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B••••••••• M••••••••• P••••••• I•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••••••• M••••••••• P••••••• I•• L••

CRD 109103

NEW YORK, NY

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Search this name across graphsid dfx:ria:c734307e-3ff8-7710-572d-965f36419e6f

Data as of May 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 0
On other graphs: 1
Observed: Nov 11, 2011 to May 1, 2013
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• M••••••••• P••••••• I•• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $188MItem 5.F on the latest filing (2013-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••••• C•••••• P••••••• I•• M••••••• B•••••• F••• L•••	Private Equity Fund	$154M	May 1, 2013	122	Mar 30, 2012	reported	n/a
B••••••••• O••••••• C•••••• P••••••• I•• L•••	Private Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• A••••••• P••••••• L•••	SOLE MEMBER	E	yes	07/2011	Nov 11, 2011	May 1, 2013
B••••••••• A••••••• S••••••• L•••••	GENERAL PARTNER	F	yes	07/2011	Nov 11, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• M••••••••• P••••••• L•••••	n/a	ASSET_M••••••	$146B	N	yes	n/a
B••••••••• R••• E••••• A••••••• L•••	n/a	ASSET_M••••••	$131B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$188M	$197M	-4.4%	n/a	n/a	194	n/a	n/a	n/a

Relationships

Affiliated with (25)

→ B••••••••• A••••••••• A•••• M••••••••• L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ B••••••••• M•••••••• A••••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ B••••••••• R••• E••••• A••••••• I•• L•Registered adviserother investment adviser, common control
factForm ADV
→ B••••••••• C••••••••• A••••••• I• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c734307e-3ff8-7710-572d-965f36419e6f
First observed: Nov 11, 2011
Last observed: May 1, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.