DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Federated Investment Management Company
Latest filing May 21, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Jun 12, 1989
RAUM
$590B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
106
106 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$590B as of May 21, 2026
Mar 29, 2012$273B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 25, 20130 then
Employees (5.A)106 as of May 21, 2026
Mar 25, 201393 then
Private funds: no history
RAUM +8.8% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$590B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 71reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Deborah Cunningham · Exec. Vice President/Cio-Money Marketscontrolsince 05/1981 · owns less than 5%
- Christopher John Donahue · Trustee, Chairmancontrolsince 04/1989 · owns less than 5%
- Robert Thomas Donahue · Trustee, Treasurercontrolsince 08/1995 · owns less than 5%
- Basil John Fisher · Trustee, President, Ceocontrolsince 01/2006 · owns less than 5%
- Mary Jo Ochson · Sr. Vice President/Cio-Tax-Free Money Marketscontrolsince 04/1989 · owns less than 5%
- John Robert Ostrowski · Exec. Vice President/Cio-Global Fixed Incomecontrolsince 05/1987 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- Andrew George Bonnewell · Vice President, Secretarysince 03/1999 · owns less than 5%
- Joseph James Gallagher · Trusteesince 01/2018 · owns less than 5%
Entity owners
- Fii Holdings, Inc. · Shareholderdirect · owns 75% or more
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Federated Investment Management Company as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 21, 2026RAUM per account of $8,311,208,606 against a peer median of $426,672,517 (326 comparable advisers, 99.0th percentile, 25.9 robust deviations)peers: asset managers, $20B and over (326) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 77 to 71Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 105 to 106Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $542B to $590BMar 27, 2025 to Mar 27, 2026
- RAUM · $542B to $590BMar 27, 2025 to Mar 27, 2026
- Accounts · 80 to 77Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 100 to 105Mar 27, 2024 to Mar 27, 2025
- Employees · 101 to 106Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $502B to $542BMar 27, 2024 to Mar 27, 2025
- RAUM · $502B to $542BMar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $420B to $502BMar 29, 2023 to Mar 27, 2024
- RAUM · $420B to $502BMar 29, 2023 to Mar 27, 2024
- Accounts · 81 to 80Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 91 to 100Mar 29, 2022 to Mar 29, 2023
- Employees · 92 to 101Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $422B to $420BMar 29, 2022 to Mar 29, 2023
- RAUM · $422B to $420BMar 29, 2022 to Mar 29, 2023
- Accounts · 83 to 81Mar 30, 2021 to Mar 29, 2022
- Advisory employees · 94 to 91Mar 30, 2021 to Mar 29, 2022
- Employees · 95 to 92Mar 30, 2021 to Mar 29, 2022
- Insurance-licensed employees · 9 to 10Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $407B to $422BMar 30, 2021 to Mar 29, 2022
- RAUM · $407B to $422BMar 30, 2021 to Mar 29, 2022
- Accounts · 84 to 83Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 91 to 94Mar 27, 2020 to Mar 30, 2021
- Advisory activities · 1 to 2Mar 27, 2020 to Mar 30, 2021
- Employees · 92 to 95Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $377B to $407BMar 27, 2020 to Mar 30, 2021
- RAUM · $377B to $407BMar 27, 2020 to Mar 30, 2021
- Accounts · 85 to 84Jun 20, 2019 to Mar 27, 2020
- Advisory employees · 90 to 91Jun 20, 2019 to Mar 27, 2020
- Employees · 91 to 92Jun 20, 2019 to Mar 27, 2020
- Discretionary RAUM · $217B to $377BJun 20, 2019 to Mar 27, 2020
- RAUM · $217B to $377BJun 20, 2019 to Mar 27, 2020
- Accounts · 86 to 85Jul 27, 2018 to Mar 29, 2019
- Advisory employees · 91 to 90Jul 27, 2018 to Mar 29, 2019
- Employees · 93 to 91Jul 27, 2018 to Mar 29, 2019
- Discretionary RAUM · $255B to $217BJul 27, 2018 to Mar 29, 2019
- RAUM · $255B to $217BJul 27, 2018 to Mar 29, 2019
- Accounts · 98 to 86Mar 31, 2017 to Mar 29, 2018
Signals
1 dated events
- Federated Investment Management Company reported RAUM $376.8B, up 74% from $216.8B (2019-06-20 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (412) 288-1900reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026