RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- D•• W•••••• L•• independent RIA currentsince Jan 2, 2026 · Atlanta, Ga
- S••••• M••••••••• independent RIANov 17, 2020 to Jan 5, 2026 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedJan 31, 2018 to Nov 18, 2020 · Madison, Ga
- M••••• S•••••• wirehouseNov 8, 2011 to Jan 17, 2018 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerNov 30, 2009 to Oct 31, 2011 · Atlanta, Ga
- S•••• • S••••••••• L•• formerOct 28, 2005 to Dec 14, 2009 · Atlanta, Ga
- J••••• M••••••••• S•••• L•• BD affiliatedApr 11, 2005 to Nov 4, 2005 · Atlanta, Ga
- S••••• M••••••••• to D•• W•••••• L••left Jan 5, 2026, registered Jan 2, 2026 (-3 days) · RIA to RIA
- T••••• A••••••• S•••••••• I••• to S••••• M•••••••••left Nov 18, 2020, registered Nov 17, 2020 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Jan 17, 2018, registered Jan 31, 2018 (14 days) · Other
- M••••• K••••• • C••••••• L•• to M••••• S••••••left Oct 31, 2011, registered Nov 8, 2011 (8 days) · Other
- S•••• • S••••••••• L•• to M••••• K••••• • C••••••• L••left Dec 14, 2009, registered Nov 30, 2009 (-14 days) · Other
- J••••• M••••••••• S•••• L•• to S•••• • S••••••••• L••left Nov 4, 2005, registered Oct 28, 2005 (-7 days) · Other
- J•••• G•••••• left S••••• M••••••••• for D•• W•••••• L•• (registered 2026-01-02)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address