DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Greg Mayes
At current firm
6 y
since Sep 9, 2020
In the industry
38 y
since Dec 18, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Sep 9, 2020 · Nampa, Id
- Planners Alliance formerFeb 15, 2018 to Sep 15, 2020 · Nampa, Id
- Alphastar Capital Management independent RIANov 15, 2012 to Feb 16, 2018 · Nampa, Id
- Voya Financial Advisors, Inc. BD affiliatedFeb 20, 2008 to Nov 14, 2012 · Nampa, Id
- Securian Financial Services, Inc. formerJun 2, 2004 to Feb 8, 2008 · Nampa, Id
- Ws Griffith Securities, Inc. unclassifiedJan 1, 2001 to Jun 16, 2004 · Nampa, Id
Moves
a registration end followed by a registration begin elsewhere
- Planners Alliance to Advisory Alpha, LLCleft Sep 15, 2020, registered Sep 9, 2020 (-6 days) · RIA to RIA · moved with a team
- Alphastar Capital Management to Planners Allianceleft Feb 16, 2018, registered Feb 15, 2018 (-1 days) · RIA to a newly registered adviser · moved with a team
- Voya Financial Advisors, Inc. to Alphastar Capital Managementleft Nov 14, 2012, registered Nov 15, 2012 (1 days) · Other
- Securian Financial Services, Inc. to Voya Financial Advisors, Inc.left Feb 8, 2008, registered Feb 20, 2008 (12 days) · Other
- Ws Griffith Securities, Inc. to Securian Financial Services, Inc.left Jun 16, 2004, registered Jun 2, 2004 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address