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F••••••• T•••••••• I••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

F••••••• T•••••••• I••••••••• C••••

CRD 111364

TORONTO (ONTARIO)

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Search this name across graphsid dfx:ria:1677e239-f914-cb30-ff90-0880683bafff

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 84
Dated events: 14
On other graphs: 2
Observed: Dec 23, 2011 to Sep 16, 2026
53 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F••••••• T•••••••• I••••••••• C••••

Intermediary · shared crd

Independent Sponsorsidentity

F••••••• T•••••••• I••••••••• C••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.9 institutional_share=0.1 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $13BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13B
Private client RAUM: $11.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• G••••• J••••	MANAGING DIRECTOR, HEAD OF CANADIAN EQUITIES	Na	yes	08/2017	Dec 23, 2011	Dec 24, 2024
A•••••• A•••••• J••••	DIRECTOR AND CHAIRMAN	Na	yes	01/2017	Sep 8, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 69

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• A•••••••• I•••	n/a	Asset manager	$509B	N	yes	n/a
W•••••• A•••• M••••••••• C••••••• L••	n/a	Asset manager	$185B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Calgary	n/a	Canada	20	no
Quebec	n/a	Canada	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$13B	$14B	-11.4%	$19B	-12.9%	193	204	2	2

Relationships

showing 80 of 84

Affiliated with (72)

← C••••••••• I••••••••• L••Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
← F••••••• T•••••••• P•••••• P•••••••• G••••• L••Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
← C••••••••• I••••••••• ••••• A••••••• P•• L••••••Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
← K••••• M••••••••• C••• L•••••

Dated events

Occurred
Dec 22, 2025
Regulatory AUM changed
F••••••• T•••••••• I••••••••• C•••• reported RAUM $12.8B, down 41% from $21.6B (2024-12-24 to 2025-12-22)
Form ADVobserved 7 days ago
$-8.8B
Occurred
Dec 24, 2024
Regulatory AUM changed
F••••••• T•••••••• I••••••••• C•••• reported RAUM $21.6B, up 50% from $14.4B (2024-10-21 to 2024-12-24)
Form ADVobserved 7 days ago
$7.2B
Occurred
Dec 24, 2024
Control person joined
Gordon Bradley Beuttenmiller (Senior Associate General Counsel) appeared on Schedule A of F••••••• T•••••••• I••••••••• C••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1677e239-f914-cb30-ff90-0880683bafff
First observed: Dec 23, 2011
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2024	Dec 24, 2024	$22B	$22B	202	26	2	n/a	n/a
2023	Dec 22, 2023	$14B	$14B	204	27	2	n/a	n/a
2022	Dec 21, 2022	$15B	$15B	225	28	2	n/a	n/a
2021	Dec 24, 2021	$19B	$19B	286	25	2	n/a	n/a
2020	Dec 23, 2020	$19B	$19B	286	25	2	n/a	n/a
2019	Dec 24, 2019	$23B	$23B	330	27	1	n/a	n/a
2018	Dec 24, 2018	$29B	$29B	368	28	1	n/a	n/a
2017	Dec 22, 2017	$33B	$33B	364	27	1	n/a	n/a
2016	Dec 23, 2016	$31B	$31B	362	27	n/a	n/a	n/a
2015	Dec 18, 2015	$29B	$29B	390	27	n/a	n/a	n/a
2014	Dec 19, 2014	$36B	$36B	468	29	n/a	n/a	n/a
2013	Dec 20, 2013	$33B	$33B	460	27	n/a	n/a	n/a
2012	Dec 20, 2012	$30B	$30B	482	23	n/a	n/a	n/a
2011	Dec 23, 2011	$26B	$26B	n/a	n/a	n/a	n/a	n/a