DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• A•••• M••••••••• L••
LITTLETON, CO | Orland Park, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A•••• M••••••••• L•• | Independent wealth | May 9, 2025 | n/a | yes | LITTLETON, CO|Orland Park, IL | Current employment |
| I••• W••••• M••••••••• L•• | Independent wealth | Aug 17, 2021 | May 20, 2025 | no | ORLAND PARK, IL|OMAHA, NE|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••• W••••• M••••••••• L•• | T••••• A•••• M••••••••• L•• | May 20, 2025 | May 9, 2025 | -11 | Firm change | RIA to RIA |
| R•••• F••• M••••••••• L•• | I••• W••••• M••••••••• L•• | Aug 13, 2021 | Aug 17, 2021 |
| R•••• F••• M••••••••• L•• | Independent wealth | Jun 27, 2019 | Aug 13, 2021 | no | Orland Park, IL|LADY LAKE, FL | Previous registration |
| V••••• C•••••• M••••••••• L•• | Independent wealth | Aug 16, 2016 | Jul 1, 2019 | no | Orland Park, IL|BRENTWOOD, TN | Previous registration |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Nov 12, 2013 | Aug 17, 2016 | no | TINLEY PARK, IL|WHEATON, IL|ORLAND PARK, IL | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jul 18, 2011 | Dec 31, 2011 | no | TINLEY PARK, IL | Previous registration |
| W•••• E••••• G••••• I••• | Bd affiliated wealth | May 1, 2009 | Mar 16, 2011 | no | WHEATON, IL|TINLEY PARK, IL | Previous registration |
| W•••••• S••••••••• C••••••••• | n/a | Apr 14, 2005 | Jun 29, 2007 | no | TINLEY PARK, IL|TINLEY PARK, IL | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Jan 24, 2003 | Dec 31, 2004 | no | OAK FOREST, IL | Previous registration |
| T•• M••••••• I••• | n/a | Sep 16, 1998 | Feb 7, 2003 | no | MIDLOTHIAN, IL | Previous registration |
| 4 |
| Firm change |
| RIA to RIA |
| V••••• C•••••• M••••••••• L•• | R•••• F••• M••••••••• L•• | Jul 1, 2019 | Jun 27, 2019 | -4 | Firm change | RIA to RIA |
| B••••••••• C•••••• M••••••••• L•• | V••••• C•••••• M••••••••• L•• | Aug 17, 2016 | Aug 16, 2016 | -1 | Firm change | Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | B••••••••• C•••••• M••••••••• L•• | Dec 31, 2011 | Nov 12, 2013 | 682 | Firm change after gap | Other |
| W•••• E••••• G••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 16, 2011 | Jul 18, 2011 | 124 | Firm change | Other |
| W•••••• S••••••••• C••••••••• | W•••• E••••• G••••• I••• | Jun 29, 2007 | May 1, 2009 | 672 | Firm change after gap | Other |
| V•• A••••••• S••••••• | W•••••• S••••••••• C••••••••• | Dec 31, 2004 | Apr 14, 2005 | 104 | Firm change | Other |
| T•• M••••••• I••• | V•• A••••••• S••••••• | Feb 7, 2003 | Jan 24, 2003 | -14 | Bulk transfer | Other |