RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••••• W•••••
- C••••••••• F•••••••• P••••••• independent RIA currentsince Jul 6, 2021 · Mcmurray, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 24, 2015 to Jul 7, 2021 · Pittsburgh, Pa
- W•••• F•••• A••••••• wirehouseNov 11, 2013 to May 6, 2015 · Pittsburgh, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• F•••••••• P•••••••left Jul 7, 2021, registered Jul 6, 2021 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 6, 2015, registered Apr 24, 2015 (-12 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address