DFX Intelligence

F•••••• O• A•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•••••• O• A•••••• C•••••• M••••••••• L••

CRD 282791

ST. PAUL, MN

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Search this name across graphsid dfx:ria:a9d19591-b2da-c60c-c1b1-f034e947619d

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 95
Dated events: 21
On other graphs: 1
Observed: Mar 17, 2016 to Mar 29, 2024
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F•••••• o• A•••••• C•••••• M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $500,000••• Locked
Discretionary RAUM: $500,000
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• R•••• F••••• F••• L•	Other Private Fund	$42.0M	Sep 12, 2022	1	Mar 30, 2022	dropped	n/a
A••••• T•••• F••••• F••• L•	Real Estate Fund	$28.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• O• A•••••• C•••••••• I•••	Member	C	yes	04/2021	Apr 22, 2021	Mar 29, 2024
F•••••• O• A•••••• E••••• C•••••• L••	SOLE MEMBER	E	yes	09/2020	Oct 13, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• I•••• A••••••• L•••••	n/a	Institutional manager	$184B	N	yes	n/a
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$500,000	$269M	-99.8%	$301M	-88.2%	1	2	0	1

Relationships

showing 80 of 95

Affiliated with (67)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• SPECIAL SITUATIONS ADVISORS L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
← C• I••••••••• M••••••••• C••• L••

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
F•••••• O• A•••••• C•••••• M••••••••• L•• reported RAUM $500,000, down 100% from $268.8M (2023-06-09 to 2024-03-29)
Form ADVobserved 7 days ago
$-268M
Occurred
Mar 30, 2023
Regulatory AUM changed
F•••••• O• A•••••• C•••••• M••••••••• L•• reported RAUM $268.8M, up 195% from $91.2M (2022-09-12 to 2023-03-30)
Form ADVobserved 7 days ago
$178M
Occurred
Sep 12, 2022
Control person left
Lee Cameron Seymore (President) no longer on Schedule A of F•••••• O• A•••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2022-09-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9d19591-b2da-c60c-c1b1-f034e947619d
First observed: Mar 17, 2016
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.