DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ramon Vasquez Aguirre

Money Concepts Advisory ServiceBD affiliatedFort Worth, Tx IA-onlyIAPD 6118768

Feed of 09/14/2026

Also filed as Ramon V. Aguirre, III

At current firm

1 y

since Jan 15, 2025

In the industry

13 y

since Mar 8, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Money Concepts Advisory Service BD affiliated current
since Jan 15, 2025 · Fort Worth, Tx
Maia Wealth independent RIA
Apr 10, 2024 to Jan 14, 2025 · Denver, Co
Jim Poe And Associates Inc. former
Feb 19, 2020 to Apr 1, 2024 · Ft. Worth, Tx
Trs Advisors, LLC state registered
Feb 13, 2020 to Apr 1, 2024 · Fort Worth, Tx
Charles Schwab & Co., Inc. national BD
Jul 23, 2019 to Mar 6, 2020 · Fort Worth, Tx
Park Avenue Securities LLC BD affiliated
May 3, 2018 to Jun 4, 2019 · Fort Worth, Tx
Capital Analysts BD affiliated
Aug 3, 2016 to Apr 5, 2018 · Irving, Tx
Lincoln Investment independent RIA
Jul 14, 2016 to Apr 5, 2018 · Irving, Tx
Pnc Managed Account Solutions, Inc. former
Oct 28, 2015 to Jul 1, 2016 · Southlake, Tx
Td Ameritrade Investment Management, LLC former
Dec 2, 2014 to Aug 4, 2015 · Fort Worth, Tx
Td Ameritrade, Inc. former
Dec 2, 2014 to Aug 4, 2015 · Westlake, Tx
First Command Financial Planning, Inc. former
Oct 6, 2014 to Nov 5, 2014 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Maia Wealth to Money Concepts Advisory Service
left Jan 14, 2025, registered Jan 15, 2025 (1 days) · RIA to affiliated broker-dealer or bank
Trs Advisors, LLC to Jim Poe And Associates Inc.
left Apr 1, 2024, registered Feb 19, 2020 (-1503 days) · Other
Jim Poe And Associates Inc. to Maia Wealth
left Apr 1, 2024, registered Apr 10, 2024 (9 days) · Other
Charles Schwab & Co., Inc. to Trs Advisors, LLC
left Mar 6, 2020, registered Feb 13, 2020 (-22 days) · Affiliated broker-dealer or bank to a state-registered adviser
Park Avenue Securities LLC to Charles Schwab & Co., Inc.
left Jun 4, 2019, registered Jul 23, 2019 (49 days) · Affiliated broker-dealer or bank to another
Capital Analysts to Park Avenue Securities LLC
left Apr 5, 2018, registered May 3, 2018 (28 days) · Affiliated broker-dealer or bank to another
Lincoln Investment to Capital Analysts
left Apr 5, 2018, registered Aug 3, 2016 (-610 days) · Other
Pnc Managed Account Solutions, Inc. to Lincoln Investment
left Jul 1, 2016, registered Jul 14, 2016 (13 days) · Other
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Aug 4, 2015, registered Dec 2, 2014 (-245 days) · channel change inside one enterprise, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Aug 4, 2015, registered Dec 2, 2014 (-245 days) · Other
First Command Financial Planning, Inc. to Td Ameritrade, Inc.
left Nov 5, 2014, registered Dec 2, 2014 (27 days) · Other

Signals

Ramon Vasquez Aguirre left Maia Wealth for Money Concepts Advisory Service (registered 2025-01-15)
Jan 14, 2025 · Advisor changed firm · fact
Ramon Vasquez Aguirre left Jim Poe And Associates Inc. for Maia Wealth (registered 2024-04-10)
Apr 1, 2024 · Advisor changed firm · fact
Ramon Vasquez Aguirre left Trs Advisors, Llc for Jim Poe And Associates Inc. (registered 2020-02-19)
Apr 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address