RIA Intelligence

• Canterbury Investment Advisors LLC state registered current
  since Oct 3, 2023 · Mountain Brook, Al
• Investment Advisor Group independent RIA
  May 1, 2023 to Oct 2, 2023 · Mountain Brook, Al
• Advisory Services Network independent RIA
  Oct 12, 2022 to May 2, 2023 · Mountain Brook, Al
• Canterbury Investment Advisors LLC state registered
  May 24, 2018 to Oct 11, 2022 · Mountain Brook, Al
• Innovation Partners LLC independent RIA
  Jan 18, 2018 to May 16, 2018 · Birmingham, Al
• Dfpg Investments, LLC former
  Nov 30, 2017 to Nov 30, 2017 · Mountain Brook, Al
• United Planners' Financial Services Of America A Limited Partner independent RIA
  Jul 20, 2017 to Oct 25, 2017 · Scottsdale, Az
• Scf Investment Advisors, Inc. former
  Jul 26, 2016 to Jul 12, 2017 · Mountain Brook, Al
• Arbor Point Advisors former
  Nov 15, 2013 to Jul 15, 2016 · Birmingham, Al
• Securities America Advisors, Inc. former
  Nov 15, 2013 to Jul 15, 2016 · Birminham, Al
• Signature Investments, Inc. former
  May 21, 2013 to Nov 5, 2013 · Birmingham, Al
• Modern Capital Advisors, LLC independent RIA
  Mar 27, 2012 to May 21, 2013 · Raleigh, Nc
• Abele Financial Group LLC unclassified
  Apr 15, 2010 to May 13, 2013 · Birmingham, Al
• Silver Oak Securities, Inc. BD affiliated
  Oct 6, 2009 to Nov 9, 2009 · Jackson, Tn
• Great American Advisors, Inc. former
  Aug 18, 2009 to Sep 22, 2009 · Cincinnati, Oh
• Ssn Advisory, Inc. former
  Mar 27, 2009 to Jul 31, 2009 · Birmingham, Al
• Abele Financial Group LLC unclassified
  Apr 7, 2008 to Mar 27, 2009 · Birmingham, Al
• Ssn Advisory, Inc. former
  Jan 12, 2007 to Apr 7, 2008 · Birmingham, Al
• Abele Mcgowen LLC unclassified
  Jul 22, 2003 to Dec 31, 2006 · Birmingham, Al
• Securities America Advisors, Inc. former
  Jan 15, 1999 to Jul 21, 2003 · Birmingham, Al

• Investment Advisor Group to Canterbury Investment Advisors LLC
  left Oct 2, 2023, registered Oct 3, 2023 (1 days) · RIA to a state-registered adviser
• Advisory Services Network to Investment Advisor Group
  left May 2, 2023, registered May 1, 2023 (-1 days) · RIA to RIA
• Canterbury Investment Advisors LLC to Advisory Services Network
  left Oct 11, 2022, registered Oct 12, 2022 (1 days) · Other
• Innovation Partners LLC to Canterbury Investment Advisors LLC
  left May 16, 2018, registered May 24, 2018 (8 days) · Affiliated broker-dealer or bank to a state-registered adviser
• Dfpg Investments, LLC to Innovation Partners LLC
  left Nov 30, 2017, registered Jan 18, 2018 (49 days) · Other
• United Planners' Financial Services Of America A Limited Partner to Dfpg Investments, LLC
  left Oct 25, 2017, registered Nov 30, 2017 (36 days) · Other
• Scf Investment Advisors, Inc. to United Planners' Financial Services Of America A Limited Partner
  left Jul 12, 2017, registered Jul 20, 2017 (8 days) · Other
• Arbor Point Advisors to Scf Investment Advisors, Inc.
  left Jul 15, 2016, registered Jul 26, 2016 (11 days) · Other
• Securities America Advisors, Inc. to Arbor Point Advisors
  left Jul 15, 2016, registered Nov 15, 2013 (-973 days) · channel change inside one enterprise, not a move
• Signature Investments, Inc. to Securities America Advisors, Inc.
  left Nov 5, 2013, registered Nov 15, 2013 (10 days) · Other
• Modern Capital Advisors, LLC to Signature Investments, Inc.
  left May 21, 2013, registered May 21, 2013 (0 days) · Other
• Abele Financial Group LLC to Modern Capital Advisors, LLC
  left May 13, 2013, registered Mar 27, 2012 (-412 days) · Other
• Silver Oak Securities, Inc. to Abele Financial Group LLC
  left Nov 9, 2009, registered Apr 15, 2010 (157 days) · Other
• Great American Advisors, Inc. to Silver Oak Securities, Inc.
  left Sep 22, 2009, registered Oct 6, 2009 (14 days) · Other
• Ssn Advisory, Inc. to Great American Advisors, Inc.
  left Jul 31, 2009, registered Aug 18, 2009 (18 days) · Other
• Abele Financial Group LLC to Ssn Advisory, Inc.
  left Mar 27, 2009, registered Mar 27, 2009 (0 days) · Other
• Ssn Advisory, Inc. to Abele Financial Group LLC
  left Apr 7, 2008, registered Apr 7, 2008 (0 days) · Other
• Abele Mcgowen LLC to Ssn Advisory, Inc.
  left Dec 31, 2006, registered Jan 12, 2007 (12 days) · Other
• Securities America Advisors, Inc. to Abele Mcgowen LLC
  left Jul 21, 2003, registered Jul 22, 2003 (1 days) · Other

• Paul Woodson Abele left Investment Advisor Group for Canterbury Investment Advisors Llc (registered 2023-10-03)
  Oct 2, 2023 · Advisor changed firm · fact
• Paul Woodson Abele left Advisory Services Network for Investment Advisor Group (registered 2023-05-01)
  May 2, 2023 · Advisor changed firm · fact
• Paul Woodson Abele left Canterbury Investment Advisors Llc for Advisory Services Network (registered 2022-10-12)
  Oct 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address