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6 advisors moved from W•••• F•••• A••••••• to W•••• F•••• A•••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Zachary W Tracey | Glastonbury, Ct | Jun 9, 2026 | Jun 9, 2026 |
| Arthur Bland Sullivan | Glastonbury, Ct | Jun 11, 2026 | Jun 11, 2026 |
| Jennifer Palmer Wheatley | Glastonbury, Ct | Jun 11, 2026 | Jun 11, 2026 |
| Kevin Michael Flynn | Glastonbury, Ct | Jun 11, 2026 | Jun 11, 2026 |
| Thomas Adrian Ragonese | Glastonbury, Ct | Jun 11, 2026 | Jun 11, 2026 |
| Arthur Bland Sullivan | Glastonbury, Ct | Jun 12, 2026 | Jun 11, 2026 |
- Registrations ended
- Jun 9, 2026 to Jun 12, 2026
- Registered next
- Jun 9, 2026 to Jun 11, 2026
- Branch state
- CT
- Cities
- 1, most in Glastonbury, Ct
- Registered there that day
- 14,439 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.