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RIA / WealthAdvisorCertified Financial Planner22 years in industry

STEPHEN PAUL PEDICINI

Advisor at ALPHACORE CAPITAL LLC

Port Washington, NY | LA JOLLA, CA

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Search this name across graphsid dfx:ria:a7904f96-6841-96b9-dd57-4bfd9a1210fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHACORE CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 8, 2004
First registration: Mar 11, 2005
Dual registered: no
Other names: STEPHEN PAUL PEDICINI|STEVE PAUL PEDICINI
IAPD individual key: 4791062

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHACORE CAPITAL LLC	Independent wealth	Apr 15, 2024	n/a	yes	LA JOLLA, CA\|Port Washington, NY	Current employment
VALLEY WEALTH MANAGERS, INC.	Independent wealth	Nov 16, 2018	Apr 12, 2024	no	Jericho, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 1, 2017	Nov 6, 2018	no	GARDEN CITY,, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 1, 2017	Nov 6, 2018	no	GARDEN CITY, NY	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Sep 17, 2010	Apr 20, 2017	no	PITTSBURGH, PA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Sep 17, 2010	Apr 20, 2017	no	PITTSBURGH, PA	Previous registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	Sep 16, 2010	Apr 20, 2017	no	BOSTON, MA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	May 4, 2007	Sep 16, 2010	no	SECAUCUS, NJ\|NASHVILLE, TN\|SECAUCUS, NJ\|NEW YORK, NY	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Mar 11, 2005	Apr 19, 2007	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALLEY WEALTH MANAGERS, INC.	ALPHACORE CAPITAL LLC	Apr 12, 2024	Apr 15, 2024	3	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 6, 2018	May 1, 2017	-554	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	VALLEY WEALTH MANAGERS, INC.	Nov 6, 2018	Nov 16, 2018	10	Firm change	RIA to RIA
FEDERATED SECURITIES CORP.	FEDERATED INVESTMENT COUNSELING	Apr 20, 2017	Sep 17, 2010	-2,407	Channel change	Other
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	FEDERATED SECURITIES CORP.	Apr 20, 2017	Sep 17, 2010	-2,407	Channel change	Other
FEDERATED INVESTMENT COUNSELING	FEDERATED SECURITIES CORP.	Apr 20, 2017	Sep 17, 2010	-2,407	Firm change after gap	Other
ALLIANCEBERNSTEIN L.P.	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Sep 16, 2010	Sep 16, 2010	0	Firm change	Other
BNY MELLON SECURITIES CORPORATION	ALLIANCEBERNSTEIN L.P.	Apr 19, 2007	May 4, 2007	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105325:5009:PA:2017-04-13	Apr 20, 2017	Sep 17, 2010	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (9)

→ ALPHACORE CAPITAL LLCRegistered adviserregistration: current employment
Apr 15, 2024 to presentfactForm ADV
→ VALLEY WEALTH MANAGERS, INC.Registered adviserregistration: previous registration
Nov 16, 2018 to Apr 12, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 1, 2017 to Nov 6, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 1, 2017 to Nov 6, 2018factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Sep 17, 2010 to Apr 20, 2017factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
Sep 16, 2010 to Apr 20, 2017factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Sep 17, 2010 to Apr 20, 2017factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
May 4, 2007 to Sep 16, 2010factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 11, 2005 to Apr 19, 2007factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
Stephen Paul Pedicini left Valley Wealth Managers, Inc. for Alphacore Capital Llc (registered 2024-04-15)
Form ADVobserved 6 days ago