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Registered advisor
G••••• J••• W•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
6 y
since May 13, 2020
In the industry
45 y
since Jul 1, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 13, 2020 · Matthews, Nc
- C•••••• A••••••• BD affiliatedJun 4, 2012 to May 1, 2020 · Matthews, Nc
- L•••••• I••••••••• independent RIAJun 1, 2012 to May 1, 2020 · C•••••••••, Oh
- C••••••••• A•••••••• I•• formerDec 31, 2001 to Jun 1, 2012 · Matthews, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••• A••••••• to C••••••••• F•••••••• N••••••left May 1, 2020, registered May 13, 2020 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•••••• I••••••••• to C•••••• A•••••••left May 1, 2020, registered Jun 4, 2012 (-2888 days) · Other
- C••••••••• A•••••••• I•• to L•••••• I•••••••••left Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address