DFX Intelligence

H•••••• W••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• W••••• L••

CRD 124341

LINCOLNSHIRE, IL

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Search this name across graphsid dfx:ria:5f6089f1-cf5f-1361-a0b4-70b1fc492097

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 53
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2012 to Aug 20, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $595M••• Locked
Discretionary RAUM: $595M
Private client RAUM: $579Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $298Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••• R•••••• H••••••	n/a	LINCOLNSHIRE, IL	23	36	1	no
T••••• M••••• R•••	n/a	LINCOLNSHIRE, IL	4	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• W••••• P•••••••• L••	Owner	E	yes	07/2021	Mar 11, 2024	Dec 4, 2024
H••••••• D•••• R••••••	FOUNDER, MANAGING DIRECTOR, AND CCO	Na	yes	07/2021	Mar 5, 2012	Dec 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••••• A••••••• S•••••••• L••	n/a	Bd affiliated wealth	$80B	N	yes	n/a
K••••• P•••••• W••••• S•••••••• L••	n/a	Bd affiliated wealth	$13B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$595M	$470M	26.6%	$318M	23.3%	6	8	1	1

Relationships

Affiliated with (33)

→ P•••••• M••••••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ B••••• F•••••• I••••••••• C••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ B••••• F•••••••• G••••Registered adviserother investment adviser, common control
factForm ADV
→ R••••• D•••••• F•••••••• A••••••• L••Registered adviser

Dated events

Occurred
Mar 16, 2026
Regulatory AUM changed
H•••••• W••••• L•• reported RAUM $595.1M, up 27% from $470.1M (2025-12-22 to 2026-03-16)
Form ADVobserved 7 days ago
$125M
Occurred
Mar 11, 2025
Regulatory AUM changed
H•••••• W••••• L•• reported RAUM $470.1M, up 28% from $367.0M (2024-12-04 to 2025-03-11)
Form ADVobserved 7 days ago
$103M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f6089f1-cf5f-1361-a0b4-70b1fc492097
First observed: Mar 5, 2012
Last observed: Aug 20, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.