DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

George Michael Russell

A.G.P / Alliance Global Partnersindependent RIARochelle Park, Njdual registrantIAPD 1388143

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Dec 1, 2023

In the industry

40 y

since Jan 3, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A.G.P / Alliance Global Partners independent RIA current
since Dec 1, 2023 · Rochelle Park, Nj
Aegis Capital Corp. BD affiliated
Jan 26, 2017 to Dec 22, 2023 · New York, Ny
B. Riley Wealth Advisors, Inc. BD affiliated
Apr 14, 2012 to Feb 17, 2017 · Paramus, Nj
Osaic Fs, Inc. former
Sep 5, 2008 to Apr 11, 2012 · Paramus, Nj
Cetera Advisor Networks LLC former
Aug 22, 2005 to Oct 3, 2008 · Paramus, Nj
First Montauk Securities Corp. unclassified
Jan 24, 2005 to Aug 24, 2005 · Paramus, Nj
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Jan 24, 2005 · Paramus, Nj
Prudential Equity Group, LLC unclassified
Jun 20, 2002 to Jul 1, 2003 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

Aegis Capital Corp. to A.G.P / Alliance Global Partners
left Dec 22, 2023, registered Dec 1, 2023 (-21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
B. Riley Wealth Advisors, Inc. to Aegis Capital Corp.
left Feb 17, 2017, registered Jan 26, 2017 (-22 days) · Other · moved with a team
Osaic Fs, Inc. to B. Riley Wealth Advisors, Inc.
left Apr 11, 2012, registered Apr 14, 2012 (3 days) · Other
Cetera Advisor Networks LLC to Osaic Fs, Inc.
left Oct 3, 2008, registered Sep 5, 2008 (-28 days) · Other
First Montauk Securities Corp. to Cetera Advisor Networks LLC
left Aug 24, 2005, registered Aug 22, 2005 (-2 days) · Other
Wells Fargo Advisors to First Montauk Securities Corp.
left Jan 24, 2005, registered Jan 24, 2005 (0 days) · Other
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

George Michael Russell left Aegis Capital Corp. for A.G.P / Alliance Global Partners (registered 2023-12-01)
Dec 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address