DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J••••• H•••••••

S••••••••• W•••••mixed wealthSummit, Nj IA-onlyIAPD 1643054

Certified Financial Planner

Feed of 09/15/2026

Also filed as Dan Harmeyer

At current firm

1 y

since Aug 22, 2025

In the industry

23 y

since Feb 10, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Aug 22, 2025 · Alpharetta, Ga
T••••• W•••••• L••••• independent RIA
Feb 9, 2023 to Jun 5, 2025 · Scottsdale, Az
F••••• I••••••••• independent RIA
Aug 18, 2021 to Dec 7, 2022 · Plano, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 17, 2018 to Aug 12, 2021 · Atlanta, Ga
C••• B•••••••• S•••••••• I••• former
Jun 24, 2015 to Dec 13, 2018 · Waverly, Ia
A••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 23, 2013 to Jun 1, 2015 · Peachtree Corners, Ga
E•••••••• A•••••••• L•• national BD
Sep 28, 2012 to Mar 7, 2013 · Alpharetta, Ga
C•••••• C••• A••••••• G•••• unclassified
May 11, 2007 to Sep 29, 2008 · Atlanta, Ga
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 10, 2003 to Nov 20, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T••••• W•••••• L••••• to S••••••••• W•••••
left Jun 5, 2025, registered Aug 22, 2025 (78 days) · RIA to RIA
F••••• I••••••••• to T••••• W•••••• L•••••
left Dec 7, 2022, registered Feb 9, 2023 (64 days) · RIA to RIA
V•••• F•••••••• A•••••••• I••• to F••••• I•••••••••
left Aug 12, 2021, registered Aug 18, 2021 (6 days) · Affiliated broker-dealer or bank to independent RIA
C••• B•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Dec 13, 2018, registered Dec 17, 2018 (4 days) · RIA to affiliated broker-dealer or bank
A••••••• F•••••••• A•••••••• L•• to C••• B•••••••• S•••••••• I•••
left Jun 1, 2015, registered Jun 24, 2015 (23 days) · Other
E•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Mar 7, 2013, registered Apr 23, 2013 (47 days) · Affiliated broker-dealer or bank to a newly registered adviser
C•••••• C••• A••••••• G•••• to E•••••••• A•••••••• L••
left Sep 29, 2008, registered Sep 28, 2012 (1460 days) · Other
C••••• I••••••••• A••••••• L•• to C•••••• C••• A••••••• G••••
left Nov 20, 2003, registered May 11, 2007 (1268 days) · Other

Signals

D••••• J••••• H••••••• left T••••• W•••••• L••••• for S••••••••• W••••• (registered 2025-08-22)
Jun 5, 2025 · Advisor changed firm · fact
D••••• J••••• H••••••• left F••••• I••••••••• for T••••• W•••••• L••••• (registered 2023-02-09)
Dec 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address