DFX Intelligence

K•••• M•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

K•••• M•••• H••••••

Advisor at C•••••• A••••••• S•••••••• L••

DALLAS, TX | Belmont, NC

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Search this name across graphsid dfx:ria:726aaf5f-9d3d-5040-076a-589f0026c177

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jun 1, 2023	n/a	yes	DALLAS, TX\|Belmont, NC	Current employment
D•••••• L••• S••••• L••	Former SEC adviser	Oct 22, 2020	May 23, 2023	no	CHARLOTTE, NC\|ROME, GA\|ROME, GA\|CHARLOTTE, NC\|ROME, GA\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• L••• S••••• L••	C•••••• A••••••• S•••••••• L••	May 23, 2023	Jun 1, 2023	9	Firm change	RIA to RIA
C••• I••••••••• A•••••••• I•••	D•••••• L••• S••••• L••	Oct 26, 2020	Oct 22, 2020

Relationships

Registered with (9)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ D•••••• L••• S••••• L••Registered adviserregistration: previous registration
Oct 22, 2020 to May 23, 2023factForm ADV
→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2020 to Oct 26, 2020factForm ADV
→ H••••• W•••••

Dated events

Occurred
May 23, 2023
Advisor changed firm
K•••• M•••• H•••••• left D•••••• L••• S••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2023-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:726aaf5f-9d3d-5040-076a-589f0026c177
First observed: Feb 25, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.