DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•• H••• A•••••••• L•••
Latest filing Jun 1, 2026
First filing on the tape Apr 2, 2012 · 48 filings
SEC status approved since Mar 25, 2004
RAUM
$101B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
435
113 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
94
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$101B as of Jun 1, 2026
Apr 2, 2012$16B then
HNW client RAUM$0 as of Jun 1, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Apr 1, 20130 then
Employees (5.A)435 as of Jun 1, 2026
Apr 1, 2013137 then
Private funds94 as of Jun 1, 2026
Apr 2, 201247 then
RAUM +17% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $547MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $193M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$78B80%
- Pension and profit-sharing plans$8.3B8.6%
- Sovereign wealth funds$6.9B7.2%
- State and municipal entities$2.1B2.2%
- Insurance companies$1.6B1.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 20reported
- Charitable clients
- 0reported
- Accounts
- 184reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $193M for 10 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.19 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
133 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• C• C••••••••• C••••• F•••• L••• | Hedge Fund | $3.8B | 3 | Feb 28, 2022 |
| O•• T••••••• I••••••••• M••••• F•••• L••• | Hedge Fund | $3.4B | 151 | Aug 14, 2020 |
| O•• D••••••••• C••••• S••••••••• F••• M•••••• L• | Hedge Fund | $3.4B | 89 | Feb 27, 2013 |
| O•• C••••• S•••••••• I• I••• | Hedge Fund | $2.1B | 274 | Feb 28, 2022 |
| O•• C••••• S••••• P••••••••• L• | Hedge Fund | $1.7B | 7 | Feb 27, 2013 |
| O•• S•••••••• C••••• M••••• F••• I•• L••• | Hedge Fund | $1.3B | 205 | Nov 22, 2016 |
| O•• C••••• S•••••••• I••• | Hedge Fund | $1.2B | 255 | Aug 29, 2019 |
| O•• D•••••• C••••• O••• F•••• L••• | Hedge Fund | $1.1B | 4 | Nov 20, 2020 |
| O•• D••••••• C••••••••• C••••• F•••• L••• | Hedge Fund | $1.0B | 2 | Aug 29, 2019 |
| O•• E••••• T••••• A••••• L••• | Hedge Fund | $1.0B | 24 | Feb 28, 2023 |
| O•• N•••••• V•••••••• L•••no longer reported | Hedge Fund | $899M | 2 | Feb 21, 2014 |
| O•• L••• F•••••• 2•••••• L••no longer reported | Securitized Asset Fund | $894M | 11 | Mar 31, 2015 |
| O•• F•••••••• C••••• F•••• L••• | Hedge Fund | $861M | 2 | Nov 22, 2016 |
| O•• C••••• P••••••• X• L•••no longer reported | Securitized Asset Fund | $777M | 18 | Feb 21, 2014 |
| O•• D••••••• C••••••••• C••••• F•••••• L••• | Hedge Fund | $774M | 2 | Aug 29, 2019 |
| O•• C••••• F•••••• 1• L•• | Securitized Asset Fund | $744M | 19 | Mar 31, 2022 |
| O•• C••••• F•••••• 3• L••• | Securitized Asset Fund | $741M | 27 | Mar 29, 2019 |
| O•• C••••• P••••••• V••• L••• | Securitized Asset Fund | $737M | 14 | Apr 1, 2013 |
| O•• D••••••••• C••••• S••••••••• M••••• F••• •••••••• I••• L•••no longer reported | Hedge Fund | $687M | 3 | Oct 15, 2013 |
| O•• L••• F•••••• 2•••••• L••• | Securitized Asset Fund | $681M | 26 | Mar 30, 2016 |
| O•• C••••• F•••••• 1• L••• | Securitized Asset Fund | $675M | 23 | Mar 31, 2023 |
| O•• L••••• L••• F•••• L••• | Hedge Fund | $673M | 2 | Aug 27, 2023 |
| O•• H••• C••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $662M | 45 | Apr 2, 2012 |
| O•• C••••• P••••••• X••• L••• | Securitized Asset Fund | $658M | 20 | Mar 29, 2019 |
| O•• C••••• F•••••• 5• L••• | Securitized Asset Fund | $645M | 28 | Mar 30, 2020 |
| O•• C••••• F•••••• 2• L••• | Securitized Asset Fund | $639M | 17 | Mar 29, 2018 |
| O•• L••• F•••••• 2•••••• L••• | Securitized Asset Fund | $639M | 22 | Mar 31, 2017 |
| O•• C••••• F•••••• 9• L•• | Securitized Asset Fund | $639M | 21 | Mar 31, 2022 |
| O•• C••••• F•••••• 4• L••• | Securitized Asset Fund | $638M | 25 | Mar 30, 2020 |
| O•• C••••• P••••••• X•• L•• | Securitized Asset Fund | $636M | 20 | Mar 31, 2022 |
| O•• C••••• F•••••• 8• L•• | Securitized Asset Fund | $636M | 21 | Mar 31, 2022 |
| O•• C••••• P••••••• X••• L••• | Securitized Asset Fund | $627M | 21 | Mar 30, 2016 |
| O•• C••••• F•••••• 1• L•• | Securitized Asset Fund | $617M | 14 | Mar 31, 2023 |
| O•• M•••••• L••• F••• L• | Hedge Fund | $609M | 2 | Nov 29, 2022 |
| O•• D••••••••• C••••• S••••••••• T•••••• M••••• F•••• L•••no longer reported | Hedge Fund | $588M | 2 | Dec 1, 2014 |
| O•• C••••• F•••••• 6• L••• | Securitized Asset Fund | $585M | 29 | Mar 30, 2020 |
| O•• C••••• F•••••• 7• L•• | Securitized Asset Fund | $584M | 29 | Mar 31, 2021 |
| O•• C••••• F•••••• 1• L•• | Securitized Asset Fund | $572M | 15 | Mar 29, 2024 |
| O•• E••••••• C••••• S••••••••• M••••• F•••• L••• | Hedge Fund | $543M | 2 | Mar 29, 2018 |
| O•• C••••• F•••••• 1• L•• | Securitized Asset Fund | $535M | 20 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• G••••• R•••••• · Founder/Chief Executive Officercontrolsince 08/1999 · owns less than 5%
- B•••••••• W••••••• H•••••• · President/Senior Partnercontrolsince 01/2001 · owns less than 5%
- H•••••• T•••••• D••• · Chief Accounting Officercontrolsince 01/2022 · owns less than 5%
- K•••••••• A•••• B•••••• · Portfolio Manager/Senior Partnercontrolsince 01/2019 · owns less than 5%
- L••• K•••••••• N•• · Managing D•••••••/Chief Compliance Officer/Deputy General Counselcontrolsince 01/2017 · owns less than 5%
- R••••• G••••••• S•••• · Partner/General Counselcontrolsince 02/2007 · owns less than 5%
- S•••••••• A•••• M••• · Portfolio Manager/Senior Partnercontrolsince 01/2010 · owns less than 5%
- S••••• J•••• A•••••• · Chief Operations And Technology Officercontrolsince 06/2022 · owns less than 5%
- Z•••••• M•••• A••• · Partner/Chief Financial Officercontrolsince 06/2019 · owns less than 5%
Entity owners
- O•• H••• A••••••• G•••••• L••• · General Partnerdirect · owns 25% to 50%
- T• R••• P•••• A••••••••• I••• · Partnerindirect · owns 75% or more of O•• H••• A••••••• G•••••• L•••
- T• R••• P•••• A••••••••• I••• · Partnerindirect · owns 75% or more of O•• G••••• P•••••••• I••••••••• L•••
- T• R••• P•••• A••••••••• I••• · Memberindirect · owns 75% or more of W•• O•• L••
- T• R••• P•••• G••••• I••• · Partnerindirect · owns F of O•• G••••• P•••••••• I••••••••• L••• · public reporting company
- T• R••• P•••• G••••• I••• · Memberindirect · owns 75% or more of O•••• M••••• S•• 3• L•• · public reporting company
- T• R••• P•••• G••••• I••• · Shareholderindirect · owns 75% or more of T• R••• P•••• A••••••••• I••• · public reporting company
- O•• G••••• P•••••••• I••••••••• L••• · L•••••• Partnerdirect · owns 10% to 25%
- O•••• M••••• S•• 3• L•• · L•••••• Partnerdirect · owns 10% to 25%
- T• R••• P•••• A••••••••• I••• · L•••••• Partnerdirect · owns 10% to 25%
- W•• O•• L•• · L•••••• Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- O•• H••• A••••••• ••••••••• P•• L••investment advisery
- O•• A• C••••••••• G•••••• L••investment adviserbankn
- O•• A• C••••••••• C••••• F••• G•••••• L••investment adviserbankn
- O•• A• D••••••••• C••••• G•••••• L••investment adviserbankn
- O•• A• D••••••••• C••••• I• G•••••• L•••investment adviserbankn
- O•• A•••• E••••••• C••••• F••• G••••• L••investment adviserbankn
- O•• A••••••• C••••••••• C••••• F••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A••• C••••••••• C••••• G•••••• L••investment adviserbankn
- O•• B••• S•• G••••• I•• L••investment adviserbankn
- O•• B••• S•• G•••••• L••investment adviserbankn
- O•• B•••• B••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C• C••••••••• C••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• E••••••• E••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• E••••••• E••••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• S••••••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• C•••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• O••••••••• C• •• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• O••••••••• G••••• I• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S•••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S•••••••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• M••••••••• C••••• F••• G•••••• L••investment adviserbankn
- O•• D••••••• C••••••••• C••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••• C••••••••• C••••• F••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••••• C••••• S••••••••• •••••••• I•• G•••••• L••investment adviserbankn
- O•• D••••••••• C••••• S••••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••••• C••••• S••••••••• T•••••• F••• G•••••• L••investment adviserbankn
- O•• D•••••• C••••• O••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• E••••••• C••••• S••••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• E••••••• S•••••••• C••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
Advisers that list O•• H••• A•••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Melbourne, Australia1 employees
What changed
consecutive filings, newest first
- Private funds · 93 to 94Mar 31, 2026 to Jun 1, 2026
- Accounts · 177 to 184Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 124 to 113Jan 22, 2026 to Mar 31, 2026
- BD registered reps · 11 to 12Jan 22, 2026 to Mar 31, 2026
- Pension plan clients · 24 to 20Jan 22, 2026 to Mar 31, 2026
- Pooled vehicle clients · 89 to 100Jan 22, 2026 to Mar 31, 2026
- Assets in custody · $260M to $193MJan 22, 2026 to Mar 31, 2026
- Employees · 420 to 435Jan 22, 2026 to Mar 31, 2026
- Private funds · 84 to 93Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $86B to $101BJan 22, 2026 to Mar 31, 2026
- Pension RAUM · $6.7B to $8.3BJan 22, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $68B to $78BJan 22, 2026 to Mar 31, 2026
- RAUM · $86B to $101BJan 22, 2026 to Mar 31, 2026
- Private funds · 83 to 84Apr 30, 2025 to Aug 20, 2025
- Accounts · 160 to 177Feb 26, 2025 to Apr 30, 2025
- Advisory employees · 123 to 124Feb 26, 2025 to Apr 30, 2025
- BD registered reps · 13 to 11Feb 26, 2025 to Apr 30, 2025
- Pooled vehicle clients · 80 to 89Feb 26, 2025 to Apr 30, 2025
- Assets in custody · $300M to $260MFeb 26, 2025 to Apr 30, 2025
- Employees · 416 to 420Feb 26, 2025 to Apr 30, 2025
- Financial planning clients · unset to Feb 26, 2025 to Apr 30, 2025
- Private funds · 75 to 83Feb 26, 2025 to Apr 30, 2025
- Discretionary RAUM · $71B to $86BFeb 26, 2025 to Apr 30, 2025
- Pension RAUM · $6.7B to $6.7BFeb 26, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $54B to $68BFeb 26, 2025 to Apr 30, 2025
- RAUM · $71B to $86BFeb 26, 2025 to Apr 30, 2025
- Private funds · 74 to 75Mar 29, 2024 to Feb 26, 2025
- Accounts · 148 to 160Feb 27, 2024 to Mar 29, 2024
- Advisory employees · 108 to 123Feb 27, 2024 to Mar 29, 2024
- BD registered reps · 8 to 13Feb 27, 2024 to Mar 29, 2024
- Pension plan clients · 23 to 24Feb 27, 2024 to Mar 29, 2024
- Pooled vehicle clients · 73 to 80Feb 27, 2024 to Mar 29, 2024
- Assets in custody · $366M to $300MFeb 27, 2024 to Mar 29, 2024
- Employees · 368 to 416Feb 27, 2024 to Mar 29, 2024
- Private funds · 70 to 74Feb 27, 2024 to Mar 29, 2024
- Discretionary RAUM · $63B to $71BFeb 27, 2024 to Mar 29, 2024
- Pension RAUM · $5.9B to $6.7BFeb 27, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $47B to $54BFeb 27, 2024 to Mar 29, 2024
- RAUM · $63B to $71BFeb 27, 2024 to Mar 29, 2024
- Private funds · 69 to 70Nov 28, 2023 to Feb 27, 2024
Signals
7 dated events
- D••• T••••• H••••• (Chief Accounting Officer) appeared on Schedule A of O•• H••• A•••••••• L•••Mar 31, 2023 · Control person joined · fact
- Anthony John Sorbo (Chief Operations And Technology Officer) appeared on Schedule A of O•• H••• A•••••••• L•••Jul 5, 2022 · Control person joined · fact
- Patrick Raymond Murphy (Managing Director/Chief Accounting Officer) no longer on Schedule A of O•• H••• A•••••••• L••• (listed 2021-11-29, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
- Wes Michael Blumstein (Managing Director/Chief Operating Officer) no longer on Schedule A of O•• H••• A•••••••• L••• (listed 2021-11-29, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
- O•• H••• A•••••••• L••• reported RAUM $52.8B, up 32% from $39.9B (2021-02-04 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Alan Mark Zaeske (Managing Director/Chief Financial Officer) appeared on Schedule A of O•• H••• A•••••••• L•••Mar 30, 2020 · Control person joined · fact
- Bradley Adam Kertzner (Portfolio Manager/Senior Partner) appeared on Schedule A of O•• H••• A•••••••• L•••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- O•• H••• A•••••••• L••• · Family Officesshared crd · office
- O•• H••• A•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/OAK-H•••-ADVISORS-L-P-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- OAKH•••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-326-1500reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
O•• H••• A•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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