DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Lewis Sowers
Feed of 09/14/2026
Also filed as Charlie L Sowers
At current firm
7 y
since Jun 20, 2019
In the industry
42 y
since Jan 27, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisory Services, LLC BD affiliated currentsince Jun 20, 2019 · Salisbury, Nc
- Raymond James Financial Services Advisors, Inc BD affiliatedMay 27, 2015 to Jun 21, 2019 · Salisbury, Nc
- Wells Fargo Advisors wirehouseJul 21, 2010 to May 27, 2015 · Salisbury, Nc
- Morgan Stanley wirehouseJun 1, 2009 to Jul 29, 2010 · Salisbury, Nc
- Citigroup Global Markets Inc. BD affiliatedDec 31, 2001 to Jun 1, 2009 · Salisbury, Nc
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Capital Investment Advisory Services, LLCleft Jun 21, 2019, registered Jun 20, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft May 27, 2015, registered May 27, 2015 (0 days) · Other · moved with a team
- Morgan Stanley to Wells Fargo Advisorsleft Jul 29, 2010, registered Jul 21, 2010 (-8 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address