RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• E•••••••
- A••• W••••• M••••••••• L•• state registered currentsince Apr 16, 2026 · Westlake, Oh
- G••••••• A•••••••• L•• independent RIAOct 13, 2021 to Feb 28, 2023 · Cleveland, Oh
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 21, 2019 to Sep 3, 2021 · Westlake, Oh
- O••••••••• S••••••••• I••• BD affiliatedMar 22, 2017 to Jun 12, 2018 · Westlake, Oh
- U•• F•••••••• S••••••••• L•• independent RIAMar 10, 2015 to Dec 22, 2016 · Westlake, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 4, 2013 to Oct 23, 2014 · Independence, Oh
- P••• A••••• S••••••••• L•• BD affiliatedJan 21, 2009 to Aug 5, 2010 · Beachwood, Oh
- M•• F•••••••• S•••••••• I••• formerSep 26, 2007 to Aug 5, 2008 · Broadview Heights, Oh
- S•• BD affiliatedJan 2, 2002 to Jul 27, 2007 · Beachwood, Oh
- G••••••• A•••••••• L•• to A••• W••••• M••••••••• L••left Feb 28, 2023, registered Apr 16, 2026 (1143 days) · RIA to a state-registered adviser
- A••••••• F•••••••• A•••••••• L•• to G••••••• A•••••••• L••left Sep 3, 2021, registered Oct 13, 2021 (40 days) · Affiliated broker-dealer or bank to independent RIA
- O••••••••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Jun 12, 2018, registered Oct 21, 2019 (496 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••••• L•• to O••••••••• S••••••••• I•••left Dec 22, 2016, registered Mar 22, 2017 (90 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••••• L••left Oct 23, 2014, registered Mar 10, 2015 (138 days) · Other
- P••• A••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 5, 2010, registered Oct 4, 2013 (1156 days) · Other
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Aug 5, 2008, registered Jan 21, 2009 (169 days) · Other
- S•• to M•• F•••••••• S•••••••• I•••left Jul 27, 2007, registered Sep 26, 2007 (61 days) · Other
- J•••• E••••• E••••••• left G••••••• A•••••••• L•• for A••• W••••• M••••••••• L•• (registered 2026-04-16)Feb 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address