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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
Carefree, AZ | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Mar 31, 2025 | n/a | yes | WHEATON, IL|Carefree, AZ | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 21, 2023 | Mar 26, 2025 | no | Carefree, AZ | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | May 16, 2018 | Jul 19, 2023 | no | Scottsdale, AZ|WHEATON, IL|Carefree, AZ | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Apr 28, 2015 | Jun 30, 2017 | no | VAN NUYA, CA|CINCINNATI, OH|Scottsdale, AZ | Previous registration |
| REDHAWK WEALTH ADVISORS, INC. | Independent wealth | Jan 30, 2015 | Feb 10, 2015 | no | VAN NUYS, CA | Previous registration |
| GOLD COAST SECURITIES, INC. | Former SEC adviser | May 18, 2006 | Sep 4, 2007 | no | UPLAND, CA|AGUA DULCE, CA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Apr 5, 2006 | May 23, 2006 | no | AGUA DULCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | BROOKSTONE CAPITAL MANAGEMENT LLC | Mar 26, 2025 | Mar 31, 2025 | 5 | Firm change | RIA to RIA |
| BROOKSTONE CAPITAL MANAGEMENT LLC | AE WEALTH MANAGEMENT, LLC | Jul 19, 2023 | Jul 21, 2023 | 2 | Firm change | RIA to ibd |
| HORTER INVESTMENT MANAGEMENT, LLC | BROOKSTONE CAPITAL MANAGEMENT LLC | Jun 30, 2017 | May 16, 2018 | 320 | Firm change | Other |
| REDHAWK WEALTH ADVISORS, INC. | HORTER INVESTMENT MANAGEMENT, LLC | Feb 10, 2015 | Apr 28, 2015 | 77 | Firm change | Other |
| GOLD COAST SECURITIES, INC. | REDHAWK WEALTH ADVISORS, INC. | Sep 4, 2007 | Jan 30, 2015 | 2,705 | Firm change after gap | Other |
| AMERITAS ADVISORY SERVICES | GOLD COAST SECURITIES, INC. | May 23, 2006 | May 18, 2006 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:141413:AZ:2025-03-26 | Mar 26, 2025 | Mar 31, 2025 | CAREFREE, AZ | Firm change |
| 141413:282580:AZ:2023-07-19 | Jul 19, 2023 | Jul 21, 2023 | CAREFREE, AZ | Firm change |