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CRD 167955
CONCORD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BENNETT, JOEL, VAN | VICE PRESIDENT | Na | yes | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| BLUESPRING WEALTH PARTNERS, LLC | Owner | E | yes | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| KESTRA ADVISOR SERVICES HOLDING A, INC. | Owner | E | yes | 06/2014 | Aug 12, 2019 | Mar 7, 2024 |
| KESTRA ADVISOR SERVICES HOLDING B, INC. | Owner | E | yes | 06/2014 | Aug 12, 2019 | Mar 7, 2024 |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | Owner | E | yes | 06/2014 | Aug 12, 2019 | Mar 7, 2024 |
| KESTRA FINANCIAL, INC. | Owner | E | yes | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| KINGFISHER HOLDING A, INC. | Owner | E | yes | 06/2019 | Aug 12, 2019 | Mar 7, 2024 |
| KINGFISHER HOLDING B, INC. | Owner | E | yes | 06/2019 | Aug 12, 2019 | Mar 7, 2024 |
| KINGFISHER HOLDING GP, LLC | GENERAL PARTNER | F | yes | 06/2019 | Apr 1, 2020 | Mar 7, 2024 |
| KINGFISHER HOLDING, L.P. | Owner | E | yes | 06/2019 | Aug 12, 2019 | Mar 7, 2024 |
| LESCOEZEC, DANIEL, GILBERT | President | Na | yes | 12/2002 | Sep 27, 2013 | Mar 7, 2024 |
| NORWOOD, ROBERT, BREDT | VICE PRESIDENT & ASSISTANT SECRETARY | Na | yes | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| Osborne, Angela, Maren | CHIEF OPERATING OFFICER | Na | yes | 07/2021 | Sep 14, 2021 | Mar 7, 2024 |
| POER, JAMES, LYNN | VICE PRESIDENT | Na | yes | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| ROBAUGH, RYAN, ROBERT | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2007 | Sep 27, 2013 | Mar 7, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | C | yes | 06/2019 | Aug 12, 2019 | Mar 7, 2024 |
| MARKHAM, LORI, ANN | ASSISTANT SECRETARY | Na | no | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| YIN, YIN | Secretary | Na | no | 07/2019 | Aug 12, 2019 | Mar 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | yes | n/a |
| KESTRA PRIVATE WEALTH SERVICES, LLC | n/a | Bd affiliated wealth | $13B | N | yes | n/a |
| KESTRA INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| SNS FINANCIAL GROUP, LLC | n/a | Independent wealth | $5.4B | N | yes | n/a |
| GROVE POINT ADVISORS, LLC | n/a | Former SEC adviser | $2.5B | N | yes | n/a |
| PROVISE MANAGEMENT GROUP, LLC | n/a | Independent wealth | $2.0B | N | yes | n/a |
| CAPITAL PLANNING ADVISORS LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| BEACON RETIREMENT PLANNING SERVICES INC. | n/a | Independent wealth | $1.3B | N | yes | n/a |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | n/a | Former SEC adviser | $872M | N | yes | n/a |
| HEDEKER WEALTH LLC | n/a | Independent wealth | $595M | N | yes | n/a |
| RITTER DANIHER FINANCIAL ADVISORY LLC | n/a | Former SEC adviser | $493M | N | yes | n/a |
| TATRO CAPITAL, LLC | n/a | Former SEC adviser | $277M | N | yes | n/a |
| KESTRA INSTITUTIONAL SERVICES, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN FINANCIAL SOLUTIONS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ARDENTRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| BERNARD R. WOLFE & ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| COMPASS CAPITAL MANAGEMENT LLC | n/a | n/a | n/a | N | yes | n/a |
| GROVE POINT INVESTMENTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| KESTRA INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| OKLAHOMA FINANCIAL CENTER, INC. | n/a | n/a | n/a | N | yes | n/a |
| VECTOR INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 12, 2025 | $249M | $225M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Mar 7, 2024 | $225M | $203M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Jan 26, 2023 | $192M | $174M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Feb 15, 2022 | $233M | $210M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 15, 2021 | $208M | $188M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Feb 11, 2020 | $183M | $165M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Mar 4, 2019 | $153M | $146M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Mar 14, 2018 | $165M | $159M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Mar 13, 2017 | $142M | $140M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Feb 19, 2016 | $133M | $131M | 3 | 3 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $134M | $131M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $129M | $126M | 3 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | n/a | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $249M | $225M | 11.0% | $233M | 2.3% | 3 | 3 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RITTER DANIHER FINANCIAL ADVISORY LLC | 2 | Oct 1, 2025 | Sep 14, 2025 | CONCORD, OH | Team lift out | RIA to RIA | 100.0% |