DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blackrock Capital Investment Advisors, LLC
Latest filing Aug 12, 2026
First filing on the tape Nov 3, 2017 · 64 filings
SEC status approved since Nov 24, 2017
RAUM
$67B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
35 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
162
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$67B as of Aug 12, 2026
Mar 29, 2018$800M then
HNW client RAUM$317M as of Mar 30, 2023
Mar 27, 2019$0 then
State-registered IARs (5.B.3)0 as of Aug 12, 2026
Mar 29, 20180 then
Employees (5.A)39 as of Aug 12, 2026
Mar 29, 201815 then
Private funds162 as of Aug 12, 2026
Mar 27, 20191 then
RAUM +71% over the last fiscal year+20% a year over threeIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $387MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$62B96%
- Insurance companies$2.0B3.1%
- Investment companies$257M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 173reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
131 reported on Schedule D 7.B.(1)
All funds of Blackrock Capital Investment Advisors, LLC
Owners and control persons
Schedule A and B, latest filing
- Andrew Robert Dickson · Secretarycontrolsince 05/2024 · owns less than 5%
- Edward James Keenan · Chief Executive Officercontrolsince 09/2018 · owns less than 5%
- Choon Sik Charles Park · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
Entity owners
- Blackrock Advisors, LLC · Memberdirect · owns 75% or more
- Blackrock Capital Holdings, Inc. · Memberindirect · owns 75% or more of Blackrock Advisors, LLC
- Blackrock Financial Management, Inc · Sole Shareholderindirect · owns 75% or more of Blackrock Capital Holdings, Inc.
- Blackrock Holdco 2, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Financial Management, Inc
- Blackrock, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
Related persons
Schedule D 7.A
- 1824 Private Equity Gp, LLCpooled vehicle sponsory
- 1885 Private Opportunities Gp, LLCpooled vehicle sponsorn
- Aperio Group, LLCinvestment advisery
- Apo Global Healthcare Gp S.A R.L.pooled vehicle sponsorn
- Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.pooled vehicle sponsorn
- Aviation Holdings Genpar, LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar) LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund IV (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund V (Genpar), LLCpooled vehicle sponsorn
- Baa Custom Partnerships (Genpar), LLCpooled vehicle sponsory
- Baa Gaia Imc (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital 2002 (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital II (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital III (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets II (Genpar), LLCpooled vehicle sponsorn
- Bis Brazos Infrastructure Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.pooled vehicle sponsory
- Bl Lepus Genpar LLCpooled vehicle sponsorn
- Blackrock (Channel Islands) Limitedinvestment advisern
- Blackrock (Luxembourg) S.A.investment advisern
- Blackrock (Netherlands) B.V.investment advisern
- Blackrock (Singapore) Limitedinvestment adviserbanknRAUM $70B
- Blackrock Advisors (Uk) Limitedinvestment advisern
- Blackrock Advisors, LLCinvestment adviserbankyRAUM $1096B
- Blackrock Alternative Advisors (Genpar), LLCpooled vehicle sponsorn
Advisers that list Blackrock Capital Investment Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Santa Monica, CA13 employees
- New York, NY6 employees
- San Francisco, CA4 employees
- Chicago, IL2 employees
- Atlanta, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $39,213,249,530 to $66,929,985,654 (+71.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +15.0% (471 comparable advisers, 94.0th percentile of changes)peers: asset managers, $20B and over (471) · 94% percentile
What changed
consecutive filings, newest first
- Private funds · 164 to 162May 15, 2026 to Jun 17, 2026
- Private funds · 158 to 164Mar 31, 2026 to Apr 28, 2026
- Accounts · 155 to 173Jan 27, 2026 to Mar 31, 2026
- BD registered reps · 12 to 15Jan 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 127 to 136Jan 27, 2026 to Mar 31, 2026
- Other offices · 5 to 6Jan 27, 2026 to Mar 31, 2026
- Private funds · 142 to 158Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $39B to $67BJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $38B to $62BJan 27, 2026 to Mar 31, 2026
- RAUM · $39B to $67BJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Accounts · 129 to 155Feb 12, 2025 to Mar 31, 2025
- Advisory employees · 26 to 35Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 0 to 12Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle clients · 114 to 127Feb 12, 2025 to Mar 31, 2025
- Assets in custody · 29883094017.0 to unsetFeb 12, 2025 to Mar 31, 2025
- Custody of client assets · true to falseFeb 12, 2025 to Mar 31, 2025
- Employees · 26 to 39Feb 12, 2025 to Mar 31, 2025
- Private funds · 132 to 142Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $51B to $39BFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $49B to $38BFeb 12, 2025 to Mar 31, 2025
- RAUM · $51B to $39BFeb 12, 2025 to Mar 31, 2025
- Accounts · 119 to 129Nov 22, 2023 to Mar 28, 2024
- Advisory employees · 27 to 26Nov 22, 2023 to Mar 28, 2024
- Advisory activities · 4 to 3Nov 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 99 to 114Nov 22, 2023 to Mar 28, 2024
- Assets in custody · $27B to $30BNov 22, 2023 to Mar 28, 2024
- Employees · 27 to 26Nov 22, 2023 to Mar 28, 2024
- Private funds · 116 to 132Nov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $39B to $51BNov 22, 2023 to Mar 28, 2024
- HNW RAUM · 316730688.0 to unsetNov 22, 2023 to Mar 28, 2024
- Pension RAUM · 0.0 to unsetNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $38B to $49BNov 22, 2023 to Mar 28, 2024
- RAUM · $39B to $51BNov 22, 2023 to Mar 28, 2024
- Accounts · 106 to 119Feb 15, 2023 to Mar 30, 2023
- Advisory employees · 32 to 27Feb 15, 2023 to Mar 30, 2023
- Advisory activities · 5 to 4Feb 15, 2023 to Mar 30, 2023
- BD registered reps · 2 to 0Feb 15, 2023 to Mar 30, 2023
- Pooled vehicle clients · 89 to 99Feb 15, 2023 to Mar 30, 2023
- Assets in custody · $18B to $27BFeb 15, 2023 to Mar 30, 2023
Signals
8 dated events
- Blackrock Capital Investment Advisors, Llc reported RAUM $66.9B, up 71% from $39.2B (2026-01-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Andrew Robert Dickson (Secretary) appeared on Schedule A of Blackrock Capital Investment Advisors, LlcMay 17, 2024 · Control person joined · fact
- Blackrock Capital Investment Advisors, Llc reported RAUM $50.7B, up 30% from $39.0B (2023-11-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Blackrock Capital Investment Advisors, Llc reported RAUM $31.7B, up 56% from $20.3B (2022-02-11 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Blackrock Capital Investment Advisors, Llc reported RAUM $20.3B, up 745% from $2.4B (2021-02-17 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Blackrock Capital Investment Advisors, Llc reported RAUM $2.4B, up 217% from $758.0M (2020-02-21 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Blackrock Capital Investment Advisors, Llc reported 6 offices beyond its principal office, up from 1 (2018-09-17 to 2019-03-27)Mar 27, 2019 · Office count change · derived
- Blackrock Capital Investment Advisors, Llc filed its initial SEC registration (Form ADV)Nov 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Blackrock Capital Investment Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- Blackrock Capital Investment Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- blackrock.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302 797 2000reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026