RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B•••••• R••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 31, 2025 · Wheaton, Il
- A• W••••• M••••••••• L•• BD affiliatedJul 21, 2023 to Mar 26, 2025 · Carefree, Az
- B••••••••• C•••••• M••••••••• L•• independent RIAMay 16, 2018 to Jul 19, 2023 · Scottsdale, Az
- H••••• I••••••••• M••••••••• L•• independent RIAApr 28, 2015 to Jun 30, 2017 · Van Nuya, Ca
- R•••••• W••••• A•••••••• I••• independent RIAJan 30, 2015 to Feb 10, 2015 · Van Nuys, Ca
- G••• C•••• S••••••••• I••• formerMay 18, 2006 to Sep 4, 2007 · Upland, Ca
- A••••••• A••••••• S••••••• formerApr 5, 2006 to May 23, 2006 · Agua Dulce, Ca
- A• W••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Mar 26, 2025, registered Mar 31, 2025 (5 days) · RIA to RIA · moved with a team
- B••••••••• C•••••• M••••••••• L•• to A• W••••• M••••••••• L••left Jul 19, 2023, registered Jul 21, 2023 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jun 30, 2017, registered May 16, 2018 (320 days) · Other
- R•••••• W••••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Feb 10, 2015, registered Apr 28, 2015 (77 days) · Other
- G••• C•••• S••••••••• I••• to R•••••• W••••• A•••••••• I•••left Sep 4, 2007, registered Jan 30, 2015 (2705 days) · Other
- A••••••• A••••••• S••••••• to G••• C•••• S••••••••• I•••left May 23, 2006, registered May 18, 2006 (-5 days) · Other
- M••• B•••••• R•••• left A• W••••• M••••••••• L•• for B••••••••• C•••••• M••••••••• L•• (registered 2025-03-31)Mar 26, 2025 · Advisor changed firm · fact
- M••• B•••••• R•••• left B••••••••• C•••••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-07-21)Jul 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address