DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donald Carl Rasweiler

Oppenheimer & Co. Inc.BD affiliatedFlorham Park, Njdual registrantIAPD 1142752

Feed of 09/14/2026

At current firm

0 y

since Oct 1, 2025

In the industry

39 y

since Jan 13, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Oct 1, 2025 · Florham Park, Nj
Benjamin F. Edwards & Company, Incorporated BD affiliated
Dec 11, 2020 to Oct 3, 2025 · St. Louis, Mo
Wells Fargo Advisors wirehouse
May 2, 2012 to Dec 7, 2020 · Short Hills, Nj
Morgan Stanley wirehouse
Jun 1, 2009 to May 21, 2012 · Short Hills, Nj
Morgan Stanley & Co. LLC unclassified
Apr 18, 2008 to Jun 1, 2009 · Short Hills, Nj
J.P. Morgan Securities LLC wirehouse
Jan 12, 2006 to May 5, 2008 · Morristown, Nj
A. G. Edwards & Sons, Inc. unclassified
Apr 2, 2004 to Jan 24, 2006 · Short Hills, Nj

Moves

a registration end followed by a registration begin elsewhere

Benjamin F. Edwards & Company, Incorporated to Oppenheimer & Co. Inc.
left Oct 3, 2025, registered Oct 1, 2025 (-2 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Benjamin F. Edwards & Company, Incorporated
left Dec 7, 2020, registered Dec 11, 2020 (4 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley to Wells Fargo Advisors
left May 21, 2012, registered May 2, 2012 (-19 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
J.P. Morgan Securities LLC to Morgan Stanley & Co. LLC
left May 5, 2008, registered Apr 18, 2008 (-17 days) · Other
A. G. Edwards & Sons, Inc. to J.P. Morgan Securities LLC
left Jan 24, 2006, registered Jan 12, 2006 (-12 days) · Other

Signals

Donald Carl Rasweiler left Benjamin F. Edwards & Company, Incorporated for Oppenheimer & Co. Inc. (registered 2025-10-01)
Oct 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address