DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cynthia Allen Mann

Lasalle St. Investment Advisors, L.L.C.BD affiliatedElmhurst, Il dual registrantIAPD 1019111

Feed of 09/14/2026

Also filed as Cynthia Allen Bruenn

At current firm

0 y

since Feb 10, 2026

In the industry

43 y

since Dec 2, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Lasalle St. Investment Advisors, L.L.C. BD affiliated current
since Feb 10, 2026 · Oak Brook, Il
Commonwealth Financial Network national BD
May 8, 2024 to Feb 10, 2026 · Waltham, Ma
Grove Point Advisors, LLC former
Apr 1, 2021 to May 8, 2024 · Rockville, Md
H. Beck, Inc. former
Aug 28, 2017 to Apr 1, 2021 · Rockville, Md
Iht Wealth Management LLC BD affiliated
Aug 9, 2016 to Sep 6, 2017 · Chicago, Il
LPL Financial LLC BD affiliated
Sep 8, 2009 to Dec 23, 2016 · Oakbrook Terrace, Il
Heritage Capital Management Inc former
Apr 5, 2004 to Aug 29, 2006 · Oakbrook Terrace, Il
Waterstone Financial Group, Inc. unclassified
Oct 21, 2002 to Sep 8, 2009 · Oakbrook Terrace, Il
A. G. Edwards & Sons, Inc. unclassified
Mar 27, 2001 to Sep 4, 2002 · Elgin, Il

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Lasalle St. Investment Advisors, L.L.C.
left Feb 10, 2026, registered Feb 10, 2026 (0 days) · Affiliated broker-dealer or bank to another
Grove Point Advisors, LLC to Commonwealth Financial Network
left May 8, 2024, registered May 8, 2024 (0 days) · Affiliated broker-dealer or bank to another
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Iht Wealth Management LLC to H. Beck, Inc.
left Sep 6, 2017, registered Aug 28, 2017 (-9 days) · Other
LPL Financial LLC to Iht Wealth Management LLC
left Dec 23, 2016, registered Aug 9, 2016 (-136 days) · Other
Waterstone Financial Group, Inc. to Heritage Capital Management Inc
left Sep 8, 2009, registered Apr 5, 2004 (-1982 days) · Other
Heritage Capital Management Inc to LPL Financial LLC
left Aug 29, 2006, registered Sep 8, 2009 (1106 days) · Other
A. G. Edwards & Sons, Inc. to Waterstone Financial Group, Inc.
left Sep 4, 2002, registered Oct 21, 2002 (47 days) · Other

Signals

Cynthia Allen Mann left Commonwealth Financial Network for Lasalle St. Investment Advisors, L.L.C. (registered 2026-02-10)
Feb 10, 2026 · Advisor changed firm · fact
Cynthia Allen Mann left Grove Point Advisors, Llc for Commonwealth Financial Network (registered 2024-05-08)
May 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address