DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HUGHES FINANCIAL SERVICES, LLC

CRD 173195

HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f83e358-e1ed-f560-6700-9283268e57ae

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 3
On other graphs: 0
Observed: Jan 9, 2015 to Jul 9, 2026
35 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

OAK Hill Capital Partners VI (onshore), L.P.

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

OAK Hill Capital Partners VI (te 892), L.P.

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $760MItem 5.F on the latest filing (2026-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $748M
Private client RAUM: $760MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $84.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,327
Individual clients: 557
High net worth clients: 282
SEC number: 801-80866
CRD: 173195
Filings on the tape: 35
First filed: Jan 9, 2015
Latest filed: Jul 9, 2026
Organised: Limited Liability Company, VA
Website: h4fs.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL THOMAS HUGHES	n/a	HERNDON, VA	11	43	2	no
DANIEL SCOTT HUGHES	Certified Financial Planner	HERNDON, VA	11	29	2	no
PATRICK THOMAS HUGHES	Certified Financial Planner	HERNDON, VA	10	11	n/a	no
JO ANN CIZEK WEINHARDT	n/a	HERNDON, VA	8	32	n/a	no
BERKELEY BYRON MEREDITH	Certified Financial Planner	HERNDON, VA	8	13	n/a	no
PATRICK MOORE	n/a	HERNDON, VA	7	10	n/a	no
HEATHER L WILSON	Certified Financial Planner	HERNDON, VA	5	22	n/a	no
Eleni Milligan	n/a	HERNDON, VA	0	10	n/a	no
Kristina Adrianna Fernandes	n/a	HERNDON, VA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLUESPRING WEALTH PARTNERS, LLC	Partnership	E	yes	12/2023	Jan 30, 2024	Oct 10, 2024
HUGHES, DANIEL, SCOTT	MANAGING MEMBER	Na	yes	05/2009	Jan 9, 2015	Oct 10, 2024
HUGHES, PATRICK, THOMAS	MANAGING MEMBER	Na	yes	06/2016	Mar 10, 2017	Oct 10, 2024
HUGHES, PAUL, THOMAS	MANAGING MEMBER	Na	yes	05/2009	Jan 9, 2015	Oct 10, 2024
KESTRA ADVISOR SERVICES HOLDINGS A, INC.	Owner	E	yes	10/2014	Jan 30, 2024	Oct 10, 2024
KESTRA ADVISOR SERVICES HOLDINGS B, INC.	Owner	E	yes	10/2014	Jan 30, 2024	Oct 10, 2024
KESTRA ADVISOR SERVICES HOLDINGS C, INC.	Owner	E	yes	10/2014	Jan 30, 2024	Oct 10, 2024
KESTRA FINANCIAL, INC.	Owner	E	yes	04/2017	Jan 30, 2024	Oct 10, 2024
KINGFISHER HOLDING GP, LLC	GENERAL PARTNER	F	yes	06/2019	Jan 30, 2024	Oct 10, 2024
KINGFISHER HOLDING L.P.	Owner	E	yes	06/2019	Jan 30, 2024	Oct 10, 2024
KINGFISHERHOLDING A, INC.	Owner	E	yes	06/2019	Jan 30, 2024	Oct 10, 2024
KINGFISHERHOLDING B, INC.	Owner	E	yes	06/2019	Jan 30, 2024	Oct 10, 2024
OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P.	LIMITED PARTNER	C	yes	02/2023	Jan 30, 2024	Oct 10, 2024
OAK HILL CAPITAL PARTNERS VI (TE892), L.P.	LIMITED PARTNER	C	yes	02/2023	Jan 30, 2024	Oct 10, 2024
OHCP VI ENZO AGGREGATOR, L.P.	LIMITED PARTNER	C	yes	02/2023	Jan 30, 2024	Oct 10, 2024
WARBURG PINCUS FINANCIAL SECTOR, L.P.	LIMITED PARTNER	C	yes	06/2019	Jan 30, 2024	Oct 10, 2024
WEINHARDT, JO ANN, CIZEK	CHIEF COMPLIANCE OFFICER	Na	yes	10/2017	Oct 13, 2017	Oct 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KESTRA ADVISORY SERVICES, LLC	n/a	Bd affiliated wealth	$80B	N	yes	n/a
KESTRA PRIVATE WEALTH SERVICES, LLC	n/a	Bd affiliated wealth	$13B	N	yes	n/a
KESTRA INVESTMENT SERVICES, LLC	n/a	Former SEC adviser	$12B	N	yes	n/a
SNS FINANCIAL GROUP, LLC	n/a	Independent wealth	$5.4B	N	yes	n/a
KESTRA INVESTMENT MANAGEMENT, LLC.	n/a	Asset manager	$4.3B	N	yes	n/a
PROVISE MANAGEMENT GROUP, LLC	n/a	Independent wealth	$2.0B	N	yes	n/a
CAPITAL PLANNING ADVISORS LLC	n/a	Former SEC adviser	$1.5B	N	yes	n/a
BEACON RETIREMENT PLANNING SERVICES INC.	n/a	Independent wealth	$1.3B	N	yes	n/a
GOLDSTEIN ADVISORS, LLC	n/a	Independent wealth	$1.1B	N	yes	n/a
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.	n/a	Former SEC adviser	$872M	N	yes	n/a
HEDEKER WEALTH LLC	n/a	Independent wealth	$595M	N	yes	n/a
RITTER DANIHER FINANCIAL ADVISORY LLC	n/a	Former SEC adviser	$493M	N	yes	n/a
HICKORY ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$249M	N	yes	n/a
KESTRA INSTITUTIONAL SERVICES, LLC	n/a	No RAUM reported	$0	N	yes	n/a
AMERICAN FINANCIAL SOLUTIONS, INC.	n/a	n/a	n/a	N	yes	n/a
ARDEN TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
BERNARD R. WOLFE & ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a
COMPASS CAPITAL MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
KESTRA INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
OKLAHOMA FINANCIAL CENTER, INC.	n/a	n/a	n/a	N	yes	n/a
VECTOR INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$760M	$748M	12	6	0	n/a	n/a
2024	Mar 21, 2025	$616M	$606M	10	6	0	n/a	n/a
2023	Jan 30, 2024	$510M	$470M	10	7	0	n/a	n/a
2022	Mar 10, 2023	$400M	$392M	10	6	0	n/a	n/a
2021	Mar 2, 2022	$433M	$425M	9	6	0	n/a	n/a
2020	Mar 10, 2021	$378M	$367M	8	5	0	n/a	n/a
2019	Mar 24, 2020	$282M	$278M	9	6	0	n/a	n/a
2018	Mar 12, 2019	$226M	$218M	9	5	0	n/a	n/a
2017	Feb 27, 2018	$208M	$203M	9	3	0	n/a	n/a
2016	Mar 10, 2017	$164M	$157M	7	3	n/a	n/a	n/a
2015	Feb 9, 2016	$139M	$134M	6	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$760M	$616M	23.3%	$400M	23.9%	12	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WFG ADVISORS, LP	2	Feb 5, 2015	Feb 5, 2015	HERNDON, VA	Team lift out	Other	1.7%

Relationships

Affiliated with (27)

← HEDEKER WEALTH LLCRegistered adviserother investment adviser, common control
factForm ADV
← KESTRA ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KESTRA INVESTMENT MANAGEMENT, LLC.Registered adviserother investment adviser, common control
factForm ADV
← PROVISE MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GOLDSTEIN ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PROVISE MANAGEMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.Registered adviserother investment adviser, common control
factForm ADV
→ BEACON FINANCIAL GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ RITTER DANIHER FINANCIAL ADVISORY LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HEDEKER WEALTH LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KESTRA INSTITUTIONAL SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BLUESPRING WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HICKORY ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CAPITAL PLANNING ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KESTRA INVESTMENT MANAGEMENT, LLC.Registered adviserother investment adviser, common control
factForm ADV
→ GOLDSTEIN ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserbroker-dealer, common control
factForm ADV
← BLUESPRING WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KESTRA INSTITUTIONAL SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL PLANNING ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.Registered adviserother investment adviser, common control
factForm ADV
← RODGERS & ASSOCIATESRegistered adviserother investment adviser, common control
factForm ADV
← JOULE FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← RITTER DANIHER FINANCIAL ADVISORY LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (10)

← Kristina Adrianna FernandesAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← Eleni MilliganAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← HEATHER L WILSONAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← PATRICK MOOREAdvisorregistration: current employment
Oct 19, 2018 to presentfactForm ADV
← BERKELEY BYRON MEREDITHAdvisorregistration: current employment
Aug 17, 2018 to presentfactForm ADV
← JO ANN CIZEK WEINHARDTAdvisorregistration: current employment
Nov 9, 2017 to presentfactForm ADV
← PATRICK THOMAS HUGHESAdvisorregistration: current employment
Sep 28, 2015 to presentfactForm ADV
← PAUL THOMAS HUGHESAdvisorregistration: current employment
Feb 5, 2015 to presentfactForm ADV
← DANIEL SCOTT HUGHESAdvisorregistration: current employment
Feb 5, 2015 to presentfactForm ADV
← WILLIAM P JENSENAdvisorregistration: previous registration
Dec 15, 2017 to Apr 3, 2020factForm ADV

Controls (16)

← HUGHES, PAUL, THOMASOwnerMANAGING MEMBER, ownership code NA, individual
Jan 9, 2015 to Oct 10, 2024factForm ADV
← WEINHARDT, JO ANN, CIZEKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 13, 2017 to Oct 10, 2024factForm ADV
← HUGHES, DANIEL, SCOTTOwnerMANAGING MEMBER, ownership code NA, individual
Jan 9, 2015 to Oct 10, 2024factForm ADV
← HUGHES, PATRICK, THOMASOwnerMANAGING MEMBER, ownership code NA, individual
Mar 10, 2017 to Oct 10, 2024factForm ADV
← BLUESPRING WEALTH PARTNERS, LLCOwnerPARTNERSHIP, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KESTRA ADVISOR SERVICES HOLDINGS A, INC.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KESTRA ADVISOR SERVICES HOLDINGS B, INC.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KESTRA ADVISOR SERVICES HOLDINGS C, INC.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KESTRA FINANCIAL, INC.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KINGFISHER HOLDING GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KINGFISHER HOLDING L.P.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KINGFISHERHOLDING A, INC.OwnerOWNER, ownership code E, foreign entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← KINGFISHERHOLDING B, INC.OwnerOWNER, ownership code E, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← OHCP VI ENZO AGGREGATOR, L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV
← WARBURG PINCUS FINANCIAL SECTOR, L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Jan 30, 2024 to Oct 10, 2024factForm ADV

Moved with (1)

← WFG ADVISORS, LPRegistered adviser2 advisors, team lift out, same day
Feb 5, 2015 to Feb 5, 2015factForm ADV

Dated events

Occurred
Jan 30, 2024
Succession filed (Item 4)
Hughes Financial Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Jan 30, 2024
Regulatory AUM changed
Hughes Financial Services, Llc reported RAUM $510.0M, up 28% from $399.8M (2023-03-16 to 2024-01-30)
Form ADVobserved 5 days ago
$110M
Occurred
Jan 9, 2015
First Form ADV filing
Hughes Financial Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f83e358-e1ed-f560-6700-9283268e57ae
First observed: Jan 9, 2015
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HUGHES FINANCIAL SERVICES, LLC

CRD 173195

HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f83e358-e1ed-f560-6700-9283268e57ae

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL THOMAS HUGHES

n/a

HERNDON, VA

DANIEL SCOTT HUGHES

Certified Financial Planner

HERNDON, VA

PATRICK THOMAS HUGHES

Certified Financial Planner

HERNDON, VA

n/a

JO ANN CIZEK WEINHARDT

n/a

HERNDON, VA

n/a

BERKELEY BYRON MEREDITH

Certified Financial Planner

HERNDON, VA

n/a

PATRICK MOORE

n/a

HERNDON, VA

n/a

HEATHER L WILSON

Certified Financial Planner

HERNDON, VA

n/a

Eleni Milligan

n/a

HERNDON, VA

n/a

Kristina Adrianna Fernandes

n/a

HERNDON, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLUESPRING WEALTH PARTNERS, LLC

Partnership

yes

12/2023

Jan 30, 2024

Oct 10, 2024

HUGHES, DANIEL, SCOTT

MANAGING MEMBER

yes

05/2009

Jan 9, 2015

Oct 10, 2024

HUGHES, PATRICK, THOMAS

MANAGING MEMBER

yes

06/2016

Mar 10, 2017

Oct 10, 2024

HUGHES, PAUL, THOMAS

MANAGING MEMBER

yes

05/2009

Jan 9, 2015

Oct 10, 2024

KESTRA ADVISOR SERVICES HOLDINGS A, INC.

Owner

yes

10/2014

Jan 30, 2024

Oct 10, 2024

KESTRA ADVISOR SERVICES HOLDINGS B, INC.

Owner

yes

10/2014

Jan 30, 2024

Oct 10, 2024

KESTRA ADVISOR SERVICES HOLDINGS C, INC.

Owner

yes

10/2014

Jan 30, 2024

Oct 10, 2024

KESTRA FINANCIAL, INC.

Owner

yes

04/2017

Jan 30, 2024

Oct 10, 2024

KINGFISHER HOLDING GP, LLC

GENERAL PARTNER

yes

06/2019

Jan 30, 2024

Oct 10, 2024

KINGFISHER HOLDING L.P.

Owner

yes

06/2019

Jan 30, 2024

Oct 10, 2024

KINGFISHERHOLDING A, INC.

Owner

yes

06/2019

Jan 30, 2024

Oct 10, 2024

KINGFISHERHOLDING B, INC.

Owner

yes

06/2019

Jan 30, 2024

Oct 10, 2024

OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P.

LIMITED PARTNER

yes

02/2023

Jan 30, 2024

Oct 10, 2024

OAK HILL CAPITAL PARTNERS VI (TE892), L.P.

LIMITED PARTNER

yes

02/2023

Jan 30, 2024

Oct 10, 2024

OHCP VI ENZO AGGREGATOR, L.P.

LIMITED PARTNER

yes

02/2023

Jan 30, 2024

Oct 10, 2024

WARBURG PINCUS FINANCIAL SECTOR, L.P.

LIMITED PARTNER

yes

06/2019

Jan 30, 2024

Oct 10, 2024

WEINHARDT, JO ANN, CIZEK

CHIEF COMPLIANCE OFFICER

yes

10/2017

Oct 13, 2017

Oct 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KESTRA ADVISORY SERVICES, LLC

n/a

Bd affiliated wealth

$80B

yes

n/a

KESTRA PRIVATE WEALTH SERVICES, LLC

n/a

Bd affiliated wealth

$13B

yes

n/a

KESTRA INVESTMENT SERVICES, LLC

n/a

Former SEC adviser

$12B

yes

n/a

SNS FINANCIAL GROUP, LLC

n/a

Independent wealth

$5.4B

yes

n/a

KESTRA INVESTMENT MANAGEMENT, LLC.

n/a

Asset manager

$4.3B

yes

n/a

PROVISE MANAGEMENT GROUP, LLC

n/a

Independent wealth

$2.0B

yes

n/a

CAPITAL PLANNING ADVISORS LLC

n/a

Former SEC adviser

$1.5B

yes

n/a

BEACON RETIREMENT PLANNING SERVICES INC.

n/a

Independent wealth

$1.3B

yes

n/a

GOLDSTEIN ADVISORS, LLC

n/a

Independent wealth

$1.1B

yes

n/a

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.

n/a

Former SEC adviser

$872M

yes

n/a

HEDEKER WEALTH LLC

n/a

Independent wealth

$595M

yes

n/a

RITTER DANIHER FINANCIAL ADVISORY LLC

n/a

Former SEC adviser

$493M

yes

n/a

HICKORY ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$249M

yes

n/a

KESTRA INSTITUTIONAL SERVICES, LLC

n/a

No RAUM reported

yes

n/a

AMERICAN FINANCIAL SOLUTIONS, INC.

n/a

yes

n/a

ARDEN TRUST COMPANY

n/a

yes

n/a

BERNARD R. WOLFE & ASSOCIATES, INC.

n/a

yes

n/a

COMPASS CAPITAL MANAGEMENT, INC.

n/a

yes

n/a

KESTRA INSURANCE SERVICES, LLC

n/a

yes

n/a

OKLAHOMA FINANCIAL CENTER, INC.

n/a

yes

n/a

VECTOR INSURANCE SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$760M

$748M

n/a

2024

Mar 21, 2025

$616M

$606M

n/a

2023

Jan 30, 2024

$510M

$470M

n/a

2022

Mar 10, 2023

$400M

$392M

n/a

2021

Mar 2, 2022

$433M

$425M

n/a

2020

Mar 10, 2021

$378M

$367M

n/a

2019

Mar 24, 2020

$282M

$278M

n/a

2018

Mar 12, 2019

$226M

$218M

n/a

2017

Feb 27, 2018

$208M

$203M

n/a

2016

Mar 10, 2017

$164M

$157M

n/a

2015

Feb 9, 2016

$139M

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$760M

$616M

23.3%

$400M

23.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WFG ADVISORS, LP

Feb 5, 2015

HERNDON, VA

Team lift out

Other

1.7%