DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J••• C•••••••••

A••••• A•• P••••••• S•••••••BD affiliatedColumbia, Sc dual registrantIAPD 1143598

Feed of 09/15/2026

Also filed as M••• J••• C•••••••••

At current firm

2 y

since Apr 12, 2024

In the industry

24 y

since Feb 4, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Apr 12, 2024 · Charlotte, Nc
O•••• F•• I••• former
Jul 21, 2016 to Oct 19, 2017 · Columbia, Sc
S•••••••• F••••••••• I••• former
Apr 3, 2015 to Jan 11, 2016 · Columbia, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2009 to Jan 27, 2014 · Columbia, Sc
B•••••••• I••••••••• M••••••••• L•• asset manager
Sep 29, 2006 to Dec 5, 2008 · Plainsboro, Nj
M•••••• L•••• I••••••••• M••••••• L• unclassified
Jun 4, 2002 to Sep 29, 2006 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to A••••• A•• P••••••• S•••••••
left Oct 19, 2017, registered Apr 12, 2024 (2367 days) · Other
S•••••••• F••••••••• I••• to O•••• F•• I•••
left Jan 11, 2016, registered Jul 21, 2016 (192 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• F••••••••• I•••
left Jan 27, 2014, registered Apr 3, 2015 (431 days) · Other
B•••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 5, 2008, registered Oct 12, 2009 (311 days) · Other
M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••
left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address