observed: Dec 23, 2011
Last observed: Dec 23, 2016 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIDUCIARY INTERNATIONAL INC

CRD 105777

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82a54a99-be61-28ea-4199-1daf866e5e4a

Data as of Dec 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, GAIL, EHRICK

Director

yes

04/2007

Dec 23, 2011

Dec 23, 2016

FIDUCIARY INVESTMENT CORPORATION

Shareholder

yes

07/1982

Dec 23, 2011

Dec 23, 2016

FIDUCIARY TRUST COMPANY INTERNATIONAL

Shareholder

yes

02/1970

Dec 23, 2011

Dec 23, 2016

FRANKLIN RESOURCES, INC.

Shareholder

yes

04/2001

Dec 23, 2011

Dec 23, 2016

GOODFELLOW, JAMES, CHARLES

CHAIRMAN AND DIRECTOR

yes

12/2009

Dec 23, 2011

Dec 23, 2016

HOGAN, MICHAEL, JAMES

CHIEF FINANCIAL OFFICER

yes

12/2014

Feb 2, 2015

Dec 23, 2016

SANCHEZ, RONALD, JAMES

CHIEF INVESTMENT OFFICER

yes

06/2014

Jun 25, 2014

Dec 23, 2016

STERNKOPF, LAWRENCE, ADAM

President

yes

07/2016

Dec 23, 2011

Dec 23, 2016

BECKERLE, BREDA, MARY

CHIEF COMPLIANCE OFFICER

08/2004

Dec 23, 2011

Dec 23, 2016

GULLEY, MADISON, STERLING

TRADING OFFICER

11/2006

Dec 23, 2011

Dec 23, 2016

TYLE, CRAIG, STEVEN

CHIEF LEGAL OFFICER

12/2006

Dec 23, 2011

Dec 23, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRANKLIN ADVISERS, INC.

n/a

Asset manager

$509B

yes

n/a

FRANKLIN MUTUAL ADVISERS, LLC

n/a

Asset manager

$43B

yes

n/a

FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$41B

yes

n/a

FRANKLIN TEMPLETON INSTITUTIONAL, LLC

n/a

Asset manager

$30B

yes

n/a

TEMPLETON GLOBAL ADVISORS LIMITED

n/a

Asset manager

$26B

yes

n/a

TEMPLETON ASSET MANAGEMENT LTD.

n/a

Asset manager

$24B

yes

n/a

FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED

n/a

Former SEC adviser

$18B

yes

n/a

FRANKLIN ADVISORY SERVICES, LLC

n/a

Asset manager

$14B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS CORP.

n/a

Asset manager

$13B

yes

n/a

K2/D&S MANAGEMENT CO., L.L.C.

n/a

Asset manager

$6.5B

yes

n/a

FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.

n/a

Former SEC adviser

$6.3B

yes

n/a

FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD.

n/a

Former SEC adviser

$5.4B

yes

n/a

TEMPLETON INVESTMENT COUNSEL, LLC

n/a

Asset manager

$4.6B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED

n/a

Former SEC adviser

$4.0B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED

n/a

Former SEC adviser

$3.6B

yes

n/a

FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.

n/a

Former SEC adviser

$2.3B

yes

n/a

FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.

n/a

Former SEC adviser

$650M

yes

n/a

FRANKLIN ALTERNATIVE STRATEGIES ADVISERS, LLC

n/a

Former SEC adviser

$292M

yes

n/a

BALANCED EQUITY MANAGEMENT PTY. LIMITED

n/a

yes

n/a

CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED

n/a

yes

n/a

FIDUCIARY TRUST COMPANY INTERNATIONAL

n/a

yes

FIDUCIARY TRUST COMPANY OF CANADA

n/a

yes

n/a

FIDUCIARY TRUST INTERNATIONAL LIMITED

n/a

yes

n/a

FIDUCIARY TRUST INTERNATIONAL OF CALIFORNIA

n/a

yes

n/a

FIDUCIARY TRUST INTERNATIONAL OF DELAWARE

n/a

yes

n/a

FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH

n/a

yes

n/a

FRANKLIN MDP GP, LLC

n/a

yes

n/a

FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD.

n/a

yes

n/a

FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION

n/a

yes

n/a

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

n/a

yes

n/a

FRANKLIN TEMPLETON FRANCE S.A.

n/a

yes

n/a

FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD.

n/a

yes

n/a

FRANKLIN TEMPLETON INSTITUTIONAL GP, LLC

n/a

yes

n/a

FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.

n/a

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD.

n/a

yes

n/a

FRANKLIN TEMPLETON REAL ESTATE ADVISORS GP, LLC

n/a

yes

n/a

FRANKLIN TEMPLETON REAL ESTATE ADVISORS II GP, LLC

n/a

yes

n/a

FRANKLIN TEMPLETON SEALAND FUND MANAGEMENT CO., LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Dec 23, 2016

$19.9M

n/a

2015

Dec 18, 2015

$216M

n/a

2014

Dec 19, 2014

$195M

n/a

2013

Dec 20, 2013

$136M

n/a

2012

Dec 20, 2012

$130M

n/a

2011

Dec 23, 2011

$157M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$19.9M

$216M

-90.8%

$136M

-47.3%

n/a